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[FEDERAL CASE SUMMARY PAGE]
Federal Court Cases
U.S. Supreme Court
UNITED STATES v. MARTINEZ-FUERTE, 428 U.S. 543 (1976)
428 U.S. 543
UNITED STATES v. MARTINEZ-FUERTE ET AL.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
No. 74-1560.
Argued April 26, 1976
Decided July 6, 1976*
[Footnote *] Together with No. 75-5387,
Sifuentes v. United States, on certiorari to the United States Court
of Appeals for the Fifth Circuit.
1. The Border Patrol's routine stopping of a vehicle at a permanent
checkpoint located on a major highway away from the Mexican border for
brief questioning of the vehicle's occupants is consistent with the
Fourth Amendment, and the stops and questioning may be made at reasonably
located checkpoints in the absence of any individualized suspicion that
the particular vehicle contains illegal aliens. Pp. 556-564.
(a) To require that such stops always be based on reasonable suspicion
would be
impractical because the flow of traffic tends to be too heavy to
allow the particularized study of a given car necessary to identify
it as a possible carrier of illegal aliens. Such a requirement also
would largely eliminate any deterrent to the conduct of well-disguised
smuggling operations, even though smugglers are known to use these
highways regularly. Pp. 556-557.
(b) While the need to make routine checkpoint stops is great, the
consequent intrusion on Fourth Amendment interests is quite limited,
the interference with legitimate traffic being minimal and checkpoint
operations involving less discretionary enforcement activity than
roving-patrol stops. Pp. 557-560.
(c) Under the circumstances of these checkpoint stops, which do not
involve searches, the Government or public interest in making such
stops outweighs the constitutionally protected interest of the private
citizen. Pp. 560-562.
(d) With respect to the checkpoint involved in No. 74-1560, it is
constitutional to refer motorists selectively to a secondary inspection
area for limited inquiry on the basis of criteria that would not sustain
a roving-patrol stop, since the intrusion is sufficiently minimal
that no particularized reason need exist to justify it. Pp. 563-564.
2. Operation of a fixed checkpoint need not be authorized in advance
by a judicial warrant. Camara
v. Municipal Court, [428 U.S. 543, 544] 387 U.S.
523, distinguished. The visible manifestations of the field officers'
authority at a checkpoint provide assurances to motorists that the
officers are acting lawfully. Moreover, the purpose of a warrant in
preventing hindsight from coloring the evaluation of the reasonableness
of a search or seizure is inapplicable here, since the reasonableness
of checkpoint stops turns on factors such as the checkpoint's location
and method of operation. These factors are not susceptible of the
distortion of hindsight, and will be open to post-stop review notwithstanding
the absence of a warrant. Nor is the purpose of a warrant in substituting
a magistrate's judgment for that of the searching or seizing officer
applicable, since the need for this is reduced when the decision to
"seize" is not entirely in the hands of the field officer and deference
is to be given to the administrative decisions of higher ranking officials
in selecting the checkpoint locations. Pp. 564-566.
No. 74-1560, 514 F.2d 308, reversed and remanded; No. 75-5387, affirmed.
POWELL, J., delivered the opinion of the Court, in which BURGER, C.
J., and STEWART, WHITE, BLACKMUN, REHNQUIST, and STEVENS, JJ., joined.
BRENNAN, J., filed a dissenting opinion, in which MARSHALL, J., joined,
post, p. 567.
Mark L. Evans argued the cause for the United States in both cases.
With him on the briefs were Solicitor General Bork, Assistant Attorney
General Thornburgh, and Sidney M. Glazer.
Ballard Bennett, by appointment of the Court, 423 U.S. 1030, argued
the cause and filed briefs for petitioner in No. 75-5387.
Charles M. Sevilla, by appointment of the Court, 423 U.S. 922, argued
the cause for respondents in No. 74-1560. With him on the brief was
Michael J. McCabe.Fn
Fn [428 U.S. 543,
544] Melvin L. Wulf, Joel M. Gora, Vilma S. Martinez, Sanford
J. Rosen, and Jerome B. Falk, Jr., filed a brief for the American Civil
Liberties Union et al. as amici curiae urging affirmance in No. 74-1560.
[428 U.S. 543, 545]
MR. JUSTICE POWELL delivered the opinion of the Court.
These cases involve criminal prosecutions for offenses relating to
the transportation of illegal Mexican aliens. Each defendant was arrested
at a permanent checkpoint operated by the Border Patrol away from the
international border with Mexico, and each sought the exclusion of certain
evidence on the ground that the operation of the checkpoint was incompatible
with the Fourth Amendment. In each instance whether the Fourth Amendment
was violated turns primarily on whether a vehicle may be stopped at
a fixed checkpoint for brief questioning of its occupants even though
there is no reason to believe the particular vehicle contains illegal
aliens. We reserved this question last Term in United
States v. Ortiz, 422 U.S. 891, 897 n. 3 (1975). We hold today that
such stops are consistent with the Fourth Amendment. We also hold that
the operation of a fixed checkpoint need not be authorized in advance
by a judicial warrant.
I
A
The respondents in No. 74-1560 are defendants in three separate prosecutions
resulting from arrests made on three different occasions at the permanent
immigration checkpoint on Interstate 5 near San Clemente, Cal. Interstate
5 is the principal highway between San Diego and Los Angeles, and the
San Clemente checkpoint is 66 road miles north of the Mexican border.
We previously have described the checkpoint as follows:
"`Approximately one mile south of the checkpoint is a large black on
yellow sign with flashing yellow lights over the highway stating "ALL
VEHICLES, STOP AHEAD, 1 MILE." Three-quarters of a [428 U.S. 543, 546] mile
further north are two black on yellow signs suspended over the highway
with flashing lights stating "WATCH FOR BRAKE LIGHTS." At the checkpoint,
which is also the location of a State of California weighing station,
are two large signs with flashing red lights suspended over the highway.
These signs each state "STOP HERE - U.S. OFFICERS." Placed on the highway
are a number of orange traffic cones funneling traffic into two lanes
where a Border Patrol agent in full dress uniform, standing behind a
white on red "STOP" sign checks traffic. Blocking traffic in the unused
lanes are official U.S. Border Patrol vehicles with flashing red lights.
In addition, there is a permanent building which houses the Border Patrol
office and temporary detention facilities. There are also floodlights
for nighttime operation.'" United
States v. Ortiz, supra, at 893, quoting United States v. Baca, 368
F. Supp. 398, 410-411 (SD Cal. 1973).
The "point" agent standing between the two lanes of traffic visually
screens all northbound vehicles, which the checkpoint brings to a virtual,
if not a complete, halt.1 Most motorists are
allowed to resume their progress without any oral inquiry or close visual
examination. In a relatively small number of cases the "point" agent
will conclude that further inquiry is in order. He directs these cars
to a secondary inspection area, where their occupants are asked about
their citizenship and immigration status. The Government informs us
that at San [428 U.S.
543, 547] Clemente the average length of an investigation in
the secondary inspection area is three to five minutes. Brief for United
States 53. A direction to stop in the secondary inspection area could
be based on something suspicious about a particular car passing through
the checkpoint, but the Government concedes that none of the three stops
at issue in No. 74-1560 was based on any articulable suspicion. During
the period when these stops were made, the checkpoint was operating
under a magistrate's "warrant of inspection," which authorized the Border
Patrol to conduct a routine-stop operation at the San Clemente location.2
We turn now to the particulars of the stops involved in No. 74-1560.
and the procedural history of the case. Respondent Amado Martinez-Fuerte
approached the checkpoint driving a vehicle containing two female passengers.
The women were illegal Mexican aliens who had entered the United States
at the San Ysidro port of entry by using false papers and rendezvoused
with Martinez-Fuerte in San Diego to be transported northward. At the
checkpoint their car was directed to the secondary inspection area.
Martinez-Fuerte produced documents showing him to be a lawful resident
alien, but his passengers admitted being present in the country unlawfully.
He was charged, inter alia, with two counts of illegally transporting
aliens in violation [428 U.S. 543, 548]
of 8 U.S.C. 1324 (a) (2). He moved before trial to suppress all evidence
stemming from the stop on the ground that the operation of the checkpoint
was in violation of the Fourth Amendment.3
The motion to suppress was denied, and he was convicted on both counts
after a jury trial.
Respondent Jose Jiminez-Garcia attempted to pass through the checkpoint
while driving a car containing one passenger. He had picked the passenger
up by prearrangement in San Ysidro after the latter had been smuggled
across the border. Questioning at the secondary inspection area revealed
the illegal status of the passenger, and Jiminez-Garcia was charged
in two counts with illegally transporting an alien. 8 U.S.C. 1324 (a)
(2), and conspiring to commit that offense, 18 U.S.C. 371. His motion
to suppress the evidence derived from the stop was granted.
Respondents Raymond Guillen and Fernando Medrano-Barragan approached
the checkpoint with Guillen driving and Medrano-Barragan and his wife
as passengers. Questioning at the secondary inspection area revealed
that Medrano-Barragan and his wife were illegal aliens. A subsequent
search of the car uncovered three other illegal aliens in the trunk.
Medrano-Barragan had led the other aliens across the border at the beach
near Tijuana, Mexico, where they rendezvoused with Guillen, a United
States citizen. Guillen and Medrano-Barragan were jointly indicted on
four counts of illegally transporting [428 U.S. 543, 549] aliens.
8 U.S.C. 1324 (a) (2), four counts of inducing the illegal entry of
aliens, 1324 (a) (4), and one conspiracy count, 18 U.S.C. 371. The District
Court granted the defendants' motion to suppress.
Martinez-Fuerte appealed his conviction, and the Government appealed
the granting of the motions to suppress in the respective prosecutions
of Jiminez-Garcia and of Guillen and Medrano-Barragan.4
The Court of Appeals for the Ninth Circuit consolidated the three appeals,
which presented the common question whether routine stops and interrogations
at checkpoints are consistent with the Fourth Amendment.5 The Court of Appeals held, with one judge dissenting, that
these stops violated the Fourth Amendment, concluding that a stop for
inquiry is constitutional only if the Border Patrol reasonably suspects
the presence of illegal aliens on the basis of articulable facts. It
reversed Martinez-Fuerte's conviction, and affirmed the orders to suppress
in the other cases. 514 F.2d 308 (1975). We reverse and remand.
B
Petitioner in No. 75-5387, Rodolfo Sifuentes, was arrested at the permanent
immigration checkpoint on U.S. Highway 77 near Sarita. Tex. Highway
77 originates in Brownsville, and it is one of the two major highways
running north from the lower Rio Grande valley. The Sarita checkpoint
is about 90 miles north of Brownsville, [428 U.S. 543, 550]
and 65-90 miles from the nearest points of the Mexican border. The physical
arrangement of the checkpoint resembles generally that at San Clemente,
but the checkpoint is operated differently in that the officers customarily
stop all northbound motorists for a brief inquiry. Motorists whom the
officers recognize as local inhabitants, however, are waved through
the checkpoint without inquiry. Unlike the San Clemente checkpoint the
Sarita operation was conducted without a judicial warrant.
Sifuentes drove up to the checkpoint without any visible passengers.
When an agent approached the vehicle, however, he observed four passengers,
one in the front seat and the other three in the rear, slumped down
in the seats. Questioning revealed that each passenger was an illegal
alien, although Sifuentes was a United States citizen. The aliens had
met Sifuentes in the United States, by prearrangement, after swimming
across the Rio Grande.
Sifuentes was indicted on four counts of illegally transporting aliens.
8 U.S.C. 1324 (a) (2). He moved on Fourth Amendment grounds to suppress
the evidence derived from the stop. The motion was denied and he was
convicted after a jury trial. Sifuentes renewed his Fourth Amendment
argument on appeal, contending primarily that stops made without reason
to believe a car is transporting aliens illegally are unconstitutional.
The United States Court of Appeals for the Fifth Circuit affirmed the
conviction, 517 F.2d 1402 (1975), relying on its opinion in United States
v. Santibanez, 517 F.2d 922 (1975). There the Court of Appeals had ruled
that routine checkpoint stops are consistent with the Fourth Amendment.
We affirm.6 [428
U.S. 543, 551]
II
The Courts of Appeals for the Ninth and the Fifth Circuits are in conflict
on the constitutionality of a law enforcement technique considered important
by those charged with policing the Nation's borders. Before turning
to the constitutional question, we examine the context in which it arises.
A
It has been national policy for many years to limit immigration into
the United States. Since July 1, 1968, the annual quota for immigrants
from all independent countries of the Western Hemisphere, including
Mexico, has been 120,000 persons. Act of Oct. 3, 1965, 21 (e), 79 Stat.
921. Many more aliens than can be accommodated under the quota want
to live and work in the United States. Consequently, large numbers of
aliens seek illegally to enter or to remain in the United States. We
noted last Term that "[e]stimates of the number of illegal immigrants
[already] in the United States vary widely. A conservative estimate
in 1972 produced a figure of about one million, but the Immigration
and Naturalization Service now suggests there may be as many as 10 or
12 million aliens illegally in the country." United
States v. Brignoni-Ponce, 422 U.S. 873, 878 (1975) (footnote omitted).
It is estimated that 85% of the illegal immigrants are from Mexico,
drawn by the fact that economic opportunities are significantly greater
in the United States than they are in Mexico. United States v. Baca,
368 F. Supp., at 402. [428 U.S. 543, 552]
Interdicting the flow of illegal entrants from Mexico poses formidable
law enforcement problems. The principal problem arises from surreptitious
entries. Id., at 405. The United States shares a border with Mexico
that is almost 2,000 miles long, and much of the border area is uninhabited
desert or thinly populated arid land. Although the Border Patrol maintains
personnel, electronic equipment, and fences along portions of the border,
it remains relatively easy for individuals to enter the United States
without detection. It also is possible for an alien to enter unlawfully
at a port of entry by the use of falsified papers or to enter lawfully
but violate restrictions of entry in an effort to remain in the country
unlawfully.7 Once within the country, the
aliens seek to travel inland to areas where employment is believed to
be available, frequently meeting by prearrangement with friends or professional
smugglers who transport them in private vehicles. United
States v. Brignoni-Ponce, supra, at 879.
The Border Patrol conducts three kinds of inland traffic-checking operations
in an effort to minimize illegal immigration. Permanent checkpoints,
such as those at San Clemente and Sarita, are maintained at or near
intersections of important roads leading away from the border. They
operate on a coordinated basis designed to avoid circumvention by smugglers
and others who transport the illegal aliens. Temporary checkpoints,
which operate like permanent ones, occasionally are established in other
strategic locations. Finally, roving patrols are maintained to supplement
the checkpoint system. See Almeida-Sanchez
v. United [428 U.S. 543, 553] States,
413 U.S. 266, 268 (1973).8 In fiscal 1973,
175,-511 deportable aliens were apprehended throughout the Nation by
"line watch" agents stationed at the border itself. Traffic-checking
operations in the interior apprehended approximately 55,300 more deportable
aliens.9 Most of the traffic-checking apprehensions
were at checkpoints, though precise figures are not available. United
States v. Baca, supra, at 405, 407, and n. 2.
B
We are concerned here with permanent checkpoints, the locations of
which are chosen on the basis of a number of factors. The Border Patrol
believes that to assure effectiveness, a checkpoint must be (i) distant
enough from the border to avoid interference with traffic in populated
areas near the border, (ii) close to the confluence of two or more significant
roads leading away from the border, (iii) situated in terrain that restricts
vehicle passage around the checkpoint, (iv) on a stretch of highway
compatible with safe operation, and (v) beyond the 25-mile zone in which
"border passes," see n. 7, supra, are valid. United States v. Baca,
supra, at 406. [428 U.S. 543, 554]
The record in No. 74-1560 provides a rather complete picture of the
effectiveness of the San Clemente checkpoint. Approximately 10 million
cars pass the checkpoint location each year, although the checkpoint
actually is in operation only about 70% of the time.10
In calendar year 1973, approximately 17,000 illegal aliens were apprehended
there. During an eight-day period in 1974 that included the arrests
involved in No. 74-1560, roughly 146,000 vehicles passed through the
checkpoint during 124 1/6 hours of operation. Of these, 820 vehicles
were referred to the secondary inspection area, where Border Patrol
agents found 725 deportable aliens in 171 vehicles. In all but two cases,
the aliens were discovered without a conventional search of the vehicle.
A similar rate of apprehensions throughout the year would have resulted
in an annual total of over 33,000, although the Government contends
that many illegal aliens pass through the checkpoint undetected. The
record in No. 75-5387 does not provide comparable statistical information
regarding the Sarita checkpoint. While it appears that fewer illegal
aliens are apprehended there, it may be assumed that fewer pass by undetected,
as every motorist is questioned.
III
The Fourth Amendment imposes limits on search-and-seizure powers in
order to prevent arbitrary and oppressive interference by enforcement
officials with the privacy and personal security of individuals. See
United States v. Brignoni-Ponce,
422 U.S., at 878; United States v.
Ortiz, 422 U.S., at 895; Camara
v. Municipal Court, [428 U.S. 543, 555] 387 U.S.
523, 528 (1967). In delineating the constitutional safeguards applicable
in particular contexts, the Court has weighed the public interest against
the Fourth Amendment interest of the individual, United
States v. Brignoni-Ponce, supra, at 878; Terry
v. Ohio, 392 U.S. 1, 20-21 (1968), a process evident in our previous
cases dealing with Border Patrol traffic-checking operations.
In Almeida-Sanchez v. United States,
supra, the question was whether a roving-patrol unit constitutionally
could search a vehicle for illegal aliens simply because it was in the
general vicinity of the border. We recognized that important law enforcement
interests were at stake but held that searches by roving patrols impinged
so significantly on Fourth Amendment privacy interests that a search
could be conducted without consent only if there was probable cause
to believe that a car contained illegal aliens, at least in the absence
of a judicial warrant authorizing random searches by roving patrols
in a given area. Compare 413 U.S., at 273, with id., at 283-285 (POWELL,
J., concurring), and id., at 288 (WHITE, J., dissenting). We held in
United States v. Ortiz, supra,
that the same limitations applied to vehicle searches conducted at a
permanent checkpoint.
In United States v. Brignoni-Ponce,
supra, however, we recognized that other traffic-checking practices
involve a different balance of public and private interests and appropriately
are subject to less stringent constitutional safeguards. The question
was under what circumstances a roving patrol could stop motorists in
the general area of the border for brief inquiry into their residence
status. We found that the interference with Fourth Amendment interests
involved in such a stop was "modest," 422 U.S., at 880, while the inquiry
served significant law enforcement needs. We therefore held that a roving-patrol
stop need not be justified by probable [428 U.S. 543, 556] cause and
may be undertaken if the stopping officer is "aware of specific articulable
facts, together with rational inferences from those facts, that reasonably
warrant suspicion" that a vehicle contains illegal aliens. Id., at 884.11
IV
It is agreed that checkpoint stops are "seizures" within the meaning
of the Fourth Amendment. The defendants contend primarily that the routine
stopping of vehicles at a checkpoint is invalid because Brignoni-Ponce
must be read as proscribing any stops in the absence of reasonable suspicion.
Sifuentes alternatively contends in No. 75-5387 that routine checkpoint
stops are permissible only when the practice has the advance judicial
authorization of a warrant. There was a warrant authorizing the stops
at San Clemente but none at Sarita. As we reach the issue of a warrant
requirement only if reasonable suspicion is not required, we turn first
to whether reasonable suspicion is a prerequisite to a valid stop, a
question to be resolved by balancing the interests at stake.
A
Our previous cases have recognized that maintenance of a traffic-checking
program in the interior is necessary because the flow of illegal aliens
cannot be controlled effectively at the border. We note here only the
substantiality of the public interest in the practice of routine stops
for inquiry at permanent checkpoints, a practice which the Government
identifies as the most important of the traffic-checking operations.
Brief for United States in No. 74-1560, pp. 19-20.12 These checkpoints [428 U.S. 543, 557] are located
on important highways; in their absence such highways would offer illegal
aliens a quick and safe route into the interior. Routine checkpoint
inquiries apprehend many smugglers and illegal aliens who succumb to
the lure of such highways. And the prospect of such inquiries forces
others onto less efficient roads that are less heavily traveled, slowing
their movement and making them more vulnerable to detection by roving
patrols. Cf. United States v.
Brignoni-Ponce, 422 U.S., at 883-885.
A requirement that stops on major routes inland always be based on
reasonable suspicion would be impractical because the flow of traffic
tends to be too heavy to allow the particularized study of a given car
that would enable it to be identified as a possible carrier of illegal
aliens. In particular, such a requirement would largely eliminate any
deterrent to the conduct of well-disguised smuggling operations, even
though smugglers are known to use these highways regularly.
B
While the need to make routine checkpoint stops is great, the consequent
intrusion on Fourth Amendment interests is quite limited. The stop does
intrude to a limited extent on motorists' right to "free passage without
[428 U.S. 543, 558] interruption,"
Carroll v. United States, 267 U.S. 132, 154 (1925), and arguably on
their right to personal security. But it involves only a brief detention
of travelers during which
"`[a]ll that is required of the vehicle's occupants is a response to
a brief question or two and possibly the production of a document evidencing
a right to be in the United States.'" United
States v. Brignoni-Ponce, supra, at 880.
Neither the vehicle nor its occupants are searched, and visual inspection
of the vehicle is limited to what can be seen without a search. This
objective intrusion - the stop itself, the questioning, and the visual
inspection - also existed in roving-patrol stops. But we view checkpoint
stops in a different light because the subjective intrusion - the generating
of concern or even fright on the part of lawful travelers - is appreciably
less in the case of a checkpoint stop. In Ortiz,
we noted:
"[T]he circumstances surrounding a checkpoint stop and search are far
less intrusive than those attending a roving-patrol stop. Roving patrols
often operate at night on seldom-traveled roads, and their approach
may frighten motorists. At traffic checkpoints the motorist can see
that other vehicles are being stopped, he can see visible signs of the
officers' authority, and he is much less likely to be frightened or
annoyed by the intrusion." 422 U.S., at 894-895.
In Brignoni-Ponce, we recognized
that Fourth Amendment analysis in this context also must take into account
the overall degree of interference with legitimate traffic. 422 U.S.,
at 882-883. We concluded there that random roving-patrol stops could
not be tolerated because they "would subject the residents of . . .
[border] areas to [428
U.S. 543, 559] potentially unlimited interference with their
use of the highways, solely at the discretion of Border Patrol officers.
. . . [They] could stop motorists at random for questioning, day or
night, anywhere within 100 air miles of the 2,000-mile border, on a
city street, a busy highway, or a desert road . . . ." Ibid. There also
was a grave danger that such unreviewable discretion would be abused
by some officers in the field. Ibid.
Routine checkpoint stops do not intrude similarly on the motoring public.
First, the potential interference with legitimate traffic is minimal.
Motorists using these highways are not taken by surprise as they know,
or may obtain knowledge of, the location of the checkpoints and will
not be stopped elsewhere. Second, checkpoint operations both appear
to and actually involve less discretionary enforcement activity. The
regularized manner in which established checkpoints are operated is
visible evidence, reassuring to law-abiding motorists, that the stops
are duly authorized and believed to serve the public interest. The location
of a fixed checkpoint is not chosen by officers in the field, but by
officials responsible for making overall decisions as to the most effective
allocation of limited enforcement resources. We may assume that such
officials will be unlikely to locate a checkpoint where it bears arbitrarily
or oppressively on motorists as a class. And since field officers may
stop only those cars passing the checkpoint, there is less room for
abusive or harassing stops of individuals than there was in the case
of roving-patrol stops. Moreover, a claim that a particular exercise
of discretion in locating or operating a checkpoint is unreasonable
is subject to post-stop judicial review.13
[428 U.S. 543, 560]
The defendants arrested at the San Clemente checkpoint suggest that
its operation involves a significant extra element of intrusiveness
in that only a small percentage of cars are referred to the secondary
inspection area, thereby "stigmatizing" those diverted and reducing
the assurances provided by equal treatment of all motorists. We think
defendants overstate the consequences. Referrals are made for the sole
purpose of conducting a routine and limited inquiry into residence status
that cannot feasibly be made of every motorist where the traffic is
heavy. The objective intrusion of the stop and inquiry thus remains
minimal. Selective referral may involve some annoyance, but it remains
true that the stops should not be frightening or offensive because of
their public and relatively routine nature. Moreover, selective referrals
- rather than questioning the occupants of every car - tend to advance
some Fourth Amendment interests by minimizing the intrusion on the general
motoring public.
C
The defendants note correctly that to accommodate public and private
interests some quantum of individualized suspicion is usually a prerequisite
to a constitutional search or seizure.14
See Terry v. Ohio, 392 Page 561
U.S., at 21, and n. 18. But the Fourth Amendment imposes no irreducible
requirement of such suspicion. This is clear from Camara
v. Municipal Court, 387 U.S. 523 (1967). See also Almeida-Sanchez
v. United States, 413 U.S., at 283-285 (POWELL, J., concurring);
id., at 288 (WHITE, J., dissenting); Colonnade Catering Corp. v. United
States, 397 U.S. 72 (1970); United States v. Biswell, 406 U.S. 311 (1972);
Carroll v. United States, 267 U.S., at 154. In Camara
the Court required an "area" warrant to support the reasonableness of
inspecting private residences within a particular area for building
code violations, but recognized that "specific knowledge of the condition
of the particular dwelling" was not required to enter any given residence.
387 U.S., at 538. In so holding, the Court examined the government interests
advanced to justify such routine intrusions "upon the constitutionally
protected interests of the private citizen," id., at 534-535, and concluded
that under the circumstances the government interest outweighed those
of the private citizen.
We think the same conclusion is appropriate here, where we deal neither
with searches nor with the sanctity of private dwellings, ordinarily
afforded the most stringent Fourth Amendment protection. See, e. g.,
McDonald v. United States, 335 U.S. 451 (1948). As we have noted earlier,
one's expectation of privacy in an automobile and of freedom in its
operation are significantly different from the traditional expectation
of privacy and freedom in one's residence. United
States v. Ortiz, 422 U.S., at 896 n. 2; see Cardwell v. Lewis, 417
U.S. 583, 590-591 (1974) (plurality [428 U.S. 543, 562] opinion).
And the reasonableness of the procedures followed in making these checkpoint
stops makes the resulting intrusion on the interests of motorists minimal.
On the other hand, the purpose of the stops is legitimate and in the
public interest, and the need for this enforcement technique is demonstrated
by the records in the cases before us. Accordingly, we hold that the
stops and questioning at issue may be made in the absence of any individualized
suspicion at reasonably located checkpoints.15 [428 U.S. 543, 563]
We further believe that it is constitutional to refer motorists selectively
to the secondary inspection area at the San Clemente checkpoint on the
basis of criteria that would not sustain a roving-patrol stop. Thus,
even if it be assumed that such referrals are made largely on the basis
of apparent Mexican ancestry,16 we perceive
no constitutional violation. Cf. United
States v. Brignoni-Ponce, 422 U.S., at 885-887. As the intrusion
here is sufficiently minimal that no particularized reason need exist
to justify it, we think it follows that the Border Patrol [428 U.S. 543, 564]
officers must have wide discretion in selecting the motorists to be
diverted for the brief questioning involved.17
V
Sifuentes' alternative argument is that routine stops at a checkpoint
are permissible only if a warrant has given judicial authorization to
the particular checkpoint location and the practice of routine stops.
A warrant requirement in these circumstances draws some support from
Camara, where the Court held
that, absent consent, an "area" warrant was required to make a building
code inspection, even though the search could be conducted absent cause
to believe that there were violations in the building searched.18
We do not think, however, that Camara
is an apt [428 U.S. 543, 565]
model. It involved the search of private residences, for which a warrant
traditionally has been required. See, e. g., McDonald v. United States,
335 U.S. 451 (1948). As developed more fully above, the strong Fourth
Amendment interests that justify the warrant requirement in that context
are absent here. The degree of intrusion upon privacy that may be occasioned
by a search of a house hardly can be compared with the minor interference
with privacy resulting from the mere stop for questioning as to residence.
Moreover, the warrant requirement in Camara
served specific Fourth Amendment interests to which a warrant requirement
here would make little contribution. The Court there said:
"[W]hen [an] inspector [without a warrant] demands entry, the occupant
has no way of knowing whether enforcement of the municipal code involved
requires inspection of his premises, no way of knowing the lawful limits
of the inspector's power to search, and no way of knowing whether the
inspector himself is acting under proper authorization." 387 U.S., at
532.
A warrant provided assurance to the occupant on these scores. We believe
that the visible manifestations of the field officers' authority at
a checkpoint provide substantially the same assurances in this case.
Other purposes served by the requirement of a warrant also are inapplicable
here. One such purpose is to prevent hindsight from coloring the evaluation
of the reasonableness of a search or seizure. Cf. United States v. Watson,
423 U.S. 411, 455-456, n. 22 (1976) (MARSHALL, J., dissenting). The
reasonableness of checkpoint stops, however, turns on factors such as
the location and method of operation of the checkpoint, factors that
are not susceptible to the distortion of hindsight, and therefore will
be open to post-stop review notwithstanding [428 U.S. 543, 566]
the absence of a warrant. Another purpose for a warrant requirement
is to substitute the judgment of the magistrate for that of the searching
or seizing officer. United States v. United States District Court, 407
U.S. 297, 316-318 (1972). But the need for this is reduced when the
decision to "seize" is not entirely in the hands of the officer in the
field, and deference is to be given to the administrative decisions
of higher ranking officials.
VI
In summary, we hold that stops for brief questioning routinely conducted
at permanent checkpoints are consistent with the Fourth Amendment and
need not be authorized by warrant.19 The
principal protection of Fourth [428 U.S. 543, 567] Amendment
rights at checkpoints lies in appropriate limitations on the scope of
the stop. See Terry v. Ohio,
392 U.S., at 24-27; United States
v. Brignoni-Ponce, 422 U.S., at 881-882. We have held that checkpoint
searches are constitutional only if justified by consent or probable
cause to search. United States v.
Ortiz, 422 U.S. 891 (1975). And our holding today is limited to
the type of stops described in this opinion. "[A]ny further detention
. . . must be based on consent or probable cause." United
States v. Brignoni-Ponce, supra, at 882. None of the defendants
in these cases argues that the stopping officers exceeded these limitations.
Consequently, we affirm the judgment of the Court of Appeals for the
Fifth Circuit, which had affirmed the conviction of Sifuentes. We reverse
the judgment of the Court of Appeals for the Ninth Circuit and remand
the case with directions to affirm the conviction of Martinez-Fuerte
and to remand the other cases to the District Court for further proceedings.
Footnotes
[Footnote 1] The parties disagree as to whether
vehicles not referred to the secondary inspection area are brought to
a complete halt or merely "roll" slowly through the checkpoint. Resolution
of this dispute is not necessary here, as we may assume, arguendo, that
all motorists passing through the checkpoint are so slowed as to have
been "seized."
[Footnote 2] The record does not reveal explicitly
why a warrant was sought. Shortly before the warrant application, however,
the Court of Appeals for the Ninth Circuit had held unconstitutional
a routine stop and search conducted at a permanent checkpoint without
such a warrant. See United States v. Bowen, 500 F.2d 960 (1974), aff'd
on other grounds, 422 U.S. 916 (1975); United States v. Juarez-Rodriguez,
498 F.2d 7 (1974). Soon after the warrant issued, the Court of Appeals
also held unconstitutional routine checkpoint stops conducted without
a warrant. See United States v. Esquer-Rivera, 500 F.2d 313 (1974).
See also n. 15, infra.
[Footnote 3] Each of the defendants in No.
74-1560 and the defendant in No. 75-5387 sought to suppress, among other
things, the testimony of one or more illegal aliens. We noted in United
States v. Brignoni-Ponce, 422 U.S. 873, 876 n. 2 (1975), that "[t]here
may be room to question whether voluntary testimony of a witness at
trial, as opposed to a Government agent's testimony about objects seized
or statements overheard, is subject to suppression . . . ." The question
again is not before us.
[Footnote 4] The prosecution of Martinez-Fuerte
was before a different District Judge than were the other cases.
[Footnote 5] The principal question before
the Court of Appeals was the constitutional significance of the "warrant
of inspection" under which the checkpoint was operating when the defendants
were stopped. See n. 15, infra. The Government, however, preserved the
question whether routine checkpoint stops could be made absent a warrant.
[Footnote 6] We initially granted the Government's
petition for a writ of certiorari in No. 74-1560, 423 U.S. 822, and
later granted Sifuentes' [428 U.S. 543, 551] petition
in No. 75-5387 and directed that the cases be argued in tandem. 423
U.S. 945. Subsequently we granted the motion of the Solicitor General
to consolidate the cases for oral argument. 425 U.S. 931.
[Footnote 7] The latter occurs particularly
where "border passes" are issued to simplify passage between interrelated
American and Mexican communities along the border. These passes authorize
travel within 25 miles of the border for a 72-hour period. See 8 CFR
212.6 (1976).
[Footnote 8] All these operations are conducted
pursuant to statutory authorizations empowering Border Patrol agents
to interrogate those believed to be aliens as to their right to be in
the United States and to inspect vehicles for aliens. 8 U.S.C. 1357
(a) (1), (a) (3). Under current regulations the authority conferred
by 1357 (a) (3) may be exercised anywhere within 100 air miles of the
border. 8 CFR 287.1 (a) (1976).
[Footnote 9] As used in these statistics,
the term "deportable alien" means "a person who has been found to be
deportable by an immigration judge, or who admits his deportability
upon questioning by official agents." United States v. Baca, 368 F.
Supp. 398, 404 (SD Cal. 1973). Most illegal aliens are simply deported
without prosecution. The Government routinely prosecutes persons though
to be smugglers, many of whom are lawfully in the United States.
[Footnote 10] The Sarita checkpoint is
operated a comparable proportion of the time. "Down" periods are caused
by personnel shortages, weather conditions, and - at San Clemente -
peak traffic loads.
[Footnote 11] On the facts of the case,
we concluded that the stop was impermissible because reasonable suspicion
was lacking.
[Footnote 12] The defendants argue at length
that the public interest in maintaining checkpoints is less than is
asserted by the [428 U.S. 543, 557] Government
because the flow of illegal immigrants could be reduced by means other
than checkpoint operations. As one alternative they suggest legislation
prohibiting the knowing employment of illegal aliens. The logic of such
elaborate less-restrictive-alternative arguments could raise insuperable
barriers to the exercise of virtually all search-and-seizure powers.
In any event, these arguments tend to go to the general proposition
that all traffic-checking procedures are impermissible, a premise our
previous cases reject. The defendants do not suggest persuasively that
the particular law enforcement needs served by checkpoints could be
met without reliance on routine checkpoint stops. Compare United
States v. Brignoni-Ponce, 422 U.S., at 883 (effectiveness of roving
patrols not defeated by reasonable suspicion requirement), with infra,
this page.
[Footnote 13] The choice of checkpoint
locations must be left largely to the discretion of Border Patrol officials,
to be exercised in accordance [428
U.S. 543, 560] with statutes and regulations that may be applicable.
See n. 15, infra. Many incidents of checkpoint operation also must be
committed to the discretion of such officials. But see infra, at 565-566.
[Footnote 14] Stops for questioning, not
dissimilar to those involved here, are used widely at state and local
levels to enforce laws regarding drivers' licenses, safety requirements,
weight limits, and similar matters. The fact that the purpose of such
laws is said to be administrative is of limited relevance in weighing
their intrusiveness on one's right to travel; and the logic of the defendant's
position, if realistically pursued, might prevent enforcement officials
from stopping motorists for questioning on these matters in the absence
of reasonable suspicion that a law was being violated. As [428 U.S. 543, 561]
such laws are not before us, we intimate no view respecting them other
than to note that this practice of stopping automobiles briefly for
questioning has a long history evidencing its utility and is accepted
by motorists as incident to highway use.
[Footnote 15] As a judicial warrant authorized
the Border Patrol to make routine stops at the San Clemente checkpoint,
the principal question addressed by the Court of Appeals for the Ninth
Circuit in No. 74-1560 was whether routine checkpoint stops were constitutional
when authorized by warrant. Cf. n. 5, supra. The Court of Appeals held
alternatively that a warrant never could authorize such stops, 514 F.2d
308, 318 (1975), and that it was unreasonable to issue a warrant authorizing
routine stops at the San Clemente location. Id., at 321-322. In reaching
the latter conclusion, the Court of Appeals relied on (i) "the [low]
frequency with which illegal aliens pass through the San Clemente checkpoint,"
(ii) the distance of the checkpoint from the border, and (iii) the interference
with legitimate traffic. Ibid. We need not address these holdings specifically,
as we conclude that no warrant is needed. But we deem the argument by
the defendants in No. 74-1560 in support of the latter holding to raise
the question whether, even though a warrant is not required, it is unreasonable
to locate a checkpoint at San Clemente.
We answer this question in the negative. As indicated above, the choice
of checkpoint locations is an administrative decision that must be left
largely within the discretion of the Border Patrol, see n. 13, supra;
cf. Camara v. Municipal Court,
387 U.S. 523, 538 (1967). We think the decision to locate a checkpoint
at San Clemente was reasonable. The location meets the criteria prescribed
by the Border Patrol to assure effectiveness, see supra, at 553, and
the evidence supports the view that the needs of law enforcement are
furthered by this location. The absolute number of apprehensions at
the checkpoint is high, see supra, at 554, confirming Border Patrol
judgment that significant numbers of illegal aliens [428
U.S. 543, 563] regularly use Interstate 5 at this point. Also,
San Clemente was selected as the location where traffic is lightest
between San Diego and Los Angeles, thereby minimizing interference with
legitimate traffic.
No question has been raised about the reasonableness of the location
of the Sarita checkpoint.
[Footnote 16] The Government suggests that
trained Border Patrol agents rely on factors in addition to apparent
Mexican ancestry when selectively diverting motorists. Brief for United
States in No. 75-5387, p. 9; see United
States v. Brignoni-Ponce, 422 U.S., at 884-885. This assertion finds
support in the record. Less than 1% of the motorists passing the checkpoint
are stopped for questioning, whereas American citizens of Mexican ancestry
and legally resident Mexican citizens constitute a significantly larger
proportion of the population of southern California. The 1970 census
figures, which may not fully reflect illegal aliens, show the population
of California to be approximately 19,958,000 of whom some 3,102,000,
or 16%, are Spanish-speaking or of Spanish surname. The equivalent percentages
for metropolitan San Diego and Los Angeles are 13% and 18% respectively.
U.S. Department of Commerce, 1970 Census of Population, vol. 1, pt.
6, Tables 48, 140. If the statewide population ratio is applied to the
approximately 146,000 vehicles passing through the checkpoint during
the eight days surrounding the arrests in No. 74-1560, roughly 23,400
would be expected to contain persons of Spanish or Mexican ancestry,
yet only 820 were referred to the secondary area. This appears to refute
any suggestion that the Border Patrol relies extensively on apparent
Mexican ancestry standing alone in referring motorists to the secondary
area.
[Footnote 17] Of the 820 vehicles referred
to the secondary inspection area during the eight days surrounding the
arrests involved in No. 74-1560, roughly 20% contained illegal aliens.
Supra, at 554. Thus, to the extent that the Border Patrol relies on
apparent Mexican ancestry at this checkpoint, see n. 16, supra, that
reliance clearly is relevant to the law enforcement need to be served.
Cf. United States v. Brignoni-Ponce,
supra, at 886-887, where we noted that "[t]he likelihood that any given
person of Mexican ancestry is an alien is high enough to make Mexican
appearance a relevant factor . . .," although we held that apparent
Mexican ancestry by itself could not create the reasonable suspicion
required for a roving-patrol stop. Different considerations would arise
if, for example, reliance were put on apparent Mexican ancestry at a
checkpoint operated near the Canadian border.
[Footnote 18] There also is some support
for a warrant requirement in the concurring and dissenting opinions
in Almeida-Sanchez v. United States,
413 U.S. 266 (1973), which commanded the votes of five Justices. See
id., at 283-285 (POWELL, J., concurring); id., at 288 (WHITE, J., dissenting).
The burden of these opinions, however, was that an "area" warrant could
serve as a substitute for the individualized probable cause to search
that otherwise was necessary to sustain roving-patrol searches. As particularized
suspicion is not necessary here, the warrant function discussed in Almeida-Sanchez
is not an issue in these cases.
[Footnote 19] MR. JUSTICE BRENNAN'S dissenting
opinion reflects unwarranted concern in suggesting that today's decision
marks a radical new intrusion on citizens' rights: It speaks of the
"evisceration of Fourth Amendment protections," and states that the
Court "virtually empties the Amendment of its reasonableness requirement."
Post, at 567, 568. Since 1952, Act of June 27, 1952, 66 Stat. 233, Congress
has expressly authorized persons believed to be aliens to be interrogated
as to residence, and vehicles "within a reasonable distance" from the
border to be searched for aliens. See n. 8, supra. The San Clemente
checkpoint has been operating at or near its present location throughout
the intervening 24 years. Our prior cases have limited significantly
the reach of this congressional authorization, requiring probable cause
for any vehicle search in the interior and reasonable suspicion for
inquiry stops by roving patrols. See supra, at 555-556. Our holding
today, approving routine stops for brief questioning (a type of stop
familiar to all motorists) is confined to permanent checkpoints. We
understand, of course, that neither longstanding congressional authorization
nor widely prevailing practice justifies a constitutional violation.
We do suggest, however, that against this background and in the context
of our recent decisions, the rhetoric of the dissent reflects unjustified
concern.
The dissenting opinion further warns:
"Every American citizen of Mexican ancestry and every Mexican alien
lawfully in this country must know after today's decision that [428 U.S. 543, 567] he travels
the fixed checkpoint highways at [his] risk . . . ." Post, at 572.
For the reason stated in n. 16, supra, this concern is misplaced. Moreover,
upon a proper showing, courts would not be powerless to prevent the
misuse of checkpoints to harass those of Mexican ancestry.
MR. JUSTICE BRENNAN, with whom MR. JUSTICE MARSHALL joins, dissenting.
Today's decision is the ninth this Term marking the continuing evisceration
of Fourth Amendment protections against unreasonable searches and seizures.
Early in the Term, Texas v. White, 423 U.S. 67 (1975), permitted the
warrantless search of an automobile in police custody despite the unreasonableness
of the custody [428 U.S. 543, 568] and opportunity
to obtain a warrant. United States v. Watson, 423 U.S. 411 (1976), held
that regardless of whether opportunity exists to obtain a warrant, an
arrest in a public place for a previously committed felony never requires
a warrant, a result certainly not fairly supported by either history
or precedent. See id., at 433 (MARSHALL, J., dissenting). United States
v. Santana, 427 U.S. 38 (1976), went further and approved the warrantless
arrest for a felony of a person standing on the front porch of her residence.
United States v. Miller, 425 U.S. 435 (1976), narrowed the Fourth Amendment's
protection of privacy by denying the existence of a protectible interest
in the compilation of checks, deposit slips, and other records pertaining
to an individual's bank account. Stone v. Powell, ante, p. 465, precluded
the assertion of Fourth Amendment claims in federal collateral relief
proceedings. United States v. Janis, ante, p. 433, held that evidence
unconstitutionally seized by a state officer is admissible in a civil
proceeding by or against the United States. South Dakota v. Opperman,
ante, p. 364, approved sweeping inventory searches of automobiles in
police custody irrespective of the particular circumstances of the case.
Finally, in Andresen v. Maryland, 427 U.S. 463 (1976), the Court, in
practical effect, weakened the Fourth Amendment prohibition against
general warrants.
Consistent with this purpose to debilitate Fourth Amendment protections,
the Court's decision today virtually empties the Amendment of its reasonableness
requirement by holding that law enforcement officials manning fixed
checkpoint stations who make standardless seizures of persons do not
violate the Amendment. This holding cannot be squared with this Court's
recent decisions in United States
v. Ortiz, 422 U.S. 891 (1975); United
States v. Brignoni-Ponce, 422 U.S. 873 (1975); [428 U.S. 543, 569] and Almeida-Sanchez
v. United States, 413 U.S. 266 (1973). I dissent.
While the requisite justification for permitting a search or seizure
may vary in certain contexts, compare Beck v. Ohio, 379 U.S. 89 (1964),
with Terry v. Ohio, 392 U.S.
1 (1968), and Camara v. Municipal
Court, 387 U.S. 523 (1967), even in the exceptional situations permitting
intrusions on less than probable cause, it has long been settled that
justification must be measured by objective standards. Thus in the seminal
decision justifying intrusions on less-than-probable cause, Terry
v. Ohio, supra, the Court said:
"The scheme of the Fourth Amendment becomes meaningful only when it
is assured that at some point the conduct of those charged with enforcing
the laws can be subjected to the more detached, neutral scrutiny of
a judge who must evaluate the reasonableness of a particular search
or seizure in light of the particular circumstances. And in making that
assessment it is imperative that the facts be judged against an objective
standard . . . . Anything less would invite intrusions upon constitutionally
guaranteed rights based on nothing more substantial than inarticulate
hunches, a result this Court has consistently refused to sanction."
392 U.S., at 21-22 (emphasis added, footnote omitted).
"This demand for specificity in the information upon which police
action is predicated is the central teaching of this Court's Fourth
Amendment jurisprudence." 392 U.S., at 21 n. 18.
Terry thus made clear what common
sense teaches: Conduct, to be reasonable, must pass muster under objective
standards applied to specific facts.
We are told today, however, that motorists without number may be individually
stopped, questioned, visually [428 U.S. 543, 570]
inspected, and then further detained without even a showing of articulable
suspicion, see ante, at 547, let alone the heretofore constitutional
minimum of reasonable suspicion, a result that permits search and seizure
to rest upon "nothing more substantial than inarticulate hunches." This
defacement of Fourth Amendment protections is arrived at by a balancing
process that overwhelms the individual's protection against unwarranted
official intrusion by a governmental interest said to justify the search
and seizure. But that method is only a convenient cover for condoning
arbitrary official conduct, for the governmental interests relied on
as warranting intrusion here are the same as those in Almeida-Sanchez
and Ortiz, which required a showing
of probable cause for roving-patrol and fixed checkpoint searches, and
Brignoni-Ponce, which required
at least a showing of reasonable suspicion based on specific articulable
facts to justify roving-patrol stops. Absent some difference in the
nature of the intrusion, the same minimal requirement should be imposed
for checkpoint stops.
The Court assumes, and I certainly agree, that persons stopped at fixed
checkpoints, whether or not referred to a secondary detention area,
are "seized" within the meaning of the Fourth Amendment. Moreover, since
the vehicle and its occupants are subjected to a "visual inspection,"
the intrusion clearly exceeds mere physical restraint, for officers
are able to see more in a stopped vehicle than in vehicles traveling
at normal speeds down the highway. As the Court concedes, ante, at 558,
the checkpoint stop involves essentially the same intrusions as a roving-patrol
stop, yet the Court provides no principled basis for distinguishing
checkpoint stops.
Certainly that basis is not provided in the Court's reasoning that
the subjective intrusion here is appreciably less than in the case of
a stop by a roving patrol. [428 U.S. 543, 571]
Brignoni-Ponce nowhere bases
the requirement of reasonable suspicion upon the subjective nature of
the intrusion. In any event, the subjective aspects of checkpoint stops,
even if different from the subjective aspects of roving-patrol stops,
just as much require some principled restraint on law enforcement conduct.
The motorist whose conduct has been nothing but innocent - and this
is overwhelmingly the case - surely resents his own detention and inspection.
And checkpoints, unlike roving stops, detain thousands of motorists,
a dragnetlike procedure offensive to the sensibilities of free citizens.
Also, the delay occasioned by stopping hundreds of vehicles on a busy
highway is particularly irritating.
In addition to overlooking these dimensions of subjective intrusion,
the Court, without explanation, also ignores one major source of vexation.
In abandoning any requirement of a minimum of reasonable suspicion,
or even articulable suspicion, the Court in every practical sense renders
meaningless, as applied to checkpoint stops, the Brignoni-Ponce holding
that "standing alone [Mexican appearance] does not justify stopping
all Mexican-Americans to ask if they are aliens."1
422 Page 572 U.S., at 887. Since the objective is almost entirely the
Mexican illegally in the country, checkpoint officials, uninhibited
by any objective standards and therefore free to stop any or all motorists
without explanation or excuse, wholly on whim, will perforce target
motorists of Mexican appearance. The process will then inescapably discriminate
against citizens of Mexican ancestry and Mexican aliens lawfully in
this country for no other reason than that they unavoidably possess
the same "suspicious" physical and grooming characteristics of illegal
Mexican aliens.
Every American citizen of Mexican ancestry and every Mexican alien
lawfully in this country must know after today's decision that he travels
the fixed checkpoint highways at the risk of being subjected not only
to a stop, but also to detention and interrogation, both prolonged and
to an extent far more than for non-Mexican appearing motorists. To be
singled out for referral and to be detained and interrogated must be
upsetting to any motorist. One wonders what actual experience supports
my Brethren's conclusion that referrals "should not be frightening or
offensive because of their public and relatively routine nature." Ante,
at 560.2 In point of fact, referrals, [428 U.S. 543, 573] viewed in
context, are not relatively routine; thousands are otherwise permitted
to pass. But for the arbitrarily selected motorists who must suffer
the delay and humiliation of detention and interrogation, the experience
can obviously be upsetting.3 And that experience
is particularly vexing for the motorist of Mexican ancestry who is selectively
referred, knowing that the officers' target is the Mexican alien. That
deep resentment will be stirred by a sense of unfair discrimination
is not difficult to foresee.4 [428 U.S. 543, 574]
In short, if a balancing process is required, the balance should be
struck, as in Brignoni-Ponce,
to require that Border Patrol officers act upon at least reasonable
suspicion in making checkpoint stops. In any event, even if a different
balance were struck, the Court cannot, without ignoring the Fourth Amendment
requirement of reasonableness, justify wholly unguided seizures by officials
manning the checkpoints. The Court argues, however, that practicalities
necessitate otherwise: "A requirement that stops on major routes inland
always be based on reasonable suspicion would be impractical because
the flow of traffic tends to be too heavy to allow the particularized
study of a given car that would enable it to be identified as a possible
carrier of illegal aliens." Ante, at 557.
As an initial matter, whatever force this argument may have, it cannot
apply to the secondary detentions that occurred in No. 74-1560. Once
a vehicle has been slowed and observed at a checkpoint, ample opportunity
[428 U.S. 543, 575] exists to
formulate the reasonable suspicion which, if it actually exists, would
justify further detention. Indeed, though permitting roving stops based
on reasonable suspicion, Brignoni-Ponce
required that "any further detention or search must be based on [the
greater showing of] consent or probable cause." 422 U.S., at 882. The
Court today, however, does not impose a requirement of even reasonable
suspicion for these secondary stops.
The Court's rationale is also not persuasive because several of the
factors upon which officers may rely in establishing reasonable suspicion
are readily ascertainable, regardless of the flow of traffic. For example,
with checkpoint stops as with roving-patrol stops, "[a]spects of the
vehicle itself may justify suspicion." Id., at 885. Thus it is relevant
that the vehicle is a certain type of station wagon, appears to be heavily
loaded, contains an extraordinary number of persons, or contains persons
trying to hide. See ibid. If such factors are satisfactory to permit
the imposition of a reasonable-suspicion requirement in the more demanding
circumstances of a roving patrol, where officers initially deal with
a vehicle traveling, not at a crawl, but at highway speeds, they clearly
should suffice in the circumstances of a checkpoint stop.
Finally, the Court's argument fails for more basic reasons. There is
no principle in the jurisprudence of fundamental rights which permits
constitutional limitations to be dispensed with merely because they
cannot be conveniently satisfied. Dispensing with reasonable suspicion
as a prerequisite to stopping and inspecting motorists because the inconvenience
of such a requirement would make it impossible to identify a given car
as a possible carrier of aliens is no more justifiable than dispensing
with probable cause as prerequisite to the search of an individual because
the inconvenience of [428 U.S. 543, 576] such a requirement
would make it impossible to identify a given person in a high-crime
area as a possible carrier of concealed weapons. "The needs of law enforcement
stand in constant tension with the Constitution's protections of the
individual against certain exercises of official power. It is precisely
the predictability of these pressures that counsels a resolute loyalty
to constitutional safeguards." Almeida-Sanchez
v. United States, 413 U.S., at 273.
The Court also attempts to justify its approval of standardless conduct
on the ground that checkpoint stops "involve less discretionary enforcement
activity" than roving stops. Ante, at 559. This view is at odds with
its later more revealing statement that "officers must have wide discretion
in selecting the motorists to be diverted for the brief questioning
involved." Ante, at 564. Similarly unpersuasive is the statement that
"since field officers may stop only those cars passing the checkpoint,
there is less room for abusive or harassing stops of individuals than
there was in the case of roving-patrol stops." Ante, at 559.5
The Fourth Amendment standard [428 U.S. 543, 577] of reasonableness
admits of neither intrusion at the discretion of law enforcement personnel
nor abusive or harassing stops, however infrequent. Action based merely
on whatever may pique the curiosity of a particular officer is the antithesis
of the objective standards requisite to reasonable conduct and to avoiding
abuse and harassment. Such action, which the Court now permits, has
expressly been condemned as contrary to basic Fourth Amendment principles.
Certainly today's holding is far removed from the proposition emphatically
affirmed in United States v. United States District Court, 407 U.S.
297, 317 (1972), that "those charged with . . . investigative and prosecutorial
duty should not be the sole judges of when to utilize constitutionally
sensitive means in pursuing their tasks. The historical judgment, which
the Fourth Amendment accepts, is that unreviewed executive discretion
may yield too readily to pressures to obtain incriminating evidence
and overlook potential invasions of privacy . . . ." Indeed, it is far
removed from the even more recent affirmation that "the central concern
of the Fourth Amendment is to protect liberty and privacy from arbitrary
and oppressive interference by government officials." United States
v. Ortiz, 422 U.S., at 895.6
[428 U.S. 543, 578]
The cornerstone of this society, indeed of any free society, is orderly
procedure. The Constitution, as originally adopted, was therefore, in
great measure, a procedural document. For the same reasons the drafters
of the Bill of Rights largely placed
their faith in procedural limitations on government action. The Fourth
Amendment's requirement that searches and seizures be reasonable enforces
this fundamental understanding in erecting its buffer against the arbitrary
treatment of citizens by government. But to permit, as the Court does
today, police discretion to supplant the objectivity of reason and,
thereby, expediency to reign in the place of order, is to undermine
Fourth Amendment safeguards and threaten erosion of the cornerstone
of our system of a government, for, as Mr. Justice Frankfurter reminded
us, "[t]he history of American freedom is, in no small measure, the
history of procedure." Malinski v. New York, 324 U.S. 401, 414 (1945).
[Footnote 1] Brignoni-Ponce,
which involved roving-patrol stops, said:
"[Mexican ancestry] alone would justify neither a reasonable belief
that they were aliens, nor a reasonable belief that the car concealed
other aliens who were illegally in the country. Large numbers of native-born
and naturalized citizens have the physical characteristics identified
with Mexican ancestry, and even in the border area a relatively small
proportion of them are aliens. The likelihood that any given person
of Mexican ancestry is an alien is high enough to make Mexican appearance
a relevant factor, but standing alone it does not justify stopping all
Mexican-Americans to ask if they are aliens." 422 U.S., at 886-887 (footnote
omitted).
Today we are told that secondary referrals may be based on criteria
that would not sustain a roving-patrol stop, and specifically that such
referrals may be based largely on Mexican ancestry. Ante, at 563. Even
if the difference between Brignoni-Ponce
and [428 U.S. 543, 572] this decision
is only a matter of degree, we are not told what justifies the different
treatment of Mexican appearance or why greater emphasis is permitted
in the less demanding circumstances of a checkpoint. That law in this
country should tolerate use of one's ancestry as probative of possible
criminal conduct is repugnant under any circumstances.
[Footnote 2] The Court's view that "selective
referrals - rather than questioning the occupants of every car - tend
to advance some Fourth Amendment interests by minimizing the intrusion
on the general motoring public," ante, at 560, stands the Fourth Amendment
on its head. The starting point of this view is the unannounced assumption
that intrusions are generally permissible; hence, any minimization of
intrusions serves Fourth Amendment interests. Under the Fourth Amendment,
however, the status quo is nonintrusion, for as [428 U.S. 543, 573]
a general matter, it is unreasonable to subject the average citizen
or his property to search or seizure. Thus, minimization of intrusion
only lessens the aggravation to Fourth Amendment interest; it certainly
does not further those interests.
[Footnote 3] United
States v. Ortiz, 422 U.S. 891 (1975), expressly recognized that
such selectivity is a source of embarrassment: "Nor do checkpoint procedures
significantly reduce the likelihood of embarrassment. Motorists whose
cars are searched, unlike those who are only questioned, may not be
reassured by seeing that the Border Patrol searches other cars as well."
Id., at 895.
[Footnote 4] Though today's decision would
clearly permit detentions to be based solely on Mexican ancestry, the
Court takes comfort in what appears to be the Border Patrol practice
of not relying on Mexican ancestry standing alone in referring motorists
for secondary detentions. Ante, at 563 n. 16. See also ante, at 566-567,
n. 19. Good faith on the part of law enforcement officials, however,
has never sufficed in this tribunal to substitute as a safeguard for
personal freedoms or to remit our duty to effectuate constitutional
guarantees. Indeed, with particular regard to the Fourth Amendment,
Terry v. Ohio, 392 U.S. 1, 22
(1968), held that "simple `"good faith on the part of the arresting
officer is not enough." . . . If subjective good faith alone were the
test, the protections of the Fourth Amendment would evaporate, and the
people would be "secure in their persons, houses, papers, and effects,"
only in the discretion of the police.' Beck v. Ohio, [379 U.S. 89,]
97 1964.."
Even if good faith is assumed, the affront to the dignity of American
citizens of Mexican ancestry and Mexican aliens lawfully within the
country is in no way diminished. The fact still remains that people
of Mexican ancestry are targeted for examination at [428 U.S. 543, 574] checkpoints
and that the burden of checkpoint intrusions will lie heaviest on them.
That, as the Court observes, ante, at 563 n. 16, "[l]ess than 1% of
the motorists passing the checkpoint are stopped for questioning," whereas
approximately 16% of the population of California is Spanish-speaking
or of Spanish surname, has little bearing on this point - or, for that
matter, on the integrity of Border Patrol practices. There is no indication
how many of the 16% have physical and grooming characteristics identifiable
as Mexican. There is no indication what portion of the motoring public
in California is of Spanish or Mexican ancestry. Given the socioeconomic
status of this portion, it is likely that the figure is significantly
less than 16%. Neither is there any indication that those of Mexican
ancestry are not subjected to lengthier initial stops than others, even
if they are not secondarily detained. Finally, there is no indication
of the ancestral makeup of the 1% who are referred for secondary detention.
If, as is quite likely the case, it is overwhelmingly Mexican, the sense
of discrimination which will be felt is only enhanced.
[Footnote 5] As an empirical proposition,
this observation is hardly self-evident. No small number of vehicles
pass through a checkpoint. Indeed, better than 1,000 pass through the
San Clemente checkpoint during each hour of operation. Ante, at 554.
Thus there is clearly abundant opportunity for abuse and harassment
at checkpoints through lengthier detention and questioning of some individuals
or arbitrary secondary detentions. Such practices need not be confined
to those of Mexican ancestry. And given that it is easier to deal with
a vehicle which has already been slowed than it is to observe and then
chase and apprehend a vehicle travelling at highway speeds, if anything,
there is more, not less, room for abuse or harassment at checkpoints.
Indeed, in Ortiz, the Court was
"not persuaded that the checkpoint limits to any meaningful extent the
officer's discretion to select cars for search." 422 U.S., at 895. A
fortiori, discretion can be no more limited simply because the activity
is detention or questioning rather than searching.
[Footnote 6] Camara
v. Municipal Court, 387 U.S. 523 (1967), does not support the Court's
result. Contrary to the Court's characterization, ante, at 561, the
searches condoned there were not "routine intrusions." The Court required
that administrative searches proceed according to reasonable standards
satisfied with respect to each particular dwelling searched. 387 U.S.,
at 538. The search of any dwelling at the whim of administrative personal
was not permitted. The Court, however, imposes no such standards today.
Instead, any vehicle and its passengers are subject to detention at
a fixed checkpoint, and "no particularized reason need exist to justify"
the detention. Ante, at 563. To paraphrase an apposite observation by
the Court in Almeida-Sanchez v.
United States, 413 U.S. 266, 270 (1973), "[checkpoints] thus embodied
precisely the [428 U.S. 543, 578] evil the
Court saw in Camara when it
insisted that the `discretion of the official in the field' be circumscribed
. . . ." [428 U.S. 543, 579]
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