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[FEDERAL CASE SUMMARY PAGE]
Federal Court Cases
U.S. Supreme Court
DELAWARE v. PROUSE, 440 U.S. 648 (1979)
440 U.S. 648
DELAWARE v. PROUSE.
CERTIORARI TO THE SUPREME COURT OF DELAWARE
No. 77-1571.
Argued January 17, 1979
Decided March 27, 1979
A patrolman in a police cruiser stopped an automobile occupied by respondent
and seized
marihuana in plain view on the car floor. Respondent was subsequently
indicted for illegal possession of a controlled substance. At a hearing
on respondent's motion to suppress the marihuana, the patrolman testified
that prior to stopping the vehicle he had observed neither traffic or
equipment violations nor any suspicious activity, and that he made the
stop only in order to check the driver's license and the car's registration.
The patrolman was not acting pursuant to any standards, guidelines,
or procedures pertaining to document spot checks, promulgated by either
his department or the State Attorney General. The trial court granted
the motion to suppress, finding the stop and detention to have been
wholly capricious and therefore violative of the Fourth Amendment. The
Delaware Supreme Court affirmed. Held:
1. This Court has jurisdiction in this case even though the Delaware
Supreme Court held that the stop at issue not only violated the Federal
Constitution but also was impermissible under the Delaware Constitution.
That court's opinion shows that even if the State Constitution would
have provided an adequate basis for the judgment below, the court did
not intend to rest its decision independently on the State Constitution,
its holding instead depending upon its view of the reach of the Fourth
and Fourteenth Amendments. Pp. 651-653.
2. Except where there is at least articulable and reasonable suspicion
that a motorist is unlicensed or that an automobile is not registered,
or that either the vehicle or an occupant is otherwise subject to
seizure for violation of law, stopping an automobile and detaining
the driver in order to check his driver's license and the registration
of the automobile are unreasonable under the Fourth Amendment. Pp.
653-663.
(a) Stopping an automobile and detaining its occupants constitute
a "seizure" within the meaning of the Fourth and Fourteenth Amendments,
even though the purpose of the stop is limited and the resulting detention
quite brief. The permissibility of a particular law enforcement practice
is judged by balancing its intrusion on the individual's Fourth Amendment
interests against its promotion of legitimate governmental interests.
Pp. 653-655. [440 U.S. 648, 649]
(b) The State's interest in discretionary spot checks as a means
of ensuring the safety of its roadways does not outweigh the resulting
intrusion on the privacy and security of the persons detained. Given
the physical and psychological intrusion visited upon the occupants
of a vehicle by a random stop to check documents, cf. United
States v. Brignoni-Ponce, 422 U.S. 873; United
States v. Martinez-Fuerte, 428 U.S. 543, the marginal contribution
to roadway safety possibly resulting from a system of spot checks
cannot justify subjecting every occupant of every vehicle on the roads
to a seizure at the unbridled discretion of law enforcement officials.
Pp. 655-661.
(c) An individual operating or traveling in an automobile does not
lose all reasonable expectation of privacy simply because the automobile
and its use are subject to government regulation. People are not shorn
of all Fourth Amendment protection when they step from their homes
onto the public sidewalk; nor are they shorn of those interests when
they step from the sidewalks into their automobiles. Pp. 662-663.
(d) The holding in this case does not preclude Delaware or other
States from developing methods for spot checks that involve less intrusion
or that do not involve the unconstrained exercise of discretion. Questioning
of all oncoming traffic at roadblock-type stops is one possible alternative.
Pp. 663.
382 A. 2d 1359, affirmed.
WHITE, J., delivered the opinion of the Court, in which BURGER, C.
J., and BRENNAN, STEWART, MARSHALL, BLACKMUN, POWELL, and STEVENS, JJ.,
joined. BLACKMUN, J., filed a concurring opinion, in which POWELL, J.,
joined, post, p. 663. REHNQUIST, J., filed a dissenting opinion, post,
p. 664.
Charles M. Oberly III argued the cause for petitioner. With him on
the brief were Richard R. Wier, Jr., Attorney General of Delaware, and
Carolyn Berger, Fred S. Silverman, and Kathleen Molyneux, Deputy Attorneys
General.
David M. Lukoff argued the cause for respondent. With him on the brief
were Richard M. Baumeister, Frank Askin, and Eric Neisser.*
[Footnote *] Frank Carrington, Wayne W. Schmidt,
Glen R. Murphy, and James P. Costello filed a brief for Americans for
Effective Law Enforcement, Inc., et al. as amici curiae urging reversal.
[440 U.S. 648, 650]
MR. JUSTICE WHITE delivered the opinion of the Court.
The question is whether it is an unreasonable seizure under the Fourth
and Fourteenth Amendments to stop an automobile, being driven on a public
highway, for the purpose of checking the driving license of the operator
and the registration of the car, where there is neither probable cause
to believe nor reasonable suspicion that the car is being driven contrary
to the laws governing the operation of motor vehicles or that either
the car or any of its occupants is subject to seizure or detention in
connection with the violation of any other applicable law.
I
At 7:20 p. m. on November 30, 1976, a New Castle County, Del., patrolman
in a police cruiser stopped the automobile occupied by respondent.1
The patrolman smelled marihuana smoke as he was walking toward the stopped
vehicle, and he seized marihuana in plain view on the car floor. Respondent
was subsequently indicted for illegal possession of a controlled substance.
At a hearing on respondent's motion to suppress the marihuana seized
as a result of the stop, the patrolman testified that prior to stopping
the vehicle he had observed neither traffic or equipment violations
nor any suspicious activity, and that he made the stop only in order
to check the driver's license and registration. The patrolman was not
acting pursuant to any standards, guidelines, or procedures pertaining
to document spot checks, promulgated by either his department or the
State Attorney General. Characterizing the stop as "routine," the patrolman
explained, "I saw the car [440 U.S. 648, 651]
in the area and wasn't answering any complaints, so I decided to pull
them off." App. A9. The trial court granted the motion to suppress,
finding the stop and detention to have been wholly capricious and therefore
violative of the Fourth Amendment.
The Delaware Supreme Court affirmed, noting first that "[t]he issue
of the legal validity of systematic, roadblock-type stops of a number
of vehicles for license and vehicle registration check is not now before
the Court," 382 A. 2d 1359, 1362 (1978) (emphasis in original). The
court held that "a random stop of a motorist in the absence of specific
articulable facts which justify the stop by indicating a reasonable
suspicion that a violation of the law has occurred is constitutionally
impermissible and violative of the Fourth and Fourteenth Amendments
to the United States Constitution." Id., at 1364. We granted certiorari
to resolve the conflict between this decision, which is in accord with
decisions in five other jurisdictions,2 and
the contrary determination in six jurisdictions3 that the Fourth Amendment does not prohibit the kind of
automobile stop that occurred here. 439 U.S. 816 (1978).
II
Because the Delaware Supreme Court held that the stop at issue not
only violated the Federal Constitution but also [440
U.S. 648, 652] was impermissible under Art. I, 6, of the Delaware
Constitution, it is urged that the judgment below was based on an independent
and adequate state ground and that we therefore have no jurisdiction
in this case. Fox Film Corp. v. Muller, 296 U.S. 207, 210 (1935). At
least, it is suggested, the matter is sufficiently uncertain that we
should remand for clarification as to the ground upon which the judgment
rested. California v. Krivda, 409 U.S. 33, 35 (1972). Based on our reading
of the opinion, however, we are satisfied that even if the State Constitution
would have provided an adequate basis for the judgment, the Delaware
Supreme Court did not intend to rest its decision independently on the
State Constitution and that we have jurisdiction of this case.
As we understand the opinion below, Art I, 6, of the Delaware Constitution
will automatically be interpreted at least as broadly as the Fourth
Amendment;4 that is, every police practice authoritatively determined
to be contrary to the Fourth and Fourteenth Amendments will, without
further analysis, be held to be contrary to Art. I, 6. This approach,
which is consistent with previous opinions of the Delaware Supreme Court,5
was followed in this case. The court analyzed [440 U.S. 648, 653] the various
decisions interpreting the Federal Constitution, concluded that the
Fourth Amendment foreclosed spot checks of automobiles, and summarily
held that the State Constitution was therefore also infringed. This
is one of those cases where "at the very least, the [state] court felt
compelled by what it understood to be federal constitutional considerations
to construe . . . its own law in the manner it did." Zacchini v. Scripps-Howard
Broadcasting Co., 433 U.S. 562, 568 (1977). Had state law not been mentioned
at all, there would be no question about our jurisdiction, even though
the State Constitution might have provided an independent and adequate
state ground. Ibid. The same result should follow here where the state
constitutional holding depended upon the state court's view of the reach
of the Fourth and Fourteenth Amendments. If the state court misapprehended
federal law, "[i]t should be freed to decide . . . these suits according
to its own local law." Missouri ex rel. Southern R. Co. v. Mayfield,
340 U.S. 1, 5 (1950).
III
The Fourth and Fourteenth Amendments are implicated in this case because
stopping an automobile and detaining its occupants constitute a "seizure"
within the meaning of those Amendments, even though the purpose of the
stop is limited and the resulting detention quite brief. United
States v. Martinez-Fuerte, 428 U.S. 543, 556-558 (1976); United
States v. Brignoni-Ponce, 422 U.S. 873, 878 (1975); cf. Terry
v. Ohio, 392 U.S. 1, 16 (1968). The essential purpose of the proscriptions
in the Fourth Amendment is to impose a standard [440 U.S. 648, 654] of "reasonableness"6
upon the exercise of discretion by government officials, including law
enforcement agents, in order "`to safeguard the privacy and security
of individuals against arbitrary invasions. . . .'" Marshall v. Barlow's,
Inc., 436 U.S. 307, 312 (1978), quoting Camara
v. Municipal Court, 387 U.S. 523, 528 (1967).7
Thus, the permissibility of a particular law enforcement practice is
judged by balancing its intrusion on the individual's Fourth Amendment
interests against its promotion of legitimate governmental interests.8 Implemented in this manner, the reasonableness standard
usually requires, at a minimum, that the facts upon which an intrusion
is based be capable of measurement against "an objective standard,"9
whether this be probable cause10 or a less
stringent test.11 In those situations in
which the balance of interests precludes insistence upon "some quantum
[440 U.S. 648, 655] of individualized
suspicion,"12 other safeguards are generally
relied upon to assure that the individual's reasonable expectation of
privacy is not "subject to the discretion of the official in the field,"
Camara v. Municipal Court, 387
U.S., at 532. See id., at 534-535; Marshall v. Barlow's, Inc., supra,
at 320-321; United States v. United States District Court, 407 U.S.
297, 322-323 (1972) (requiring warrants).
In this case, however, the State of Delaware urges that patrol officers
be subject to no constraints in deciding which automobiles shall be
stopped for a license and registration check because the State's interest
in discretionary spot checks as a means of ensuring the safety of its
roadways outweighs the resulting intrusion on the privacy and security
of the persons detained.
IV
We have only recently considered the legality of investigative stops
of automobiles where the officers making the stop have neither probable
cause to believe nor reasonable suspicion that either the automobile
or its occupants are subject to seizure under the applicable criminal
laws. In United States v. Brignoni-Ponce,
supra, Border Patrol agents conducting roving patrols in areas near
the international border asserted statutory authority to stop at random
any vehicle in order to determine whether it contained illegal aliens
or was involved in smuggling operations. The practice was held to violate
the Fourth Amendment, but the Court did not invalidate all warrantless
automobile stops upon less than probable cause. Given "the importance
of the governmental interest at stake, the minimal intrusion of a brief
stop, and the absence of practical alternatives for policing the border,"
422 U.S., at 881, the Court analogized the roving-patrol stop to the
on-the-street encounter addressed in Terry
v. Ohio, supra, and held:
"Except at the border and its functional equivalents, officers on roving
patrol may stop vehicles only if they are [440 U.S. 648, 656] aware
of specific articulable facts, together with rational inferences from
those facts, that reasonably warrant suspicion that the vehicles contain
aliens who may be illegally in the country." 422 U.S., at 884 (footnote
omitted).
Because "the nature of illegal alien traffic and the characteristics
of smuggling operations tend to generate articulable grounds for identifying
violators," id., at 883, "a requirement of reasonable suspicion for
stops allows the Government adequate means of guarding the public interest
and also protects residents of the border areas from indiscriminate
official interference." Ibid.
The constitutionality of stops by Border Patrol agents was again before
the Court in United States v.
Martinez-Fuerte, supra, in which we addressed the permissibility
of checkpoint operations. This practice involved slowing all oncoming
traffic "to a virtual, if not a complete, halt," 428 U.S., at 546, at
a highway roadblock, and referring vehicles chosen at the discretion
of Border Patrol agents to an area for secondary inspection. See id.,
at 546, 558. Recognizing that the governmental interest involved was
the same as that furthered by roving-patrol stops, the Court nonetheless
sustained the constitutionality of the Border Patrol's checkpoint operations.
The crucial distinction was the lesser intrusion upon the motorist's
Fourth Amendment interests:
"[The] objective intrusion - the stop itself, the questioning, and the
visual inspection - also existed in roving-patrol stops. But we view
checkpoint stops in a different light because the subjective intrusion
- the generating of concern or even fright on the part of lawful travelers
- is appreciably less in the case of a checkpoint stop." Id., at 558.
Although not dispositive,13 these decisions
undoubtedly provide [440 U.S. 648, 657] guidance
in balancing the public interest against the individual's Fourth Amendment
interests implicated by the practice of spot checks such as occurred
in this case. We cannot agree that stopping or detaining a vehicle on
an ordinary city street is less intrusive than a roving-patrol stop
on a major highway and that it bears greater resemblance to a permissible
stop and secondary detention at a checkpoint near the border. In this
regard, we note that Brignoni-Ponce was not limited to roving-patrol
stops on limited-access roads, but applied to any roving-patrol stop
by Border Patrol agents on any type of roadway on less than reasonable
suspicion. See 422 U.S., at 882-883; United
States v. Ortiz, 422 U.S. 891, 894 (1975). We cannot assume that
the physical and psychological intrusion visited upon the occupants
of a vehicle by a random stop to check documents is of any less moment
than that occasioned by a stop by border agents on roving patrol. Both
of these stops generally entail law enforcement officers signaling a
moving automobile to pull over to the side of the roadway, by means
of a possibly unsettling show of authority. Both interfere with freedom
of movement, are inconvenient, and consume time. Both may create substantial
anxiety. For Fourth Amendment purposes, we also see insufficient resemblance
between sporadic and random stops of individual vehicles making their
way through city traffic and those stops occasioned by roadblocks where
all vehicles are brought to a halt or to a near halt, and all are subjected
to a show of the police power of the community. "At traffic checkpoints
the motorist can see that other vehicles are being stopped, he can see
visible signs of the officers' authority, and he is much less likely
to be frightened or annoyed by the intrusion." Id., at 894-895, quoted
in United States v. Martinez-Fuerte,
428 U.S., at 558. [440 U.S. 648, 658]
V
But the State of Delaware urges that even if discretionary spot checks
such as occurred in this case intrude upon motorists as much as or more
than do the roving patrols held impermissible in Brignoni-Ponce, these
stops are reasonable under the Fourth Amendment because the State's
interest in the practice as a means of promoting public safety upon
its roads more than outweighs the intrusion entailed. Although the record
discloses no statistics concerning the extent of the problem of lack
of highway safety, in Delaware or in the Nation as a whole, we are aware
of the danger to life14 and property posed by vehicular traffic and of the difficulties
that even a cautious and an experienced driver may encounter. We agree
that the States have a vital interest in ensuring that only those qualified
to do so are permitted to operate motor vehicles, that these vehicles
are fit for safe operation, and hence that licensing, registration,
and vehicle inspection requirements are being observed. Automobile licenses
are issued periodically to evidence that the drivers holding them are
sufficiently familiar with the rules of the road and are physically
qualified to operate a motor vehicle.15 The registration requirement and, more pointedly, the
related annual inspection requirement in Delaware16
are designed to keep dangerous automobiles off the road. Unquestionably,
these provisions, properly administered, are essential elements in a
highway safety program. Furthermore, we note that the State of Delaware
requires a minimum amount of insurance [440
U.S. 648, 659] coverage as a condition to automobile registration,17
implementing its legitimate interest in seeing to it that its citizens
have protection when involved in a motor vehicle accident.18
The question remains, however, whether in the service of these important
ends the discretionary spot check is a sufficiently productive mechanism
to justify the intrusion upon Fourth Amendment interests which such
stops entail. On the record before us, that question must be answered
in the negative. Given the alternative mechanisms available, both those
in use and those that might be adopted, we are unconvinced that the
incremental contribution to highway safety of the random spot check
justifies the practice under the Fourth Amendment.
The foremost method of enforcing traffic and vehicle safety regulations,
it must be recalled, is acting upon observed violations. Vehicle stops
for traffic violations occur countless times each day; and on these
occasions, licenses and registration papers are subject to inspection
and drivers without them will be ascertained. Furthermore, drivers without
licenses are presumably the less safe drivers whose propensities may
well exhibit themselves.19 Absent some empirical
data to the contrary, it must be assumed that finding an unlicensed
driver among those who commit traffic violations is a much more likely
event than finding an unlicensed driver by choosing randomly from the
entire universe of drivers. If this were not so, licensing of drivers
would hardly be an effective means of promoting roadway safety. It seems
common sense that the [440 U.S. 648, 660]
percentage of all drivers on the road who are driving without a license
is very small and that the number of licensed drivers who will be stopped
in order to find one unlicensed operator will be large indeed. The contribution
to highway safety made by discretionary stops selected from among drivers
generally will therefore be marginal at best. Furthermore, and again
absent something more than mere assertion to the contrary, we find it
difficult to believe that the unlicensed driver would not be deterred
by the possibility of being involved in a traffic violation or having
some other experience calling for proof of his entitlement to drive
but that he would be deterred by the possibility that he would be one
of those chosen for a spot check. In terms of actually discovering unlicensed
drivers or deterring them from driving, the spot check does not appear
sufficiently productive to qualify as a reasonable law enforcement practice
under the Fourth Amendment.
Much the same can be said about the safety aspects of automobiles as
distinguished from drivers. Many violations of minimum vehicle-safety
requirements are observable, and something can be done about them by
the observing officer, directly and immediately. Furthermore, in Delaware,
as elsewhere, vehicles must carry and display current license plates,20
which themselves evidence that the vehicle is properly registered;21
and, under Delaware law, to qualify for annual registration a vehicle
must pass the annual safety inspection22 and be properly insured.23 It does not appear, therefore, that a stop of a Delaware-registered
vehicle is necessary in order to ascertain compliance with the State's
registration requirements; and, because there is nothing to [440 U.S. 648, 661]
show that a significant percentage of automobiles from other States
do not also require license plates indicating current registration,
there is no basis for concluding that stopping even out-of-state cars
for document checks substantially promotes the State's interest.
The marginal contribution to roadway safety possibly resulting from
a system of spot checks cannot justify subjecting every occupant of
every vehicle on the roads to a seizure - limited in magnitude compared
to other intrusions but nonetheless constitutionally cognizable - at
the unbridled discretion of law enforcement officials. To insist neither
upon an appropriate factual basis for suspicion directed at a particular
automobile nor upon some other substantial and objective standard or
rule to govern the exercise of discretion "would invite intrusions upon
constitutionally guaranteed rights based on nothing more substantial
than inarticulate hunches . . . ." Terry
v. Ohio, 392 U.S., at 22. By hypothesis, stopping apparently safe
drivers is necessary only because the danger presented by some drivers
is not observable at the time of the stop. When there is not probable
cause to believe that a driver is violating any one of the multitude
of applicable traffic and equipment regulations24
- or other articulable basis amounting to reasonable suspicion that
the driver is unlicensed or his vehicle unregistered - we cannot conceive
of any legitimate basis upon which a patrolman could decide that stopping
a particular driver for a spot check would be more productive than stopping
any other driver. This kind of standardless and unconstrained discretion
is the evil the Court has discerned when in previous cases it has insisted
that the discretion of the official in the field be circumscribed, at
least to some extent. Almeida-Sanchez
v. United States, 413 U.S. 266, 270 (1973); Camara
v. Municipal Court, 387 U.S., at 532-533. [440 U.S. 648, 662]
VI
The "grave danger" of abuse of discretion, United
States v. Martinez-Fuerte, 428 U.S., at 559, does not disappear
simply because the automobile is subject to state regulation resulting
in numerous instances of police-citizen contact, Cady v. Dombrowski,
413 U.S. 433, 441 (1973). Only last Term we pointed out that "if the
government intrudes . . . the privacy interest suffers whether the government's
motivation is to investigate violations of criminal laws or breaches
of other statutory or regulatory standards." Marshall v. Barlow's, Inc.,
436 U.S., at 312-313. There are certain "relatively unique circumstances,"
id., at 313, in which consent to regulatory restrictions is presumptively
concurrent with participation in the regulated enterprise. See United
States v. Biswell, 406 U.S. 311 (1972) (federal regulation of firearms);
Colonnade Catering Corp. v. United States, 397 U.S. 72 (1970) (federal
regulation of liquor). Otherwise, regulatory inspections unaccompanied
by any quantum of individualized, articulable suspicion must be undertaken
pursuant to previously specified "neutral criteria." Marshall v. Barlow's,
Inc., supra, at 323.
An individual operating or traveling in an automobile does not lose
all reasonable expectation of privacy simply because the automobile
and its use are subject to government regulation.25
Automobile travel is a basic, pervasive, and often necessary mode of
transportation to and from one's home, workplace, and leisure activities.
Many people spend more hours each day traveling in cars than walking
on the streets. Undoubtedly, many find a greater sense of security and
privacy in traveling in an automobile than they do in exposing themselves
by pedestrian or other modes of travel. Were the [440
U.S. 648, 663] individual subject to unfettered governmental
intrusion every time he entered an automobile, the security guaranteed
by the Fourth Amendment would be seriously circumscribed. As Terry
v. Ohio, supra, recognized, people are not shorn of all Fourth Amendment
protection when they step from their homes onto the public sidewalks.
Nor are they shorn of those interests when they step from the sidewalks
into their automobiles. See Adams v. Williams, 407 U.S. 143, 146 (1972).
VII
Accordingly, we hold that except in those situations in which there
is at least articulable and reasonable suspicion that a motorist is
unlicensed or that an automobile is not registered, or that either the
vehicle or an occupant is otherwise subject to seizure for violation
of law, stopping an automobile and detaining the driver in order to
check his driver's license and the registration of the automobile are
unreasonable under the Fourth Amendment. This holding does not preclude
the State of Delaware or other States from developing methods for spot
checks that involve less intrusion or that do not involve the unconstrained
exercise of discretion.26 Questioning of
all oncoming traffic at roadblock-type stops is one possible alternative.
We hold only that persons in automobiles on public roadways may not
for that reason alone have their travel and privacy interfered with
at the unbridled discretion of police officers. The judgment below is
affirmed.
Footnotes
[Footnote 1] In its opinion, the Delaware
Supreme Court referred to respondent as the operator of the vehicle,
see 382 A. 2d 1359, 1361 (1978). However, the arresting officer testified:
"I don't believe [respondent] was the driver . . . . As I recall, he
was in the back seat . . .," App. A12; and the trial court in its ruling
on the motion to suppress referred to respondent as one of the four
"occupants" of the vehicle, id., at A17. The vehicle was registered
to respondent. Id., at A10.
[Footnote 2] United States v. Montgomery,
182 U.S. App. D.C. 426, 561 F.2d 875 (1977); People v. Ingle, 36 N.
Y. 2d 413, 330 N. E. 2d 39 (1975); State v. Ochoa, 23 Ariz. App. 510,
534 P.2d 441 (1975), rev'd on other grounds, 112 Ariz. 582, 544 P.2d
1097 (1976); Commonwealth v. Swanger, 453 Pa. 107, 307 A. 2d 875 (1973);
United States v. Nicholas, 448 F.2d 622 (CA8 1971). See also United
States v. Cupps, 503 F.2d 277 (CA6 1974).
[Footnote 3] State v. Holmberg, 194 Neb.
337, 231 N. W. 2d 672 (1975); State v. Allen, 282 N.C. 503, 194 S. E.
2d 9 (1973); Palmore v. United States, 290 A. 2d 573 (D.C. App. 1972),
aff'd on jurisdictional grounds only, 411 U.S. 389 (1973); Leonard v.
State, 496 S. W. 2d 576 (Tex. Crim. App. 1973); United States v. Jenkins,
528 F.2d 713 (CA10 1975); Myricks v. United States, 370 F.2d 901 (CA5),
cert. dismissed, 386 U.S. 1015 (1967).
[Footnote 4] The court stated: "The Delaware
Constitution Article I, 6 is substantially similar to the Fourth Amendment
and a violation of the latter is necessarily a violation of the former."
382 A. 2d, at 1362, citing State v. Moore, 55 Del. 356, 187 A. 2d 807
(1963). Moore was decided less than two years after Mapp v. Ohio, 367
U.S. 643 (1961), applied to the States the limitations previously imposed
only on the Federal Government. In setting forth the approach reiterated
in the opinion below, Moore noted not only the common purposes and wording
of the Fourth Amendment and the state constitutional provision, but
also the overriding effect of the former. See 55 Del., at 362-363, 187
A. 2d, at 810-811.
[Footnote 5] We have found only one case
decided after State v. Moore, supra, in which the court relied solely
on state law in upholding the validity of a search or seizure, and that
case involved not only Del. Const. Art. I, 6, [440 U.S. 648, 653] but also
state statutory requirements for issuance of a search warrant. Rossitto
v. State, 234 A. 2d 438 (1967). Moreover, every case holding a search
or seizure to be contrary to the state constitutional provision relies
on cases interpreting the Fourth Amendment and simultaneously concludes
that the search or seizure is contrary to that provision. See, e. g.,
Young v. State, 339 A. 2d 723 (1975); Freeman v. State, 317 A. 2d 540
(1974); cf. Bertomeu v. State, 310 A. 2d 865 (1973).
[Footnote 6] See Marshall v. Barlow's, Inc.,
436 U.S. 307, 315 (1978); United
States v. Brignoni-Ponce, 422 U.S. 873, 878 (1975); Cady v. Dombrowski,
413 U.S. 433, 439 (1973); Terry v.
Ohio, 392 U.S. 1, 20-21 (1968); Camara
v. Municipal Court, 387 U.S. 523, 539 (1967).
[Footnote 7] See also United
States v. Martinez-Fuerte, 428 U.S. 543, 554 (1976); United
States v. Ortiz, 422 U.S. 891, 895 (1975); Almeida-Sanchez
v. United States, 413 U.S. 266, 270 (1973); Beck v. Ohio, 379 U.S.
89, 97 (1964); McDonald v. United States, 335 U.S. 451, 455-456 (1948).
[Footnote 8] See, e. g., United States v.
Ramsey, 431 U.S. 606, 616-619 (1977); United
States v. Martinez-Fuerte, supra, at 555; cases cited in n. 6, supra.
[Footnote 9] Terry
v. Ohio, supra, at 21. See also Scott v. United States, 436 U.S.
128, 137 (1978); Beck v. Ohio, supra, at 96-97.
[Footnote 10] See, e. g., United States
v. Santana, 427 U.S. 38 (1976); United States v. Watson, 423 U.S. 411
(1976); Ker v. California, 374 U.S. 23 (1963) (warrantless arrests requiring
probable cause); United States v.
Ortiz, supra; Warden v. Hayden, 387 U.S. 294 (1967); Carroll v.
United States, 267 U.S. 132 (1925) (warrantless searches requiring probable
cause). See also Gerstein v. Pugh, 420 U.S. 103 (1975).
[Footnote 11] See Terry
v. Ohio, supra; United States
v. Brignoni-Ponce, supra. In addition, the Warrant Clause of the
Fourth Amendment generally requires that prior to a search a neutral
and detached magistrate ascertain that the requisite standard is met,
see, e. g., Mincey v. Arizona, 437 U.S. 385 (1978).
[Footnote 12] United
States v. Martinez-Fuerte, supra, at 560.
[Footnote 13] In addressing the constitutionality
of Border Patrol practices, we reserved the question of the permissibility
of state and local officials stopping [440 U.S. 648, 657] motorists
for document questioning in a manner similar to checkpoint detention,
see 428 U.S., at 560 n. 14, or roving-patrol operations, see United
States v. Brignoni-Ponce, 422 U.S., at 883 n. 8.
[Footnote 14] In 1977, 47,671 persons died
in motor vehicle accidents in this country. U.S. Dept. of Transportation,
Highway Safety A-9 (1977).
[Footnote 15] See, e. g., Del. Code Ann.,
Tit. 21, 2701, 2707 (1974 and Supp. 1977); 2713 (1974) (Department of
Public Safety "shall examine the applicant as to his physical and mental
qualifications to operate a motor vehicle in such manner as not to jeopardize
the safety of persons or property . . .").
[Footnote 16] 2143 (a) (1974).
[Footnote 17] 2118 (Supp. 1977); State
of Delaware, Department of Public Safety, Division of Motor Vehicles,
Driver's Manual 60 (1976).
[Footnote 18] It has been urged that additional
state interests are the apprehension of stolen motor vehicles and of
drivers under the influence of alcohol or narcotics. The latter interest
is subsumed by the interest in roadway safety, as may be the former
interest to some extent. The remaining governmental interest in controlling
automobile thefts is not distinguishable from the general interest in
crime control.
[Footnote 19] Cf. United
States v. Brignoni-Ponce, supra, at 883.
[Footnote 20] Del. Code Ann., Tit. 21,
2126 (1974).
[Footnote 21] 2121 (b), (d) (1974).
[Footnote 22] See n. 16, supra; 2109 (1974).
[Footnote 23] See n. 17, supra; 2109 (1974).
[Footnote 24] See, e. g., 4101-4199B (1974
and Supp. 1977).
[Footnote 25] Cf. Marshall v. Barlow's,
Inc., 436 U.S. 307 (1978) (warrant required for federal inspection under
interstate commerce power of health and safety of workplace); See v.
Seattle, 387 U.S. 541 (1967) (warrant required for inspection of warehouse
for municipal fire code violations); Camara
v. Municipal Court, 387 U.S. 523 (1967) (warrant required for inspection
of residence for municipal fire code violations).
[Footnote 26] Nor does our holding today
cast doubt on the permissibility of roadside truck weigh-stations and
inspection checkpoints, at which some vehicles may be subject to further
detention for safety and regulatory inspection than are others.
MR. JUSTICE BLACKMUN, with whom MR. JUSTICE POWELL joins, concurring.
The Court, ante, this page, carefully protects from the reach of its
decision other less intrusive spot checks "that do not involve [440 U.S. 648, 664] the unconstrained
exercise of discretion." The roadblock stop for all traffic is given
as an example. I necessarily assume that the Court's reservation also
includes other not purely random stops (such as every 10th car to pass
a given point) that equate with, but are less intrusive than, a 100%
roadblock stop. And I would not regard the present case as a precedent
that throws any constitutional shadow upon the necessarily somewhat
individualized and perhaps largely random examinations by game wardens
in the performance of their duties. In a situation of that type, it
seems to me, the Court's balancing process, and the value factors under
consideration, would be quite different.
With this understanding, I join the Court's opinion and its judgment.
MR. JUSTICE REHNQUIST, dissenting.
The Court holds, in successive sentences, that absent an articulable,
reasonable suspicion of unlawful conduct, a motorist may not be subjected
to a random license check, but that the States are free to develop "methods
for spot checks that . . . do not involve the unconstrained exercise
of discretion," such as "[q]uestioning . . . all oncoming traffic at
road-block-type stops . . . ." Ante, at 663. Because motorists, apparently
like sheep, are much less likely to be "frightened" or "annoyed" when
stopped en masse, a highway patrolman needs neither probable cause nor
articulable suspicion to stop all motorists on a particular thoroughfare,
but he cannot without articulable suspicion stop less than all motorists.
The Court thus elevates the adage "misery loves company" to a novel
role in Fourth Amendment jurisprudence. The rule becomes "curiouser
and curiouser" as one attempts to follow the Court's explanation for
it.
As the Court correctly points out, people are not shorn of their Fourth
Amendment protection when they step from their homes onto the public
sidewalks or from the sidewalks into [440
U.S. 648, 665] their automobiles. But a random license check
of a motorist operating a vehicle on highways owned and maintained by
the State is quite different from a random stop designed to uncover
violations of laws that have nothing to do with motor vehicles.* No one questions that the State may require the licensing
of those who drive on its highways and the registration of vehicles
which are driven on those highways. If it may insist on these requirements,
it obviously may take steps necessary to enforce compliance. The reasonableness
of the enforcement measure chosen by the State is tested by weighing
its intrusion on the motorists' Fourth Amendment interests against its
promotion of the State's legitimate interests. E. g., United
States v. Brignoni-Ponce, 422 U.S. 873, 878 (1975).
In executing this balancing process, the Court concludes that given
the alternative mechanisms available, discretionary spot checks are
not a "sufficiently productive mechanism" to safeguard the State's admittedly
"vital interest in ensuring that only those qualified to do so are permitted
to operate motor vehicles, that these vehicles are fit for safe operation,
and hence that licensing, registration, and vehicle inspection requirements
are being observed." Ante, at 659, 658. Foremost among the alternative
methods of enforcing traffic and vehicle [440 U.S. 648, 666] safety regulations,
according to the Court, is acting upon observed violations, for "drivers
without licenses are presumably the less safe drivers whose propensities
may well exhibit themselves." Ante, at 659. Noting that "finding an
unlicensed driver among those who commit traffic violations is a much
more likely event than finding an unlicensed driver by choosing randomly
from the entire universe of drivers," ibid., the Court concludes that
the contribution to highway safety made by random stops would be marginal
at best. The State's primary interest, however, is in traffic safety,
not in apprehending unlicensed motorists for the sake of apprehending
unlicensed motorists. The whole point of enforcing motor vehicle safety
regulations is to remove from the road the unlicensed driver before
he demonstrates why he is unlicensed. The Court would apparently prefer
that the State check licenses and vehicle registrations as the wreckage
is being towed away.
Nor is the Court impressed with the deterrence rationale, finding it
inconceivable that an unlicensed driver who is not deterred by the prospect
of being involved in a traffic violation or other incident requiring
him to produce a license would be deterred by the possibility of being
subjected to a spot check. The Court arrives at its conclusion without
the benefit of a shred of empirical data in this record suggesting that
a system of random spot checks would fail to deter violators. In the
absence of such evidence, the State's determination that random stops
would serve a deterrence function should stand.
On the other side of the balance, the Court advances only the most
diaphanous of citizen interests. Indeed, the Court does not say that
these interests can never be infringed by the State, just that the State
must infringe them en masse rather than citizen by citizen. To comply
with the Fourth Amendment, the State need only subject all citizens
to the same "anxiety" and "inconvenien[ce]" to which it now subjects
only a few. [440 U.S. 648, 667]
For constitutional purposes, the action of an individual law enforcement
officer is the action of the State itself, e. g., Ex parte Virginia,
100 U.S. 339, 346-347 (1880), and state acts are accompanied by a presumption
of validity until shown otherwise. See, e. g., McDonald v. Board of
Election, 394 U.S. 802 (1969). Although a system of discretionary stops
could conceivably be abused, the record before us contains no showing
that such abuse is probable or even likely. Nor is there evidence in
the record that a system of random license checks would fail adequately
to further the State's interest in deterring and apprehending violators.
Nevertheless, the Court concludes "[o]n the record before us" that the
random spot check is not "a sufficiently productive mechanism to justify
the intrusion upon Fourth Amendment interests which such stops entail."
Ante, at 659. I think that the Court's approach reverses the presumption
of constitutionality accorded acts of the States. The burden is not
upon the State to demonstrate that its procedures are consistent with
the Fourth Amendment, but upon respondent to demonstrate that they are
not. "On this record" respondent has failed to make such a demonstration.
Neither the Court's opinion, nor the opinion of the Supreme Court of
Delaware, suggests that the random stop made in this case was carried
out in a manner inconsistent with the Equal Protection Clause of the
Fourteenth Amendment. Absent an equal protection violation, the fact
that random stops may entail "a possibly unsettling show of authority,"
ante, at 657, and "may create substantial anxiety," ibid., seems an
insufficient basis to distinguish for Fourth Amendment purposes between
a roadblock stopping all cars and the random stop at issue here. Accordingly,
I would reverse the judgment of the Supreme Court of Delaware.
[Footnote *] Indeed, this distinction was
expressly recognized in United
States v. Brignoni-Ponce, 422 U.S. 873, 883 n. 8 (1975): "Our decision
in this case takes into account the special function of the Border Patrol,
the importance of the governmental interests in policing the border
area, the character of roving-patrol stops, and the availability of
alternatives to random stops unsupported by reasonable suspicion. Border
Patrol agents have no part in enforcing laws that regulate highway use,
and their activities have nothing to do with an inquiry whether motorists
and their vehicles are entitled, by virtue of compliance with laws governing
highway usage, to be upon the public highways. Our decision thus does
not imply that state and local enforcement agencies are without power
to conduct such limited stops as are necessary to enforce laws regarding
drivers' licenses, vehicle registration, truck weights, and similar
matters." [440 U.S. 648, 668]
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