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U.S. Supreme Court
UNITED STATES v. ORTIZ, 422 U.S. 891 (1975)
422 U.S. 891
UNITED STATES v. ORTIZ.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT.
No. 73-2050.
Argued February 18, 1975.
Decided June 30, 1975.
The Fourth Amendment held to forbid Border Patrol officers, in the
absence of consent or
probable cause, to search private vehicles at traffic checkpoints
removed from the border and its functional equivalents, and for this
purpose there is no difference between a checkpoint and a roving patrol.
Almeida-Sanchez v. United States,
413 U.S. 266, followed. Pp. 892-898.
Affirmed.
POWELL, J., delivered the opinion of the Court, in which DOUGLAS,
BRENNAN, STEWART, MARSHALL, and REHNQUIST, JJ., joined. REHNQUIST, J.,
filed a concurring opinion, post, p. 898. BURGER, C. J., filed an opinion
concurring in the judgment, in which BLACKMUN, J., joined, post, p.
899. WHITE, J., filed an opinion concurring in the judgment, in which
BLACKMUN, J., joined, post, p. 914.
Mark L. Evans argued the cause for the United States. With him on
the briefs were Solicitor General Bork, Assistant Attorney General Petersen,
Acting Assistant Attorney General Keeney, Sidney M. Glazer, and Jerome
M. Feit.
Charles M. Sevilla, by appointment of the Court, 420 U.S. 905, argued
the cause for respondent. With him on the brief was John J. Cleary.*
[Footnote *] Sanford Jay Rosen filed a brief
for the Mexican American Legal Defense and Educational Fund as amicus
curiae urging affirmance.
MR. JUSTICE POWELL delivered the opinion of the Court.
Border Patrol officers stopped respondent's car for a routine immigration
search at the traffic checkpoint [422
U.S. 891, 892] on Interstate Highway 5 at San Clemente, Cal.,
on November 12, 1973. They found three aliens concealed in the trunk,
and respondent was convicted on three counts of knowingly transporting
aliens who were in the country illegally. The Court of Appeals for the
Ninth Circuit reversed the conviction in an unreported opinion, relying
on dictum in its opinion in United States v. Bowen, 500 F.2d 960 (CA9
1974), aff'd, post, p. 916, to the effect that our decision in Almeida-Sanchez
v. United States, 413 U.S. 266 (1973), required probable cause for
all vehicle searches in the border area, whether conducted by roving
patrols or at traffic checkpoints. We granted certiorari. 419 U.S. 824
(1974).
Nothing in this record suggests that the Border Patrol officers had
any special reason to suspect that respondent's car was carrying concealed
aliens. Nor does the Government contend that the San Clemente checkpoint
is a functional equivalent of the border. Brief for United States 16.
The only question for decision is whether vehicle searches at traffic
checkpoints, like the roving-patrol search in Almeida-Sanchez, must
be based on probable cause.
I
In Almeida-Sanchez we rejected
the Government's contention that the Nation's strong interest in controlling
immigration and the practical difficulties of policing the Mexican border
combined to justify dispensing with both warrant and probable cause
for vehicle searches by roving patrols near the border. The facts did
not require us to decide whether the same rule would apply to traffic
checkpoints, which differ from roving patrols in several important respects.
413 U.S., at 273; id., at 276 (POWELL, J., concurring).
A consolidated proceeding on motions to suppress in this and similar
cases produced an extensive factual [422
U.S. 891, 893] record on the operation of traffic checkpoints
in southern California. United States v. Baca, 368 F. Supp. 398 (SD
Cal. 1973). The San Clemente checkpoint is 62 air miles and 66 road
miles north of the Mexican border. It is on the principal highway between
San Diego and Los Angeles, and over 10 million vehicles pass the checkpoint
in a year. United States v. Martinez-Fuerte,
514 F.2d 308, 312 (CA9 1975). The District Court in Baca described the
checkpoint as follows:
"Approximately one mile south of the checkpoint is a large black on
yellow sign with flashing yellow lights over the highway stating `ALL
VEHICLES, STOP AHEAD, 1 MILE.' Three-quarters of a mile further north
are two black on yellow signs suspended over the highway with flashing
lights stating `WATCH FOR BRAKE LIGHTS.' At the checkpoint, which is
also the location of a State of California weighing station, are two
large signs with flashing red lights suspended over the highway. These
signs each state `STOP HERE - U.S. OFFICERS.' Placed on the highway
are a number of orange traffic cones funneling traffic into two lanes
where a Border Patrol agent in full dress uniform, standing behind a
white on red `STOP' sign checks traffic. Blocking traffic in the unused
lanes are official U.S. Border Patrol vehicles with flashing red lights.
In addition, there is a permanent building which houses the Border Patrol
office and temporary detention facilities. There are also floodlights
for nighttime operation." 368 F. Supp., at 410-411.
The Border Patrol would prefer to keep this checkpoint in operation continuously,
but bad weather, heavy traffic, and personnel shortages keep it closed
about one-third of the time. When it is open, officers screen all northbound
traffic. If anything about a vehicle or its [422
U.S. 891, 894] occupants leads an officer to suspect that it
may be carrying aliens, he will stop the car and ask the occupants about
their citizenship. If the officer's suspicion persists, or if the questioning
enhances it, he will "inspect" portions of the car in which an alien might
hide.1 Operations at other checkpoints are similar,
although the traffic at some is light enough that officers can stop all
vehicles for questioning and routinely inspect more of them.
The Government maintains that these characteristics justify dispensing
with probable cause at traffic checkpoints despite the Court's holding
in Almeida-Sanchez. It gives essentially two reasons for distinguishing
that case. First, a checkpoint officer's discretion in deciding which
cars to search is limited by the location of the checkpoint. That location
is determined by high-level Border Patrol officials, using criteria
that include the degree of inconvenience to the public and the potential
for safe operation, as well as the potential for detecting and deterring
the illegal movement of aliens. By contrast, officers on roving patrol
were theoretically free before Almeida-Sanchez to stop and search any
car within 100 miles of the border. Second, the circumstances surrounding
a checkpoint stop and search are far less intrusive than those attending
a roving-patrol stop. Roving patrols often operate at night on seldom-traveled
roads, and their approach may frighten motorists. At [422
U.S. 891, 895] traffic checkpoints the motorist can see that
other vehicles are being stopped, he can see visible signs of the officers'
authority, and he is much less likely to be frightened or annoyed by
the intrusion.
These differences are relevant to the constitutional issue, since
the central concern of the Fourth Amendment is to protect liberty and
privacy from arbitrary and oppressive interference by government officials.
Camara v. Municipal Court, 387
U.S. 523, 528 (1967); Schmerber v. California, 384 U.S. 757, 767 (1966).
The Fourth Amendment's requirement that searches and seizures be reasonable
also may limit police use of unnecessarily frightening or offensive
methods of surveillance and investigation. See, e. g., Terry
v. Ohio, 392 U.S. 1, 16-17 (1968); Camara, supra, at 531; Schmerber,
supra, at 771-772. While the differences between a roving patrol and
checkpoint would be significant in determining the propriety of the
stop, which is considerably less intrusive than a search, Terry
v. Ohio, supra, they do not appear to make any difference in the
search itself. The greater regularity attending the stop does not mitigate
the invasion of privacy that a search entails. Nor do checkpoint procedures
significantly reduce the likelihood of embarrassment. Motorists whose
cars are searched, unlike those who are only questioned, may not be
reassured by seeing that the Border Patrol searches other cars as well.
Where only a few are singled out for a search, as at San Clemente, motorists
may find the searches especially offensive. See Note, Border Searches
and the Fourth Amendment, 77 Yale L. J. 1007, 1012-1013 (1968).
Moreover, we are not persuaded that the checkpoint limits to any meaningful
extent the officer's discretion to select cars for search. The record
in the consolidated proceeding indicates that only about 3% of the cars
that [422 U.S. 891, 896]
pass the San Clemente checkpoint are stopped for either questioning
or a search, 368 F. Supp., at 411. Throughout the system, fewer than
3% of the vehicles that passed through checkpoints in 1974 were searched,
Brief for United States 29, and no checkpoint involved in Baca reported
a search rate of more than 10% or 15%. 368 F. Supp., at 412-415. It
is apparent from these figures that checkpoint officers exercise a substantial
degree of discretion in deciding which cars to search. The Government
maintains that they voluntarily exercise that discretion with restraint
and search only vehicles that arouse their suspicion, and it insists
the officers should be free of judicial oversight of any kind. Viewed
realistically, this position would authorize the Border Patrol to search
vehicles at random, for no officer ever would have to justify his decision
to search a particular car.
This degree of discretion to search private automobiles is not consistent
with the Fourth Amendment. A search, even of an automobile, is a substantial
invasion of privacy.2 To protect that privacy
from official arbitrariness, the Court always has regarded probable
cause as the minimum requirement for a lawful search. Almeida-Sanchez,
413 U.S., at 269-270; Chambers v. Maroney, 399 U.S. 42, 51 (1970). We
are not persuaded that the differences between roving patrols and traffic
checkpoints justify dispensing in this case with the safeguards we required
in Almeida-Sanchez. We therefore follow that decision and hold that
at traffic checkpoints removed from the border and its functional equivalents,
[422 U.S. 891, 897]
officers may not search private vehicles without consent or probable
cause.3
The Government lists in its reply brief some of the factors on which
officers have relied in deciding which cars to search. They include
the number of persons in a vehicle, the appearance and behavior of the
driver and passengers, their inability to speak English, the responses
they give to officers' questions, the nature of the vehicle, and indications
that it may be heavily loaded. All of these factors properly may be
taken into account in deciding whether there is probable cause to search
a particular vehicle. In addition, as we note today in United
States v. Brignoni-Ponce, ante, at 884-885, the officers are entitled
to draw reasonable inferences from these facts in light of their knowledge
of the area and their prior experience with aliens and smugglers. In
this case, however, the officers advanced no special reasons for believing
respondent's vehicle contained [422
U.S. 891, 898] aliens. The absence of probable cause makes
the search invalid.
II
The Government also contends that even if Almeida-Sanchez
applies to checkpoint searches, the Court of Appeals erred in voiding
this search because it occurred after the date of decision in Almeida-Sanchez
but before the Court of Appeals stated in United States v. Bowen, supra,
that it would require probable cause for checkpoint searches. Examination
of the Government's brief in the Ninth Circuit indicates that it did
not raise this question below. On the contrary, it represented to the
court that the decision in Bowen would be "determinative of the issues
in this case." We therefore decline to consider this issue, which was
raised for the first time in the petition for certiorari.
Footnotes
[Footnote 1] Such places typically include the
trunk, under the hood, and beneath the chassis. If the vehicle is a truck,
a camper, or the like, the officer inspects the enclosed portion as well.
But an immigration inspection is not always so confined. In Almeida-Sanchez
v. United States, 413 U.S. 266 (1973), the officer removed the back
seat cushion because there were reports that aliens had been found seated
upright behind seats from which the springs had been removed. Id., at
286 (WHITE, J., dissenting).
[Footnote 2] The degree of the invasion of
privacy in an automobile search may vary with the circumstances, as
there are significant differences between "an automobile and a home
or office." Chambers v. Maroney, 399 U.S. 42, 48 (1970); Almeida-Sanchez
v. United States, 413 U.S., at 279 (POWELL, J., concurring).
[Footnote 3] Not every aspect of a routine
automobile "inspection," as described in n. 1, supra, necessarily constitutes
a "search" for purposes of the Fourth Amendment. There is no occasion
in this case to define the exact limits of an automobile "search."
Nor do we have occasion to decide whether a warrant could issue approving
checkpoint searches based on information about the area as a whole,
in the absence of cause to believe that a particular car is carrying
concealed aliens, because the officers had no such warrant in this case
and had not tried to obtain one. See Almeida-Sanchez
v. United States, supra, at 275 (POWELL, J., concurring); Camara
v. Municipal Court, 387 U.S. 523 (1967). We also need not decide
whether checkpoints and roving patrols must be treated the same for
all purposes, or whether Border Patrol officers may lawfully stop motorists
for questioning at an established checkpoint without reason to believe
that a particular vehicle is carrying aliens. Cf. United
States v. Brignoni-Ponce, ante, p. 873. Nor do we suggest that probable
cause would be required for all inspections of private motor vehicles.
It is quite possible, for example, that different considerations would
apply to routine safety inspections required as a condition of road
use.
MR. JUSTICE REHNQUIST, concurring.
I joined the dissent of my Brother WHITE in Almeida-Sanchez
v. United States, 413 U.S. 266 (1973), and recognize that the present
decision is an extension of the unsound rule announced in that case.
I nonetheless join the opinion of the Court, because a majority of the
Court still adheres to Almeida-Sanchez and because I agree with the
Court's analysis of the significance of the Government's proffered distinctions
between roving and fixed-checkpoint searches.
I wish to stress, however, that the Court's opinion is confined to
full searches, and does not extend to fixed-checkpoint stops for the
purpose of inquiring about citizenship. Such stops involve only a modest
intrusion, are not likely to be frightening or significantly annoying,
are regularized by the fixed situs, and effectively serve the important
national interest in controlling illegal [422
U.S. 891, 899] entry. I do not regard such stops as unreasonable
under the Fourth Amendment, whether or not accompanied by "reasonable
suspicion" that a particular vehicle is involved in immigration violations,
cf. United States v. Brignoni-Ponce,
ante, p. 873, and I do not understand today's opinion to cast doubt
upon their constitutionality.
MR. CHIEF JUSTICE BURGER, with whom MR. JUSTICE BLACKMUN joins, concurring
in the judgment.*
Like MR. JUSTICE WHITE I can, at most, do no more than concur in the
judgment. As the Fourth Amendment now has been interpreted by the Court
it seems that the Immigration and Naturalization Service is powerless
to stop the tide of illegal aliens - and dangerous drugs - that daily
and freely crosses our 2,000-mile southern boundary.1
Perhaps these decisions will be seen in perspective as but another example
of a society seemingly impotent to deal with massive lawlessness. In
that sense history may view us as prisoners of our own traditional and
appropriate concern for individual rights, unable - or unwilling - to
apply the concept of reasonableness explicit in the Fourth Amendment
in order to develop a rational accommodation between those rights and
the literal safety of the country. [422
U.S. 891, 900]
Given today's decisions it would appear that, absent legislative action,
nothing less than a massive force of guards could adequately protect
our southern border.2 To establish hundreds
of checkpoints with enlarged border forces so as to stop literally every
car and pedestrian at every border checkpoint, however, would doubtless
impede the flow of commerce and travel between this country and Mexico.
Moreover, it is uncertain whether stringent penalties for employment
of illegal aliens, and rigid requirements for proof of legal entry before
employment, would help solve the problems, but those remedies have not
been tried.
I would hope that when we next deal with this problem we give greater
weight to the reality that the Fourth Amendment prohibits only "unreasonable
searches and seizures" and to the frequent admonition that reasonableness
must take into account all the circumstances and balance the rights
of the individual with the needs of society. See, e. g., Terry
v. Ohio, 392 U.S. 1 (1968); Elkins v. United States, 364 U.S. 206
(1960); United States v. Biswell 406 U.S. 311 (1972).
APPENDIX TO OPINION OF BURGER, C. J., CONCURRING IN THE JUDGMENT
Excerpt from Judge Turrentine's opinion in United States v. Baca, 368
F. Supp. 398, 402-408 (SD Cal. 1973)
THE ILLEGAL ALIEN PROBLEM
The United States through legislative action has determined that it is
in the best interest of the nation to limit the number of persons who
can legally immigrate into the country in any given year. These controls
[422 U.S. 891, 901]
reflect in part a Congressional intent to protect the American labor market
from an influx of foreign labor. Karnuth v. United States, 279 U.S. 231
. . . (1929); 201 (a) of the Immigration and Nationality Act of 1952,
66 Stat. 163, as amended by the Act of October 3, 1965, 79 Stat. 911,
8 U.S.C. 1151 (a).
Under this policy of limited admission, 385, 685 new immigrants entered
the United States legally during fiscal year 1972. Since July 1, 1968,
the law has established an annual quota of 120,000 persons for the independent
countries of the Western Hemisphere. Included within this quota are
immigrants from the Republic of Mexico who in fiscal year 1972 totalled
64,040. 1972 Annual Report, Immigration and Naturalization Service,
p. 2, 28.
Currently illegal aliens are in residence within the United States
in numbers which, while not susceptible of exact measurement, are estimated
to be in the vicinity of 800,000 to over one million. Department of
Justice, Special Study Group on Illegal Immigrants from Mexico, A Program
for Effective And Humane Action on Illegal Mexican Immigrants, 6 (1973),
[hereinafter cited as Cramton Rpt.].
Of these illegal aliens, approximately 85 percent are citizens of
Mexico. Cramton Rpt. at 6. They are industrious, proud and hard-working
people who enter this country for the purpose of earning wages, accumulating
savings, and returning or sending their savings home to Mexico.
Since 1970, the number of illegal Mexican aliens in the United States
who have been apprehended has been growing at a rate in excess of 20
percent per year. Cramton Rpt. at 6.
The increasingly large numbers of Mexican nationals seeking to illegally
enter this country reflects the substantial [422
U.S. 891, 902] unemployment and underemployment in Mexico
- fueled by one of the highest birth rates in the world. Moreover, Mexican
employment statistics are not likely to improve dramatically since fully
45 percent of Mexico's population is under 15 years of age and, therefore,
will soon be attempting to enter the labor market.
Further prompting Mexican nationals to seek employment in the United
States is the fact that there is a significant disparity in wage rates
between this country and Mexico. In Mexicali and Tijuana, both Mexican
cities bordering the Southern District and each with a population in
excess of 400,000 the average daily wage is about $3.40 per day. The
minimum wage is even lower for workers in the interior of Mexico. The
average worker in Mexico, assuming he can find work, earns in a day
as much as he can make in only a few hours in the United States.
In addition, it is estimated that the per capita income of the poorest
40 percent of the Mexican population, the strata most likely to leave
their homeland in search of employment in the United States, is less
than $150 per year.
The manpower needs of the United States generated by World War II
resulted in many Mexicans being imported into this country and becoming
familiar with employment opportunities and practices in the United States.
See Diaz v. Kay-Dix Ranch, 9 Cal. App. 3d 588, 88 Cal. Rptr. 443 (1970).
The opportunities available to Mexican aliens have traditionally been
in agriculture. While still true in many parts of the United States
Southwest, in recent years the pattern has changed and more and more
illegal aliens are obtaining employment in the service and manufacturing
sectors of our economy. These aliens are increasingly found in virtually
all regions of the country [422
U.S. 891, 903] and in all segments of the economy. State
Social Welfare Board. Issue: Aliens in California, 12 (1973) [Hereinafter
cited as Aliens in California].
The nature of the change in employment opportunities available is
demonstrated by one estimate that 250,000 illegal aliens are employed
in Los Angeles County where agricultural opportunities are known to
be limited. Hearings on Illegal Aliens Before Subcom. No. 1 of the House
Comm. on the Judiciary, 92d Cong., 1st Sess., pt. 1, at 208 (1971) [Hereinafter
cited as Hearings on Illegal Aliens].
Other estimates of the impact of illegal aliens in California suggest
that in 1971, when 595,000 Californians were unemployed (7.4 percent
of the State's labor force), there were between 200,000 and 300,000
illegal aliens employed in California earning approximately $100 million
in wages. Hearings on Illegal Aliens at 150.
Since the majority of Mexicans are unskilled or low skilled workers
they tend to compete with Mexican-Americans, blacks, Indians, and other
minority groups who, due to the declining percentage of jobs requiring
low or no skills, are finding it increasingly difficult to obtain gainful
employment. Cramton Rpt. at 12.
Illegal aliens compete for jobs with persons legally residing in the
United States who are unskilled and uneducated and who form that very
group which our society is trying to provide with a fair share of America's
prosperity.
In addition, illegal aliens tend to perpetuate poor economic conditions
by frustrating unionization, especially in such occupations as farm
work.
Illegal aliens pose a potential health hazard to the community since
many seek work as nursemaids, food handlers, cooks, housekeepers, waiters,
dishwashers, and grocery workers. Immigration and medical officials
in [422 U.S. 891, 904]
Los Angeles, for example, have discovered that the illegal alien population
in Los Angeles' barrio is infected with a high incidence of typhoid,
dysentery, tuberculosis, tapeworms, venereal disease and hepatitis.
L. A. Times, Sept. 16, 1973, pt. II, at 1.
In some states illegal aliens abuse public assistance programs. In
some instances entire families who entered the country illegally have
been admitted to the welfare rolls. Aliens in California at 35, 43.
Another aspect of the problem created by illegal aliens is that employed
aliens tend to send a substantial portion of their earnings to relatives
or friends in Mexico. This outflow of United States dollars exacerbates
our balance of payments problem to the extent of $1 billion a year.
Hearings on Illegal Aliens, pt. 3 at 683.
The net effect of this silent invasion of illegal aliens from Mexico
is suffering by the aliens who are frequently victims of extortion,
violence and sharp practices, displacement of American citizens and
legally residing aliens from the labor market, and irritation between
two neighboring countries.
THE LAW ENFORCEMENT PROBLEM
Given that illegal aliens are a significant problem in American life,
especially for those minority groups who are described as economically
deprived, and that Congress has decreed that all but a relatively few
aliens are to be permanently excluded, then we must analyze what law enforcement
problems exist. In this regard, the following findings of fact are made:
The illegal alien problem is one found primarily in the Southwestern
Region of the United States.
This problem along the Mexican-American border has existed for some
time with the original responsibility for securing the integrity of
the border being assigned to [422
U.S. 891, 905] the U.S. Army, along with the Departments
of Treasury and Labor, who had about 20,000 men assigned to the border
between Brownsville, Texas, and San Diego, California, in 1920. National
Geographic Magazine, "Along Our Side of the Mexican Border." (July 1920).
Currently the burden of controlling the entry of aliens and stemming
the flow of illegal aliens along the Mexican-American border is assigned
to the INS.1a
The border extends for almost 2,000 miles from the Gulf of Mexico
to the Pacific Coast.
Along this border there were over 152 million legal entries at authorized
ports of entry during fiscal 1972, of which over 91 million were made
by aliens. Over 39 million of the legal entries were made at the three
ports of entry in Southern California (Calexico, San Ysidro and Tecate)
of which over 24 million were made by aliens. Immigration and Naturalization
Service, 1972 Annual Report, 25.
Of these entries made by aliens, the large portion were made by visitors
with official permission to enter the country who had been issued temporary
"border passes" such as I-186 cards (issued to residents of Mexico),
which authorize the holder to travel within an area no further than
25 miles from the border and for a period of time not to exceed 72 hours.
See 8 C. F. R. 212.6.
These temporary border passes (I-186) are issued to simplify procedures
needed for entry, and the issuing process recognizes the inter-relationship
of contiguous communities along both sides of the border. Hearings on
Illegal Aliens, pt. 1, 192.
In fiscal 1973 approximately 208,000 I-186 cards were issued and it
is estimated that over two million such [422
U.S. 891, 906] cards are currently in circulation. Hearings
on Illegal Aliens, pt. 1, 173.
Within the INS, the U.S. Border Patrol, which was first established
in 1924, has the primary function of preventing the illegal entry of
aliens and the apprehension of those who have entered illegally and
those who smuggle these illegal entrants.
The Border Patrol has approximately 1,700 agents, who are well-trained
law enforcement officers, and of these about 80 percent are assigned
along our southern border with Mexico.
A "deportable alien" is a person who has been found to be deportable
by an immigration judge, or who admits his deportability upon questioning
by official agents.
The number of deportable aliens apprehended by the Border Patrol (which
makes the great majority of apprehensions) nationally has grown from
38,861 during fiscal 1963 to 498,123 in fiscal 1973; of this number
128,889 were found by Border Patrol agents working in the Chula Vista
sector which includes 70 miles of the border in San Diego Country, and
23,125 were located by agents in the El Centro sector which includes
the Imperial Country of California and 75 miles of the Mexican-American
border.
The Border Patrol agents have the power to apprehend illegal aliens
since by regulation the Attorney General has designated Border Patrol
agents to be immigration officers and authorized them to exercise powers
and duties as such officers [8 C. F. R. 103.1 (i)]; immigration officers
by statute 101 (a) (17) of the Immigration and Nationality Act of 1952,
66 Stat. 911, 8 U.S.C. 1101 (a) (17), are empowered, without a warrant,
to stop and interrogate any alien or person believed to be an alien
as to his right to remain or to be in the United [422
U.S. 891, 907] States. See Au Yi Lau v. I. N. S., 144 U.S.
App. D.C. 147, 445 F.2d 217 (1971), cert denied, 404 U.S. 864 . . .
.
Sec. 287 (a) (3) of the 1952 Immigration Act provides authority for
an immigration officer within a reasonable distance from the border
of the United States to board and search any conveyance or vehicle;
"reasonable distance" as used in that section of the Act means within
100 air miles from any external boundary of the United States, 8 C.
F. R. 287.1 (b).
Immigration officers also are authorized to conduct inspection of
aliens seeking admission or readmission to, or the privilege of passing
through, the United States, and also are authorized and empowered to
board and search any vehicle or like conveyance in which they believe
aliens are being brought into the United States. Sec. 235 (a) of the
1952 Immigration Act, 8 U.S.C. 1225 (a).
The deployment of Border Patrol agents along the border is intended
to maximize the effectiveness of the limited number of personnel, with
the first line of defense being called the "line watch." The line watch
consists of agents being placed immediately upon the physical boundary
where experience has shown that large numbers of illegal aliens can
be detected attempting entry. A large number of agents so assigned are
primarily concerned with responding to sensor alarms (electronic detection
equipment) which are located at strategic positions. These agents also
respond to citizen complaints concerning the suspected presence of deportable
aliens.
In fiscal 1973, there were 175,511 deportable aliens apprehended throughout
the nation by agents assigned to the line watch, with 69,147 being apprehended
in the Chula Vista sector and 5,908 in the El Centro sector.
While the Border Patrol would like to apprehend all [422
U.S. 891, 908] deportable aliens right on the border by agents
on the line watch, inspections at regular points of entry are not infallible
and illegal crossings at other than legal ports of entry are numerous
and recurring. The maintenance of continuous patrol over the vast stretches
of the border in Southern California is physically impossible, since
the approximately 145 miles of boundary creates geographic barriers
to effective patrol and manmade devices such as fences and electronic
devices are in large part ineffective.
Increased manpower on line watch would not make that activity appreciably
more effective as was demonstrated in 1969 during "Operation Intercept"
when many more agents were stationed immediately on the border, and
yet, the number of illegal aliens apprehended by agents operating inland
was not significantly different from like periods when such additional
manpower was not located at the boundary.
Once the aliens negotiate their way through the port of entry or,
as is most common, walk across the border at a place other than an official
port of entry, they find transportation inland either in public conveyances,
or private vehicles with increasing numbers being transported by professional
smugglers. A few have been known to walk some distance inland and have
been apprehended after having walked as far north as Julian, California,
which is over 60 miles from the border.
After crossing the line watch some illegal aliens seek employment
in the Southern District, but the vast majority attempt to proceed to
Los Angles County and points north.
Once the illegal alien gets settled in a big city far away from the
border it becomes very difficult to apprehend him, and therefore, the
Border Patrol attempts to contain the illegal entrant within this district.
Aliens in [422 U.S. 891, 909]
California at 7. With this objective in mind, they have (pursuant to
their statutory authority discussed above) established, since at least
1927, strategically located traffic inspection facilities, commonly
referred to as checkpoints, on highways and roads, for the purpose of
questioning vehicle occupants believed to be aliens, as to their right
to be, or to remain, in the United States, and also to search such vehicles
for illegal aliens. Immigration and Naturalization Service Border Patrol
Handbook 9-1 (1972) [hereinafter cited as Handbook].
The primary objective of the checkpoints is to intercept vehicles
or conveyances transporting illegal aliens, or nonresident aliens admitted
with temporary border passing cards (I-186), with particular attention
being paid to vehicles operated by smugglers or transporters destined
for inland cities in violation of 8 U.S.C. 1324.
The selection of the location of a checkpoint is determined by factors
relevant to the interdiction or interception of deportable aliens who
have succeeded in gaining entry in an unlawful manner or are proceeding
beyond the immediate border area in violation of conditions of their
admission as border crossers, 8 C. F. R. 212.60. The primary factors
in selecting a checkpoint site are:
1. A location on a highway just beyond the confluence of two or more
roads from the border, in order to permit the checking of a large volume
of traffic with a minimum number of officers. This also avoids the inconvenience
of repeated checking of commuter or urban traffic which would occur
if the sites were operated on the network of roads leading from and
through the more populated areas near the border.
2. Terrain and topography that restrict passage of vehicles around
the checkpoint, such as mountains, desert, and, as in the case of the
San Clemente checkpoint, the Camp Pendleton Marine Base. [422
U.S. 891, 910]
3. Safety factors: an unobstructed view of oncoming traffic, to provide
a safe distance for slowing and stopping; parking space off the highway;
power source to illuminate control signs and inspection area, and bypass
capability for vehicles not requiring examination.
4. Due to the travel restrictions of the I-186 non-resident border
crosser to an area 25 miles from the border (unless issued additional
documentation) the checkpoints, as a general rule, are located at a
point beyond the 25 mile zone in order to control the unlawful movement
inland of such visitors.
Strategic sites that meet the foregoing enumerated criteria are selected
for "permanent checkpoints." These are sites equipped to handle a large
volume of traffic on what would be a 24-hour basis except in case of
manpower shortage, poor weather, or where traffic becomes excessive
causing a potential safety hazard. Handbook at 9-3.
Other traffic checkpoints, known as "temporary checkpoints" are maintained
on roads where traffic is less frequent. The placement of these sites
will be governed by the same safety factors as involved in permanent
site placement and are usually located where the terrain allows an element
of surprise. Operations at these temporary checkpoints are set up at
irregular intervals and intermittently so as to confuse the potential
violator. Handbook at 9-3.
When the checkpoints, whether permanent or temporary, are in operation,
an officer standing at the "point" in full dress uniform on the highway
will view the decelerating oncoming vehicles and their passengers, and
will visually determine whether he has reason to believe the occupants
of the vehicles are aliens (i. e., "breaks the pattern" of usual traffic).
If so, the vehicle will be stopped (if the traffic at the checkpoint
is heavy, as at [422 U.S. 891,
911] the San Clemente checkpoint, the vehicle will be actually
directed off the highway) for inquiries to be made by the agent. If
the agent does not have reason to believe that the vehicle approaching
the checkpoint is carrying aliens, he may exchange salutations, or merely
wave the vehicle through the checkpoint.
If, after questioning the occupants, the agent then believes that
illegal aliens may be secreted in the vehicle (because of a break in
the "pattern" indicating the possibility of smuggling) he will inspect
the vehicle by giving a cursory visual inspection of those areas of
the vehicle not visible from the outside (i. e. trunk, interior portion
of camper, etc.).
At the point of location of the sites now in regular use few aliens
have reached the locale on foot, with 99 percent having entered a vehicle
of one type or another. Approximately 12 percent of all apprehensions
of deportable aliens throughout the nation are made at checkpoints.
In the United States, during fiscal 1973, approximately 55,300 deportable
aliens were apprehended by Border Patrol agents working traffic checking
operations. In the Chula Vista sector the number for that period was
21,232, while in the El Centro sector the total was 3,825.2a
During fiscal 1973, a total of 4,975 of the above were visitors apprehended
at the checkpoints and a majority of these were those who were in violation
of the terms of temporary border passes (Form I-186).
The placement of the checkpoints and their operations are coordinated
between the two sectors located in this [422
U.S. 891, 912] district and with Border Patrol activities
to the east in Arizona. In actual operation the checkpoints, be they
"permanent" or "temporary," have the same basic accouterments. Typically,
about one-half mile to one mile south of the checkpoint is the first
notification that the checkpoint is ahead. The notice is in the form
of a black on yellow sign indicated "STOP AHEAD" which has floodlights
for nighttime illumination, Handbook at 9-9. Next, about 200 yards from
the checkpoint is another sign cautioning the traffic to slow down or
to be careful; this sign usually has flashing yellow lights attached.
For the fifty yards directly south of the checkpoint there are placed
traffic cones evenly spaced along each side of the highway. The actual
checkpoint has a sign indicating to the traffic to stop, with official
Border Patrol vehicles parked on each side of the stop zone showing
the official Border Patrol emblem and/or the designation U.S. OFFICERS.
At this point the agents assigned at the "point," in their official
uniform, conduct checking and inspection operations. Beyond the checkpoint
is usually a sign indicating "THANK YOU."
While a large number of apprehensions are made at the checkpoints
each year, as related above, the primary reason for their operation
is that they effectively deter large numbers of aliens from illegally
entering the country or violating the terms of any temporary crossing
card they may have, because they form an effective obstacle and are
located on all major routes north out of the border region.
The deterrence aspect of these traffic checkpoint operations is amply
demonstrated by the fact that the illegal alien has to resort to the
employment of professional smugglers to provide transportation around
or through these checkpoints.
Some of these smuggling operations have developed [422
U.S. 891, 913] into sophisticated and involved operations
with the following general modus operandi:
1. Contact is made between the smuggler and the alien prior to the
latter's leaving Mexico.
2. The aliens then make entry on foot, with possibly the aid of a
"guide," or by use of temporary border passes. Then they enter vehicles
approximately 2 or 20 miles inland after having passed through the Border
Patrol's line watch activities.
3. To get through the traffic checkpoint they might use a "drop house,"
which acts as a staging area to keep the aliens awaiting inclement weather,
or any event that might cause the checkpoint to close down temporarily.
Or, they may use a "decoy" vehicle, which is a vehicle loaded with illegal
aliens which it is anticipated will be stopped at the checkpoint and
would therefore occupy the agents so that other vehicles could pass
through without inspection. They even use "scout cars" to probe those
roads where temporary checkpoints are maintained, so as to advise other
vehicles whether it is safe to proceed.
4. The "load" vehicles themselves can be of any type of conveyance
and the methods used to secrete aliens inside them are varied and often
show some originality. Unfortunately, sometimes these are very dangerous
to the aliens themselves. It has been reported, for example, that it
is not at all unusual for an alien to die from asphyxiation while concealed
in an automobile trunk or a tank car.
5. The cost of the transportation provided to the aliens is approximately
$225 to $250 for each alien for the trip through the checkpoint on to
the Los Angeles area. Since smuggling operations are almost exclusively
"cash and carry" businesses and the average income among Mexican nationals
who may wish to seek residence [422
U.S. 891, 914] here illegally is quite small, this cost tends
to act as a very significant deterrent in and of itself. The checkpoints
are the major reason for such a high price and if they were discontinued
for any length of time it would be one more encouragement to illegal
immigration.
The deterrent impact of these checkpoints has been noted on several
occasions when they resumed operation unexpectedly and a great number
of aliens were apprehended.
The evidence presented before this court clearly established that
there is no reasonable or effective alternative method of detection
and apprehension available to the Border Patrol in the absence of the
checkpoints, for even a geometric increase in its personnel or line
watch would not leave any control over those admitted as temporary visitors
from Mexico.
Of the approximately half million illegal aliens apprehended in fiscal
1973, virtually none were prosecuted, unless they presented counterfeit
or altered documents or aided in smuggling endeavors.
This district has only 3 percent of the total length of land borders,
and yet fully 30 percent of all apprehensions of deportable aliens made
in the United States are made within this district.
[Footnote *] [This opinion applies also to
No. 74-114, United States v. Brignoni-Ponce,
ante, p. 873.]
[Footnote 1] The Court today recognizes
that as many as 12 million illegal aliens are now present in this country.
United States v. Brignoni-Ponce,
ante, at 878, and n. 4. See also U.S. News & World Report, July 22,
1974, p. 27; id., Dec. 9, 1974, p. 77. By all indications the problem
will increase in the future, not abate. United States v. Baca, 368 F.
Supp. 398, 402-403 (SD Cal. 1973). In the Baca case Judge Turrentine
conducted a thorough review of the entire problem and the present Government
response. Appended to this opinion is an excerpt from Judge Turrentine's
Baca opinion describing the illegal alien problem and the law enforcement
response.
[Footnote 2] For example, testimony in the
Baca hearings revealed that a complement of 21,000 officers would be
needed to control adequately the 75 miles of border in the El Centro
sector alone.
[Footnote 1a] [422
U.S. 891, 905] The notation "INS" when used herein has reference
to the Immigration and Naturalization Service.
[Footnote 2a] [422
U.S. 891, 911] Apparently apprehensions other than those
actually made at the checkpoint are included in these figures, but they
are a representation of the total activity at these checkpoints and
the majority of apprehensions included therein are made at the checkpoints
[R. T. 274, 396].
MR. JUSTICE WHITE, with whom MR. JUSTICE BLACKMUN joins, concurring
in the judgment.*
Given Almeida-Sanchez v. United
States, 413 U.S. 266 (1973), with which I disagreed but which is
now authoritative, the results reached in these cases were largely foreordained.
The Court purports to leave the question open, but it seems to me, my
Brother REHNQUIST [422 U.S.
891, 915] notwithstanding, that under the Court's opinions
checkpoint investigative stops, without search, will be difficult to
justify under the Fourth Amendment absent probable cause or reasonable
suspicion. In any event, the Court has thus dismantled major parts of
the apparatus by which the Nation has attempted to intercept millions
of aliens who enter and remain illegally in this country.
The entire system, however, has been notably unsuccessful in deterring
or stemming this heavy flow; and its costs, including added burdens
on the courts, have been substantial. Perhaps the Judiciary should not
strain to accommodate the requirements of the Fourth Amendment to the
needs of a system which at best can demonstrate only minimal effectiveness
as long as it is lawful for business firms and others to employ aliens
who are illegally in the country. This problem, which ordinary law enforcement
has not been able to solve, essentially poses questions of national
policy and is chiefly the business of Congress and the Executive Branch
rather than the courts.
I concur in the judgment in these two cases.
[Footnote *] [This opinion applies also to
No. 74-114, United States v. Brignoni-Ponce,
ante, p. 873.] [422 U.S. 891,
916]
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