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[FEDERAL CASE SUMMARY PAGE]
Federal Court Cases
U.S. Supreme Court
TERRY v. OHIO, 392 U.S. 1 (1968)
392 U.S. 1
TERRY v. OHIO.
CERTIORARI TO THE SUPREME COURT OF OHIO.
No. 67.
Argued December 12, 1967.
Decided June 10, 1968.
A Cleveland detective (McFadden), on a downtown beat which he had been
patrolling for
many years, observed two strangers (petitioner and another man, Chilton)
on a street corner. He saw them proceed alternately back and forth along
an identical route, pausing to stare in the same store window, which
they did for a total of about 24 times. Each completion of the route
was followed by a conference between the two on a corner, at one of
which they were joined by a third man (Katz) who left swiftly. Suspecting
the two men of "casing a job, a stick-up," the officer followed them
and saw them rejoin the third man a couple of blocks away in front of
a store. The officer approached the three, identified himself as a policeman,
and asked their names. The men "mumbled something," whereupon McFadden
spun petitioner around, patted down his outside clothing, and found
in his overcoat pocket, but was unable to remove, a pistol. The officer
ordered the three into the store. He removed petitioner's overcoat,
took out a revolver, and ordered the three to face the wall with their
hands raised. He patted down the outer clothing of Chilton and Katz
and seized a revolver from Chilton's outside overcoat pocket. He did
not put his hands under the outer garments of Katz (since he discovered
nothing in his pat-down which might have been a weapon), or under petitioner's
or Chilton's outer garments until he felt the guns. The three were taken
to the police station. Petitioner and Chilton were charged with carrying
[392 U.S. 1, 2] concealed weapons.
The defense moved to suppress the weapons. Though the trial court rejected
the prosecution theory that the guns had been seized during a search
incident to a lawful arrest, the court denied the motion to suppress
and admitted the weapons into evidence on the ground that the officer
had cause to believe that petitioner and Chilton were acting suspiciously,
that their interrogation was warranted, and that the officer for his
own protection had the right to pat down their outer clothing having
reasonable cause to believe that they might be armed. The court distinguished
between an investigatory "stop" and an arrest, and between a "frisk"
of the outer clothing for weapons and a full-blown search for evidence
of crime. Petitioner and Chilton were found guilty, an intermediate
appellate court affirmed, and the State Supreme Court dismissed the
appeal on the ground that "no substantial constitutional question" was
involved. Held:
1. The Fourth Amendment right against unreasonable searches and seizures,
made applicable to the States by the Fourteenth Amendment, "protects
people, not places," and therefore applies as much to the citizen on
the streets as well as at home or elsewhere. Pp. 8-9.
2. The issue in this case is not the abstract propriety of the police
conduct but the admissibility against petitioner of the evidence uncovered
by the search and seizure. P. 12.
3. The exclusionary rule cannot properly be invoked to exclude the
products of legitimate and restrained police investigative techniques;
and this Court's approval of such techniques should not discourage
remedies other than the exclusionary rule to curtail police abuses
for which that is not an effective sanction. Pp. 13-15.
4. The Fourth Amendment applies to "stop and frisk" procedures such
as those followed here. Pp. 16-20.
(a) Whenever a police officer accosts an individual and restrains
his freedom to walk away, he has "seized" that person within the meaning
of the Fourth Amendment. P. 16.
(b) A careful exploration of the outer surfaces of a person's clothing
in an attempt to find weapons is a "search" under that Amendment.
P. 16.
5. Where a reasonably prudent officer is warranted in the circumstances
of a given case in believing that his safety or that of others is
endangered, he may make a reasonable search for weapons of the person
believed by him to be armed and dangerous [392 U.S. 1, 3] regardless
of whether he has probable cause to arrest that individual for crime
or the absolute certainty that the individual is armed. Pp. 20-27.
(a) Though the police must whenever practicable secure a warrant
to make a search and seizure, that procedure cannot be followed where
swift action based upon on-the-spot observations of the officer on
the beat is required. P. 20.
(b) The reasonableness of any particular search and seizure must
be assessed in light of the particular circumstances against the standard
of whether a man of reasonable caution is warranted in believing that
the action taken was appropriate. Pp. 21-22.
(c) The officer here was performing a legitimate function of investigating
suspicious conduct when he decided to approach petitioner and his
companions. P. 22.
(d) An officer justified in believing that an individual whose suspicious
behavior he is investigating at close range is armed may, to neutralize
the threat of physical harm, take necessary measures to determine
whether that person is carrying a weapon. P. 24.
(e) A search for weapons in the absence of probable cause to arrest
must be strictly circumscribed by the exigencies of the situation.
Pp. 25-26.
(f) An officer may make an intrusion short of arrest where he has
reasonable apprehension of danger before being possessed of information
justifying arrest. Pp. 26-27.
6. The officer's protective seizure of petitioner and his companions
and the limited search which he made were reasonable, both at their
inception and as conducted. Pp. 27-30.
(a) The actions of petitioner and his companions were consistent
with the officer's hypothesis that they were contemplating a daylight
robbery and were armed. P. 28.
(b) The officer's search was confined to what was minimally necessary
to determine whether the men were armed, and the intrusion, which
was made for the sole purpose of protecting himself and others nearby,
was confined to ascertaining the presence of weapons. Pp. 29-30.
7. The revolver seized from petitioner was properly admitted into
evidence against him, since the search which led to its seizure was
reasonable under the Fourth Amendment. Pp. 30-31.
Affirmed. [392 U.S. 1, 4]
Louis Stokes argued the cause for petitioner. With him on the brief
was Jack G. Day.
Reuben M. Payne argued the cause for respondent. With him on the brief
was John T. Corrigan.
Briefs of amici curiae, urging reversal, were filed by Jack Greenberg,
James M. Nabrit III, Michael Meltsner, Melvyn Zarr, and Anthony G. Amsterdam
for the NAACP Legal Defense and Educational Fund, Inc., and by Bernard
A. Berkman, Melvin L. Wulf, and Alan H. Levine for the American Civil
Liberties Union et al.
Briefs of amici curiae, urging affirmance, were filed by Solicitor
General Griswold, Assistant Attorney General Vinson, Ralph S. Spritzer,
Beatrice Rosenberg, and Mervyn Hamburg for the United States; by Louis
J. Lefkowitz, pro se, Samuel A. Hirshowitz, First Assistant Attorney
General, and Maria L. Marcus and Brenda Soloff, Assistant Attorneys
General, for the Attorney General of New York; by Charles Moylan, Jr.,
Evelle J. Younger, and Harry Wood for the National District Attorneys'
Assn., and by James R. Thompson for Americans for Effective Law Enforcement.
MR. CHIEF JUSTICE WARREN delivered the opinion of the Court.
This case presents serious questions concerning the role of the Fourth
Amendment in the confrontation on the street between the citizen and
the policeman investigating suspicious circumstances.
Petitioner Terry was convicted of carrying a concealed weapon and sentenced
to the statutorily prescribed term of one to three years in the penitentiary.1 Following [392 U.S. 1, 5] the denial of
a pretrial motion to suppress, the prosecution introduced in evidence
two revolvers and a number of bullets seized from Terry and a codefendant,
Richard Chilton,2 by Cleveland Police Detective
Martin McFadden. At the hearing on the motion to suppress this evidence,
Officer McFadden testified that while he was patrolling in plain clothes
in downtown Cleveland at approximately 2:30 in the afternoon of October
31, 1963, his attention was attracted by two men, Chilton and Terry,
standing on the corner of Huron Road and Euclid Avenue. He had never
seen the two men before, and he was unable to say precisely what first
drew his eye to them. However, he testified that he had been a policeman
for 39 years and a detective for 35 and that he had been assigned to
patrol this vicinity of downtown Cleveland for shoplifters and pickpockets
for 30 years. He explained that he had developed routine habits of observation
over the years and that he would "stand and watch people or walk and
watch people at many intervals of the day." He added: "Now, in this
case when I looked over they didn't look right to me at the time."
His interest aroused, Officer McFadden took up a post of observation
in the entrance to a store 300 to 400 feet [392 U.S. 1, 6] away
from the two men. "I get more purpose to watch them when I seen their
movements," he testified. He saw one of the men leave the other one
and walk southwest on Huron Road, past some stores. The man paused for
a moment and looked in a store window, then walked on a short distance,
turned around and walked back toward the corner, pausing once again
to look in the same store window. He rejoined his companion at the corner,
and the two conferred briefly. Then the second man went through the
same series of motions, strolling down Huron Road, looking in the same
window, walking on a short distance, turning back, peering in the store
window again, and returning to confer with the first man at the corner.
The two men repeated this ritual alternately between five and six times
apiece - in all, roughly a dozen trips. At one point, while the two
were standing together on the corner, a third man approached them and
engaged them briefly in conversation. This man then left the two others
and walked west on Euclid Avenue. Chilton and Terry resumed their measured
pacing, peering, and conferring. After this had gone on for 10 to 12
minutes, the two men walked off together, heading west on Euclid Avenue,
following the path taken earlier by the third man.
By this time Officer McFadden had become thoroughly suspicious. He
testified that after observing their elaborately casual and oft-repeated
reconnaissance of the store window on Huron Road, he suspected the two
men of "casing a job, a stick-up," and that he considered it his duty
as a police officer to investigate further. He added that he feared
"they may have a gun." Thus, Officer McFadden followed Chilton and Terry
and saw them stop in front of Zucker's store to talk to the same man
who had conferred with them earlier on the street corner. Deciding that
the situation was ripe for direct action. Officer McFadden approached
the three men, identified [392 U.S. 1, 7] himself as a police
officer and asked for their names. At this point his knowledge was confined
to what he had observed. He was not acquainted with any of the three
men by name or by sight, and he had received no information concerning
them from any other source. When the men "mumbled something" in response
to his inquiries, Officer McFadden grabbed petitioner Terry, spun him
around so that they were facing the other two, with Terry between McFadden
and the others, and patted down the outside of his clothing. In the
left breast pocket of Terry's overcoat Officer McFadden felt a pistol.
He reached inside the overcoat pocket, but was unable to remove the
gun. At this point, keeping Terry between himself and the others, the
officer ordered all three men to enter Zucker's store. As they went
in, he removed Terry's overcoat completely, removed a .38-caliber revolver
from the pocket and ordered all three men to face the wall with their
hands raised. Officer McFadden proceeded to pat down the outer clothing
of Chilton and the third man, Katz. He discovered another revolver in
the outer pocket of Chilton's overcoat, but no weapons were found on
Katz. The officer testified that he only patted the men down to see
whether they had weapons, and that he did not put his hands beneath
the outer garments of either Terry or Chilton until he felt their guns.
So far as appears from the record, he never placed his hands beneath
Katz' outer garments. Officer McFadden seized Chilton's gun, asked the
proprietor of the store to call a police wagon, and took all three men
to the station, where Chilton and Terry were formally charged with carrying
concealed weapons.
On the motion to suppress the guns the prosecution took the position
that they had been seized following a search incident to a lawful arrest.
The trial court rejected this theory, stating that it "would be stretching
the facts beyond reasonable comprehension" to find that Officer [392 U.S. 1, 8] McFadden
had had probable cause to arrest the men before he patted them down
for weapons. However, the court denied the defendants' motion on the
ground that Officer McFadden, on the basis of his experience, "had reasonable
cause to believe . . . that the defendants were conducting themselves
suspiciously, and some interrogation should be made of their action."
Purely for his own protection, the court held, the officer had the right
to pat down the outer clothing of these men, who he had reasonable cause
to believe might be armed. The court distinguished between an investigatory
"stop" and an arrest, and between a "frisk" of the outer clothing for
weapons and a full-blown search for evidence of crime. The frisk, it
held, was essential to the proper performance of the officer's investigatory
duties, for without it "the answer to the police officer may be a bullet,
and a loaded pistol discovered during the frisk is admissible."
After the court denied their motion to suppress, Chilton and Terry
waived jury trial and pleaded not guilty. The court adjudged them guilty,
and the Court of Appeals for the Eighth Judicial District, Cuyahoga
County, affirmed. State v. Terry, 5 Ohio App. 2d 122, 214 N. E. 2d 114
(1966). The Supreme Court of Ohio dismissed their appeal on the ground
that no "substantial constitutional question" was involved. We granted
certiorari, 387 U.S. 929 (1967), to determine whether the admission
of the revolvers in evidence violated petitioner's rights under the
Fourth Amendment, made applicable to the States by the Fourteenth. Mapp
v. Ohio, 367 U.S. 643 (1961). We affirm the conviction.
I.
The Fourth Amendment provides that "the right of the people to be secure
in their persons, houses, papers, and effects, against unreasonable
searches and seizures, shall not be violated . . . ." This inestimable
right of [392 U.S. 1, 9] personal
security belongs as much to the citizen on the streets of our cities
as to the homeowner closeted in his study to dispose of his secret affairs.
For, as this Court has always recognized,
"No right is held more sacred, or is more carefully guarded, by the
common law, than the right of every individual to the possession and
control of his own person, free from all restraint or interference of
others, unless by clear and unquestionable authority of law." Union
Pac. R. Co. v. Botsford, 141 U.S. 250, 251 (1891).
We have recently held that "the Fourth Amendment protects people, not
places," Katz v. United States, 389 U.S. 347, 351 (1967), and wherever
an individual may harbor a reasonable "expectation of privacy," id.,
at 361 (MR. JUSTICE HARLAN, concurring), he is entitled to be free from
unreasonable governmental intrusion. Of course, the specific content
and incidents of this right must be shaped by the context in which it
is asserted. For "what the Constitution forbids is not all searches
and seizures, but unreasonable searches and seizures." Elkins v. United
States, 364 U.S. 206, 222 (1960). Unquestionably petitioner was entitled
to the protection of the Fourth Amendment as he walked down the street
in Cleveland. Beck v. Ohio, 379 U.S. 89 (1964); Rios v. United States,
364 U.S. 253 (1960); Henry v. United States, 361 U.S. 98 (1959); United
States v. Di Re, 332 U.S. 581 (1948); Carroll v. United States, 267
U.S. 132 (1925). The question is whether in all the circumstances of
this on-the-street encounter, his right to personal security was violated
by an unreasonable search and seizure.
We would be less than candid if we did not acknowledge that this question
thrusts to the fore difficult and troublesome issues regarding a sensitive
area of police activity - issues which have never before been squarely
[392 U.S. 1, 10]
presented to this Court. Reflective of the tensions involved are the
practical and constitutional arguments pressed with great vigor on both
sides of the public debate over the power of the police to "stop and
frisk" - as it is sometimes euphemistically termed - suspicious persons.
On the one hand, it is frequently argued that in dealing with the rapidly
unfolding and often dangerous situations on city streets the police
are in need of an escalating set of flexible responses, graduated in
relation to the amount of information they possess. For this purpose
it is urged that distinctions should be made between a "stop" and an
"arrest" (or a "seizure" of a person), and between a "frisk" and a "search."3
Thus, it is argued, the police should be allowed to "stop" a person
and detain him briefly for questioning upon suspicion that he may be
connected with criminal activity. Upon suspicion that the person may
be armed, the police should have the power to "frisk" him for weapons.
If the "stop" and the "frisk" give rise to probable cause to believe
that the suspect has committed a crime, then the police should be empowered
to make a formal "arrest," and a full incident "search" of the person.
This scheme is justified in part upon the notion that a "stop" and a
"frisk" amount to a mere "minor inconvenience and petty indignity,"4 which can properly be imposed upon the [392 U.S. 1, 11] citizen
in the interest of effective law enforcement on the basis of a police
officer's suspicion.5
On the other side the argument is made that the authority of the police
must be strictly circumscribed by the law of arrest and search as it
has developed to date in the traditional jurisprudence of the Fourth
Amendment.6 It is contended with some force
that there is not - and cannot be - a variety of police activity which
does not depend solely upon the voluntary cooperation of the citizen
and yet which stops short of an arrest based upon probable cause to
make such an arrest. The heart of the Fourth Amendment, the argument
runs, is a severe requirement of specific justification for any intrusion
upon protected personal security, coupled with a highly developed system
of judicial controls to enforce upon the agents of the State the commands
of the Constitution. Acquiescence by the courts in the compulsion inherent
[392 U.S. 1, 12] in the field
interrogation practices at issue here, it is urged, would constitute
an abdication of judicial control over, and indeed an encouragement
of, substantial interference with liberty and personal security by police
officers whose judgment is necessarily colored by their primary involvement
in "the often competitive enterprise of ferreting out crime." Johnson
v. United States, 333 U.S. 10, 14 (1948). This, it is argued, can only
serve to exacerbate police-community tensions in the crowded centers
of our Nation's cities.7
In this context we approach the issues in this case mindful of the
limitations of the judicial function in controlling the myriad daily
situations in which policemen and citizens confront each other on the
street. The State has characterized the issue here as "the right of
a police officer . . . to make an on-the-street stop, interrogate and
pat down for weapons (known in street vernacular as `stop and frisk')."8
But this is only partly accurate. For the issue is not the abstract
propriety of the police conduct, but the admissibility against petitioner
of the evidence uncovered by the search and seizure. Ever since its
inception, the rule excluding evidence seized in violation of the Fourth
Amendment has been recognized as a principal mode of discouraging lawless
police conduct. See Weeks v. United States, 232 U.S. 383, 391-393 (1914).
Thus its major thrust is a deterrent one, see Linkletter v. Walker,
381 U.S. 618, 629-635 (1965), and experience has taught that it is the
only effective deterrent to police misconduct in the criminal context,
and that without it the constitutional guarantee against unreasonable
searches and seizures would be a mere "form of words." Mapp v. Ohio,
367 U.S. 643, 655 (1961). The rule also serves another vital function
- "the imperative of judicial integrity." Elkins [392
U.S. 1, 13] v. United States, 364 U.S. 206, 222 (1960). Courts
which sit under our Constitution cannot and will not be made party to
lawless invasions of the constitutional rights of citizens by permitting
unhindered governmental use of the fruits of such invasions. Thus in
our system evidentiary rulings provide the context in which the judicial
process of inclusion and exclusion approves some conduct as comporting
with constitutional guarantees and disapproves other actions by state
agents. A ruling admitting evidence in a criminal trial, we recognize,
has the necessary effect of legitimizing the conduct which produced
the evidence, while an application of the exclusionary rule withholds
the constitutional imprimatur.
The exclusionary rule has its limitations, however, as a tool of judicial
control. It cannot properly be invoked to exclude the products of legitimate
police investigative techniques on the ground that much conduct which
is closely similar involves unwarranted intrusions upon constitutional
protections. Moreover, in some contexts the rule is ineffective as a
deterrent. Street encounters between citizens and police officers are
incredibly rich in diversity. They range from wholly friendly exchanges
of pleasantries or mutually useful information to hostile confrontations
of armed men involving arrests, or injuries, or loss of life. Moreover,
hostile confrontations are not all of a piece. Some of them begin in
a friendly enough manner, only to take a different turn upon the injection
of some unexpected element into the conversation. Encounters are initiated
by the police for a wide variety of purposes, some of which are wholly
unrelated to a desire to prosecute for crime.9
Doubtless some [392 U.S. 1, 14] police
"field interrogation" conduct violates the Fourth Amendment. But a stern
refusal by this Court to condone such activity does not necessarily
render it responsive to the exclusionary rule. Regardless of how effective
the rule may be where obtaining convictions is an important objective
of the police,10 it is powerless to deter invasions of constitutionally
guaranteed rights where the police either have no interest in prosecuting
or are willing to forgo successful prosecution in the interest of serving
some other goal.
Proper adjudication of cases in which the exclusionary rule is invoked
demands a constant awareness of these limitations. The wholesale harassment
by certain elements of the police community, of which minority groups,
particularly Negroes, frequently complain,11
will not be [392 U.S. 1, 15] stopped by the
exclusion of any evidence from any criminal trial. Yet a rigid and unthinking
application of the exclusionary rule, in futile protest against practices
which it can never be used effectively to control, may exact a high
toll in human injury and frustration of efforts to prevent crime. No
judicial opinion can comprehend the protean variety of the street encounter,
and we can only judge the facts of the case before us. Nothing we say
today is to be taken as indicating approval of police conduct outside
the legitimate investigative sphere. Under our decision, courts still
retain their traditional responsibility to guard against police conduct
which is overbearing or harassing, or which trenches upon personal security
without the objective evidentiary justification which the Constitution
requires. When such conduct is identified, it must be condemned by the
judiciary and its fruits must be excluded from evidence in criminal
trials. And, of course, our approval of legitimate and restrained investigative
conduct undertaken on the basis of ample factual justification should
in no way discourage the employment of other remedies than the exclusionary
rule to curtail abuses for which that sanction may prove inappropriate.
Having thus roughly sketched the perimeters of the constitutional debate
over the limits on police investigative conduct in general and the background
against which this case presents itself, we turn our attention to the
quite narrow question posed by the facts before us: whether it is always
unreasonable for a policeman to seize a person and subject him to a
limited search for weapons unless there is probable cause for an arrest.
[392 U.S. 1, 16] Given
the narrowness of this question, we have no occasion to canvass in detail
the constitutional limitations upon the scope of a policeman's power
when he confronts a citizen without probable cause to arrest him.
II.
Our first task is to establish at what point in this encounter the
Fourth Amendment becomes relevant. That is, we must decide whether and
when Officer McFadden "seized" Terry and whether and when he conducted
a "search." There is some suggestion in the use of such terms as "stop"
and "frisk" that such police conduct is outside the purview of the Fourth
Amendment because neither action rises to the level of a "search" or
"seizure" within the meaning of the Constitution.12
We emphatically reject this notion. It is quite plain that the Fourth
Amendment governs "seizures" of the person which do not eventuate in
a trip to the station house and prosecution for crime - "arrests" in
traditional terminology. It must be recognized that whenever a police
officer accosts an individual and restrains his freedom to walk away,
he has "seized" that person. And it is nothing less than sheer torture
of the English language to suggest that a careful exploration of the
outer surfaces of a person's clothing all over his or her body in an
attempt to find weapons is not a "search." Moreover, it is simply fantastic
to urge that such a procedure [392 U.S. 1, 17] performed in
public by a policeman while the citizen stands helpless, perhaps facing
a wall with his hands raised, is a "petty indignity."13
It is a serious intrusion upon the sanctity of the person, which may
inflict great indignity and arouse strong resentment, and it is not
to be undertaken lightly.14
The danger in the logic which proceeds upon distinctions between a
"stop" and an "arrest," or "seizure" of the person, and between a "frisk"
and a "search" is two-fold. It seeks to isolate from constitutional
scrutiny the initial stages of the contact between the policeman and
the citizen. And by suggesting a rigid all-or-nothing model of justification
and regulation under the Amendment, it obscures the utility of limitations
upon the scope, as well as the initiation, of police action as a means
of constitutional regulation.15 This Court
has held in [392 U.S. 1, 18] the past that
a search which is reasonable at its inception may violate the Fourth
Amendment by virtue of its intolerable intensity and scope. Kremen v.
United States, 353 U.S. 346 (1957); Go-Bart Importing Co. v. [392 U.S. 1, 19] United
States, 282 U.S. 344, 356-358 (1931); see United States v. Di Re, 332
U.S. 581, 586-587 (1948). The scope of the search must be "strictly
tied to and justified by" the circumstances which rendered its initiation
permissible. Warden v. Hayden, 387 U.S. 294, 310 (1967) (MR. JUSTICE
FORTAS, concurring); see, e. g., Preston v. United States, 376 U.S.
364, 367-368 (1964); Agnello v. United States, 269 U.S. 20, 30-31 (1925).
The distinctions of classical "stop-and-frisk" theory thus serve to
divert attention from the central inquiry under the Fourth Amendment
- the reasonableness in all the circumstances of the particular governmental
invasion of a citizen's personal security. "Search" and "seizure" are
not talismans. We therefore reject the notions that the Fourth Amendment
does not come into play at all as a limitation upon police conduct if
the officers stop short of something called a "technical arrest" or
a "full-blown search."
In this case there can be no question, then, that Officer McFadden
"seized" petitioner and subjected him to a "search" when he took hold
of him and patted down the outer surfaces of his clothing. We must decide
whether at that point it was reasonable for Officer McFadden to have
interfered with petitioner's personal security as he did.16 And in determining whether the seizure and search were
"unreasonable" our inquiry [392 U.S. 1, 20] is a dual one
- whether the officer's action was justified at its inception, and whether
it was reasonably related in scope to the circumstances which justified
the interference in the first place.
III.
If this case involved police conduct subject to the Warrant Clause
of the Fourth Amendment, we would have to ascertain whether "probable
cause" existed to justify the search and seizure which took place. However,
that is not the case. We do not retreat from our holdings that the police
must, whenever practicable, obtain advance judicial approval of searches
and seizures through the warrant procedure, see, e. g., Katz v. United
States, 389 U.S. 347 (1967); Beck v. Ohio, 379 U.S. 89, 96 (1964); Chapman
v. United States, 365 U.S. 610 (1961), or that in most instances failure
to comply with the warrant requirement can only be excused by exigent
circumstances, see, e. g., Warden v. Hayden, 387 U.S. 294 (1967) (hot
pursuit); cf. Preston v. United States, 376 U.S. 364, 367-368 (1964).
But we deal here with an entire rubric of police conduct - necessarily
swift action predicated upon the on-the-spot observations of the officer
on the beat - which historically has not been, and as a practical matter
could not be, subjected to the warrant procedure. Instead, the conduct
involved in this case must be tested by the Fourth Amendment's general
proscription against unreasonable searches and seizures.17
Nonetheless, the notions which underlie both the warrant procedure
and the requirement of probable cause remain fully relevant in this
context. In order to assess the reasonableness of Officer McFadden's
conduct as a general proposition, it is necessary "first to focus upon
[392 U.S. 1, 21] the
governmental interest which allegedly justifies official intrusion upon
the constitutionally protected interests of the private citizen," for
there is "no ready test for determining reasonableness other than by
balancing the need to search [or seize] against the invasion which the
search [or seizure] entails." Camara
v. Municipal Court, 387 U.S. 523, 534-535, 536-537 (1967). And in
justifying the particular intrusion the police officer must be able
to point to specific and articulable facts which, taken together with
rational inferences from those facts, reasonably warrant that intrusion.18 The scheme of the Fourth Amendment becomes meaningful
only when it is assured that at some point the conduct of those charged
with enforcing the laws can be subjected to the more detached, neutral
scrutiny of a judge who must evaluate the reasonableness of a particular
search or seizure in light of the particular circumstances.19
And in making that assessment it is imperative that the facts be judged
against an objective standard: would the facts [392 U.S. 1, 22] available
to the officer at the moment of the seizure or the search "warrant a
man of reasonable caution in the belief" that the action taken was appropriate?
Cf. Carroll v. United States, 267 U.S. 132 (1925); Beck v. Ohio, 379
U.S. 89, 96-97 (1964).20 Anything less would
invite intrusions upon constitutionally guaranteed rights based on nothing
more substantial than inarticulate hunches, a result this Court has
consistently refused to sanction. See, e. g., Beck v. Ohio, supra; Rios
v. United States, 364 U.S. 253 (1960); Henry v. United States, 361 U.S.
98 (1959). And simple "`good faith on the part of the arresting officer
is not enough.' . . . If subjective good faith alone were the test,
the protections of the Fourth Amendment would evaporate, and the people
would be `secure in their persons, houses, papers, and effects,' only
in the discretion of the police." Beck v. Ohio, supra, at 97.
Applying these principles to this case, we consider first the nature
and extent of the governmental interests involved. One general interest
is of course that of effective crime prevention and detection; it is
this interest which underlies the recognition that a police officer
may in appropriate circumstances and in an appropriate manner approach
a person for purposes of investigating possibly criminal behavior even
though there is no probable cause to make an arrest. It was this legitimate
investigative function Officer McFadden was discharging when he decided
to approach petitioner and his companions. He had observed Terry, Chilton,
and Katz go through a series of acts, each of them perhaps innocent
in itself, but which taken together warranted further investigation.
There is nothing unusual in two men standing together on a street corner,
perhaps waiting for someone. Nor is there anything suspicious about
people [392 U.S. 1, 23] in
such circumstances strolling up and down the street, singly or in pairs.
Store windows, moreover, are made to be looked in. But the story in
quite different where, as here, two men hover about a street corner
for an extended period of time, at the end of which it becomes apparent
that they are not waiting for anyone or anything; where these men pace
alternately along an identical route, pausing to stare in the same store
window roughly 24 times; where each completion of this route is followed
immediately by a conference between the two men on the corner; where
they are joined in one of these conferences by a third man who leaves
swiftly; and where the two men finally follow the third and rejoin him
a couple of blocks away. It would have been poor police work indeed
for an officer of 30 years' experience in the detection of thievery
from stores in this same neighborhood to have failed to investigate
this behavior further.
The crux of this case, however, is not the propriety of Officer McFadden's
taking steps to investigate petitioner's suspicious behavior, but rather,
whether there was justification for McFadden's invasion of Terry's personal
security by searching him for weapons in the course of that investigation.
We are now concerned with more than the governmental interest in investigating
crime; in addition, there is the more immediate interest of the police
officer in taking steps to assure himself that the person with whom
he is dealing is not armed with a weapon that could unexpectedly and
fatally be used against him. Certainly it would be unreasonable to require
that police officers take unnecessary risks in the performance of their
duties. American criminals have a long tradition of armed violence,
and every year in this country many law enforcement officers are killed
in the line of duty, and thousands more are wounded. [392 U.S. 1, 24] Virtually all
of these deaths and a substantial portion of the injuries are inflicted
with guns and knives.21
In view of these facts, we cannot blind ourselves to the need for law
enforcement officers to protect themselves and other prospective victims
of violence in situations where they may lack probable cause for an
arrest. When an officer is justified in believing that the individual
whose suspicious behavior he is investigating at close range is armed
and presently dangerous to the officer or to others, it would appear
to be clearly unreasonable to deny the officer the power to take necessary
measures to determine whether the person is in fact carrying a weapon
and to neutralize the threat of physical harm.
We must still consider, however, the nature and quality of the intrusion
on individual rights which must be accepted if police officers are to
be conceded the right to search for weapons in situations where probable
cause to arrest for crime is lacking. Even a limited search of the outer
clothing for weapons constitutes a severe, [392 U.S. 1, 25] though brief,
intrusion upon cherished personal security, and it must surely be an
annoying, frightening, and perhaps humiliating experience. Petitioner
contends that such an intrusion is permissible only incident to a lawful
arrest, either for a crime involving the possession of weapons or for
a crime the commission of which led the officer to investigate in the
first place. However, this argument must be closely examined.
Petitioner does not argue that a police officer should refrain from
making any investigation of suspicious circumstances until such time
as he has probable cause to make an arrest; nor does he deny that police
officers in properly discharging their investigative function may find
themselves confronting persons who might well be armed and dangerous.
Moreover, he does not say that an officer is always unjustified in searching
a suspect to discover weapons. Rather, he says it is unreasonable for
the policeman to take that step until such time as the situation evolves
to a point where there is probable cause to make an arrest. When that
point has been reached, petitioner would concede the officer's right
to conduct a search of the suspect for weapons, fruits or instrumentalities
of the crime, or "mere" evidence, incident to the arrest.
There are two weaknesses in this line of reasoning, however. First,
it fails to take account of traditional limitations upon the scope of
searches, and thus recognizes no distinction in purpose, character,
and extent between a search incident to an arrest and a limited search
for weapons. The former, although justified in part by the acknowledged
necessity to protect the arresting officer from assault with a concealed
weapon, Preston v. United States, 376 U.S. 364, 367 (1964), is also
justified on other grounds, ibid., and can therefore involve a relatively
extensive exploration of the person. A search for weapons in the absence
of probable cause to [392 U.S. 1, 26] arrest, however,
must, like any other search, be strictly circumscribed by the exigencies
which justify its initiation. Warden v. Hayden, 387 U.S. 294, 310 (1967)
(MR. JUSTICE FORTAS, concurring). Thus it must be limited to that which
is necessary for the discovery of weapons which might be used to harm
the officer or others nearby, and may realistically be characterized
as something less than a "full" search, even though it remains a serious
intrusion.
A second, and related, objection to petitioner's argument is that it
assumes that the law of arrest has already worked out the balance between
the particular interests involved here - the neutralization of danger
to the policeman in the investigative circumstance and the sanctity
of the individual. But this is not so. An arrest is a wholly different
kind of intrusion upon individual freedom from a limited search for
weapons, and the interests each is designed to serve are likewise quite
different. An arrest is the initial stage of a criminal prosecution.
It is intended to vindicate society's interest in having its laws obeyed,
and it is inevitably accompanied by future interference with the individual's
freedom of movement, whether or not trial or conviction ultimately follows.22 The protective search for weapons, on the other hand,
constitutes a brief, though far from inconsiderable, intrusion upon
the sanctity of the person. It does not follow that because an officer
may lawfully arrest a person only when he is apprised of facts sufficient
to warrant a belief that the person has committed or is committing a
crime, the officer is equally unjustified, absent that kind of evidence,
in making any intrusions short of an arrest. Moreover, a perfectly reasonable
apprehension of danger may arise long before the officer is possessed
of adequate information to justify taking a person into custody for
[392 U.S. 1, 27]
the purpose of prosecuting him for a crime. Petitioner's reliance on
cases which have worked out standards of reasonableness with regard
to "seizures" constituting arrests and searches incident thereto is
thus misplaced. It assumes that the interests sought to be vindicated
and the invasions of personal security may be equated in the two cases,
and thereby ignores a vital aspect of the analysis of the reasonableness
of particular types of conduct under the Fourth Amendment. See Camara
v. Municipal Court, supra.
Our evaluation of the proper balance that has to be struck in this
type of case leads us to conclude that there must be a narrowly drawn
authority to permit a reasonable search for weapons for the protection
of the police officer, where he has reason to believe that he is dealing
with an armed and dangerous individual, regardless of whether he has
probable cause to arrest the individual for a crime. The officer need
not be absolutely certain that the individual is armed; the issue is
whether a reasonably prudent man in the circumstances would be warranted
in the belief that his safety or that of others was in danger. Cf. Beck
v. Ohio, 379 U.S. 89, 91 (1964); Brinegar v. United States, 338 U.S.
160, 174-176 (1949); Stacey v. Emery, 97 U.S. 642, 645 (1878).23
And in determining whether the officer acted reasonably in such circumstances,
due weight must be given, not to his inchoate and unparticularized suspicion
or "hunch," but to the specific reasonable inferences which he is entitled
to draw from the facts in light of his experience. Cf. Brinegar v. United
States supra.
IV.
We must now examine the conduct of Officer McFadden in this case to
determine whether his search and seizure of petitioner were reasonable,
both at their inception [392 U.S. 1, 28] and
as conducted. He had observed Terry, together with Chilton and another
man, acting in a manner he took to be preface to a "stick-up." We think
on the facts and circumstances Officer McFadden detailed before the
trial judge a reasonably prudent man would have been warranted in believing
petitioner was armed and thus presented a threat to the officer's safety
while he was investigating his suspicious behavior. The actions of Terry
and Chilton were consistent with McFadden's hypothesis that these men
were contemplating a daylight robbery - which, it is reasonable to assume,
would be likely to involve the use of weapons - and nothing in their
conduct from the time he first noticed them until the time he confronted
them and identified himself as a police officer gave him sufficient
reason to negate that hypothesis. Although the trio had departed the
original scene, there was nothing to indicate abandonment of an intent
to commit a robbery at some point. Thus, when Officer McFadden approached
the three men gathered before the display window at Zucker's store he
had observed enough to make it quite reasonable to fear that they were
armed; and nothing in their response to his hailing them, identifying
himself as a police officer, and asking their names served to dispel
that reasonable belief. We cannot say his decision at that point to
seize Terry and pat his clothing for weapons was the product of a volatile
or inventive imagination, or was undertaken simply as an act of harassment;
the record evidences the tempered act of a policeman who in the course
of an investigation had to make a quick decision as to how to protect
himself and others from possible danger, and took limited steps to do
so.
The manner in which the seizure and search were conducted is, of course,
as vital a part of the inquiry as whether they were warranted at all.
The Fourth Amendment proceeds as much by limitations upon the [392 U.S. 1, 29] scope of governmental
action as by imposing preconditions upon its initiation. Compare Katz
v. United States, 389 U.S. 347, 354-356 (1967). The entire deterrent
purpose of the rule excluding evidence seized in violation of the Fourth
Amendment rests on the assumption that "limitations upon the fruit to
be gathered tend to limit the quest itself." United States v. Poller,
43 F.2d 911, 914 (C. A. 2d Cir. 1930); see, e. g., Linkletter v. Walker,
381 U.S. 618, 629-635 (1965); Mapp v. Ohio, 367 U.S. 643 (1961); Elkins
v. United States, 364 U.S. 206, 216-221 (1960). Thus, evidence may not
be introduced if it was discovered by means of a seizure and search
which were not reasonably related in scope to the justification for
their initiation. Warden v. Hayden, 387 U.S. 294, 310 (1967) (MR. JUSTICE
FORTAS, concurring).
We need not develop at length in this case, however, the limitations
which the Fourth Amendment places upon a protective seizure and search
for weapons. These limitations will have to be developed in the concrete
factual circumstances of individual cases. See Sibron v. New York, post,
p. 40, decided today. Suffice it to note that such a search, unlike
a search without a warrant incident to a lawful arrest, is not justified
by any need to prevent the disappearance or destruction of evidence
of crime. See Preston v. United States, 376 U.S. 364, 367 (1964). The
sole justification of the search in the present situation is the protection
of the police officer and others nearby, and it must therefore be confined
in scope to an intrusion reasonably designed to discover guns, knives,
clubs, or other hidden instruments for the assault of the police officer.
The scope of the search in this case presents no serious problem in
light of these standards. Officer McFadden patted down the outer clothing
of petitioner and his two companions. He did not place his hands in
their pockets or under the outer surface of their garments until he
had [392 U.S. 1, 30] felt
weapons, and then he merely reached for and removed the guns. He never
did invade Katz' person beyond the outer surfaces of his clothes, since
he discovered nothing in his pat-down which might have been a weapon.
Officer McFadden confined his search strictly to what was minimally
necessary to learn whether the men were armed and to disarm them once
he discovered the weapons. He did not conduct a general exploratory
search for whatever evidence of criminal activity he might find.
V.
We conclude that the revolver seized from Terry was properly admitted
in evidence against him. At the time he seized petitioner and searched
him for weapons, Officer McFadden had reasonable grounds to believe
that petitioner was armed and dangerous, and it was necessary for the
protection of himself and others to take swift measures to discover
the true facts and neutralize the threat of harm if it materialized.
The policeman carefully restricted his search to what was appropriate
to the discovery of the particular items which he sought. Each case
of this sort will, of course, have to be decided on its own facts. We
merely hold today that where a police officer observes unusual conduct
which leads him reasonably to conclude in light of his experience that
criminal activity may be afoot and that the persons with whom he is
dealing may be armed and presently dangerous, where in the course of
investigating this behavior he identifies himself as a policeman and
makes reasonable inquiries, and where nothing in the initial stages
of the encounter serves to dispel his reasonable fear for his own or
others' safety, he is entitled for the protection of himself and others
in the area to conduct a carefully limited search of the outer clothing
of such persons in an attempt to discover weapons which might be used
to assault him. [392 U.S. 1, 31] Such a search
is a reasonable search under the Fourth Amendment, and any weapons seized
may properly be introduced in evidence against the person from whom
they were taken.
MR. JUSTICE BLACK concurs in the judgment and the opinion except
where the opinion quotes from and relies upon this Court's opinion in
Katz v. United States and the concurring opinion in Warden v. Hayden.
Footnotes
[Footnote 1] Ohio Rev. Code 2923.01 (1953)
provides in part that "[n]o person shall carry a pistol, bowie knife,
dirk, or other dangerous weapon concealed on or about his person." An
exception is made for properly authorized law enforcement officers.
[Footnote 2] Terry and Chilton were arrested,
indicated, tried, and convicted together. They were represented by the
same attorney, and they made a joint motion to suppress the guns. After
the motion was denied, evidence was taken in the case against Chilton.
This evidence consisted of the testimony of the arresting officer and
of Chilton. It was then stipulated that this testimony would be applied
to the case against Terry, and no further evidence was introduced in
that case. The trial judge considered the two cases together, rendered
the decisions at the same time and sentenced the two men at the same
time. They prosecuted their state court appeals together through the
same attorney, and they petitioned this Court for certiorari together.
Following the grant of the writ upon this joint petition, Chilton died.
Thus, only Terry's conviction is here for review.
[Footnote 3] Both the trial court and the
Ohio Court of Appeals in this case relied upon such a distinction. State
v. Terry, 5 Ohio App. 2d 122, 125-130, 214 N. E. 2d 114, 117-120 (1966).
See also, e. g., People v. Rivera, 14 N. Y. 2d 441, 201 N. E. 2d 32,
252 N. Y. S. 2d 458 (1964), cert. denied, 379 U.S. 978 (1965); Aspen,
Arrest and Arrest Alternatives: Recent Trends, 1966 U. Ill. L. F. 241,
249-254; Warner, The Uniform Arrest Act, 28 Va. L. Rev. 315 (1942);
Note, Stop and Frisk in California, 18 Hastings L. J. 623, 629-632 (1967).
[Footnote 4] People v. Rivera, supra, n.
3, at 447, 201 N. E. 2d, at 36, 252 N. Y. S. 2d, at 464.
[Footnote 5] The theory is well laid out
in the Rivera opinion:
"[T]he evidence needed to make the inquiry is not of the same degree
of conclusiveness as that required for an arrest. The stopping of the
individual to inquire is not an arrest and the ground upon which the
police may make the inquiry may be less incriminating than the ground
for an arrest for a crime known to have been committed. . . .
"And as the right to stop and inquire is to be justified for a cause
less conclusive than that which would sustain an arrest, so the right
to frisk may be justified as an incident to inquiry upon grounds of
elemental safety and precaution which might not initially sustain
a search. Ultimately the validity of the frisk narrows down to whether
there is or is not a right by the police to touch the person questioned.
The sense of exterior touch here involved is not very far different
from the sense of sight or hearing - senses upon which police customarily
act." People v. Rivera, 14 N. Y. 2d 441, 445, 447, 201 N. E. 2d 32,
34, 35, 252 N. Y. S. 2d 458, 461, 463 (1964), cert. denied, 379 U.S.
978 (1965).
[Footnote 6] See, e. g., Foote, The Fourth
Amendment: Obstacle or Necessity in the Law of Arrest?, 51 J. Crim.
L. C. & P. S. 402 (1960).
[Footnote 7] See n. 11, infra.
[Footnote 8] Brief for Respondent 2.
[Footnote 9] See L. Tiffany, D. McIntyre
& D. Rotenberg, Detection of Crime: Stopping and Questioning, Search
and Seizure, Encouragement and Entrapment 18-56 (1967). This sort of
police conduct may, for example, be designed simply to help an intoxicated
person find his way home, with no intention of arresting him unless
he becomes obstreperous. Or the police may be seeking to mediate a domestic
[392 U.S. 1, 14] quarrel which
threatens to erupt into violence. They may accost a woman in an area
known for prostitution as part of a harassment campaign designed to
drive prostitutes away without the considerable difficulty involved
in prosecuting them. Or they may be conducting a dragnet search of all
teenagers in a particular section of the city for weapons because they
have heard rumors of an impending gang fight.
[Footnote 10] See Tiffany, McIntyre &
Rotenberg, supra, n. 9, at 100-101; Comment, 47 Nw. U. L. Rev. 493,
497-499 (1952).
[Footnote 11] The President's Commission
on Law Enforcement and Administration of Justice found that "[i]n many
communities, field interrogations are a major source of friction between
the police and minority groups." President's Commission on Law Enforcement
and Administration of Justice, Task Force Report: The Police 183 (1967).
It was reported that the friction caused by "[m]isuse of field interrogations"
increases "as more police departments adopt `aggressive patrol' in which
officers are encouraged routinely to stop and question persons on the
street who are unknown to them, who are suspicious, or whose purpose
for being abroad is not readily evident." Id., at 184. While the frequency
with which "frisking" forms a part of field interrogation practice varies
tremendously with the locale, the objective of the interrogation, and
the particular officer, see Tiffany, McIntyre & Rotenberg, supra,
n. 9, at 47-48, it cannot help but be a severely exacerbating factor
in police-community tensions. [392 U.S. 1, 15] This
is particularly true in situations where the "stop and frisk" of youths
or minority group members is "motivated by the officers' perceived need
to maintain the power image of the beat officer, an aim sometimes accomplished
by humiliating anyone who attempts to undermine police control of the
streets." Ibid.
[Footnote 12] In this case, for example,
the Ohio Court of Appeals stated that "we must be careful to distinguish
that the `frisk' authorized herein includes only a `frisk' for a dangerous
weapon. It by no means authorizes a search for contraband, evidentiary
material, or anything else in the absence of reasonable grounds to arrest.
Such a search is controlled by the requirements of the Fourth Amendment,
and probable cause is essential." State v. Terry, 5 Ohio App. 2d 122,
130, 214 N. E. 2d 114, 120 (1966). See also, e. g., Ellis v. United
States, 105 U.S. App. D.C. 86, 88, 264 F.2d 372, 374 (1959); Comment,
65 Col. L. Rev. 848, 860, and n. 81 (1965).
[Footnote 13] Consider the following apt
description:
"[T]he officer must feel with sensitive fingers every portion of the
prisoner's body. A thorough search must be made of the prisoner's arms
and armpits, waistline and back, the groin and area about the testicles,
and entire surface of the legs down to the feet." Priar & Martin,
Searching and Disarming Criminals, 45 J. Crim. L. C. & P. S. 481
(1954).
[Footnote 14] See n. 11, supra, and accompanying
text.
We have noted that the abusive practices which play a major, though
by no means exclusive, role in creating this friction are not susceptible
of control by means of the exclusionary rule, and cannot properly dictate
our decision with respect to the powers of the police in genuine investigative
and preventive situations. However, the degree of community resentment
aroused by particular practices is clearly relevant to an assessment
of the quality of the intrusion upon reasonable expectations of personal
security caused by those practices.
[Footnote 15] These dangers are illustrated
in part by the course of adjudication in the Court of Appeals of New
York. Although its first decision in this area, People v. Rivera, 14
N. Y. 2d 441, 201 N. E. 2d 32, 252 N. Y. S. 2d 458 (1964), cert. denied,
379 U.S. 978 (1965), rested squarely on the notion that a "frisk" was
not a "search," see nn. 3-5, supra, it was compelled to recognize in
People v. Taggart, [392 U.S. 1, 18] 20 N. Y. 2d
335, 342, 229 N. E. 2d 581, 586, 283 N. Y. S. 2d 1, 8 (1967), that what
it had actually authorized in Rivera and subsequent decisions, see,
e. g., People v. Pugach, 15 N. Y. 2d 65, 204 N. E. 2d 176, 255 N. Y.
S. 2d 833 (1964), cert. denied, 380 U.S. 936 (1965), was a "search"
upon less than probable cause. However, in acknowledging that no valid
distinction could be maintained on the basis of its cases, the Court
of Appeals continued to distinguish between the two in theory. It still
defined "search" as it had in Rivera - as an essentially unlimited examination
of the person for any and all seizable items - and merely noted that
the cases had upheld police intrusions which went far beyond the original
limited conception of a "frisk." Thus, principally because it failed
to consider limitations upon the scope of searches in individual cases
as a potential mode of regulation, the Court of Appeals in three short
years arrived at the position that the Constitution must, in the name
of necessity, be held to permit unrestrained rummaging about a person
and his effects upon mere suspicion. It did apparently limit its holding
to "cases involving serious personal injury or grave irreparable property
damage," thus excluding those involving "the enforcement of sumptuary
laws, such as gambling, and laws of limited public consequence, such
as narcotics violations, prostitution, larcenies of the ordinary kind,
and the like." People v. Taggart, supra, at 340, 214 N. E. 2d, at 584,
283 N. Y. S. 2d, at 6.
In our view the sounder course is to recognize that the Fourth Amendment
governs all intrusions by agents of the public upon personal security,
and to make the scope of the particular intrusion, in light of all the
exigencies of the case, a central element in the analysis of reasonableness.
Cf. Brinegar v. United States, 338 U.S. 160, 183 (1949) (Mr. Justice
Jackson, dissenting). Compare Camara
v. Municipal Court, 387 U.S. 523, 537 (1967). This seems preferable
to an approach which attributes too much significance to an overly technical
definition of "search," and which turns in part upon a judge-made hierarchy
of legislative enactments in the criminal sphere. Focusing the inquiry
squarely on the dangers and demands of the particular situation also
seems more likely to produce rules which are intelligible to the police
and the public alike than requiring the officer in the heat of an unfolding
encounter on the street to make a judgment as to which laws are "of
limited public consequence."
[Footnote 16] We thus decide nothing today
concerning the constitutional propriety of an investigative "seizure"
upon less than probable cause for purposes of "detention" and/or interrogation.
Obviously, not all personal intercourse between policemen and citizens
involves "seizures" of persons. Only when the officer, by means of physical
force or show of authority, has in some way restrained the liberty of
a citizen may we conclude that a "seizure" has occurred. We cannot tell
with any certainty upon this record whether any such "seizure" took
place here prior to Officer McFadden's initiation of physical contact
for purposes of searching Terry for weapons, and we thus may assume
that up to that point no intrusion upon constitutionally protected rights
had occurred.
[Footnote 17] See generally Leagre, The
Fourth Amendment and the Law of Arrest, 54 J. Crim. L. C. & P. S.
393, 396-403 (1963).
[Footnote 18] This demand for specificity
in the information upon which police action is predicated is the central
teaching of this Court's Fourth Amendment jurisprudence. See Beck v.
Ohio, 379 U.S. 89, 96-97 (1964); Ker v. California, 374 U.S. 23, 34-37
(1963); Wong Sun v. United States, 371 U.S. 471, 479-484 (1963); Rios
v. United States, 364 U.S. 253, 261-262 (1960); Henry v. United States,
361 U.S. 98, 100-102 (1959); Draper v. United States, 358 U.S. 307,
312-314 (1959); Brinegar v. United States, 338 U.S. 160, 175-178 (1949);
Johnson v. United States, 333 U.S. 10, 15-17 (1948); United States v.
Di Re, 332 U.S. 581, 593-595 (1948); Husty v. United States, 282 U.S.
694, 700-701 (1931); Dumbra v. United States, 268 U.S. 435, 441 (1925);
Carroll v. United States, 267 U.S. 132, 159-162 (1925); Stacey v. Emery,
97 U.S. 642, 645 (1878).
[Footnote 19] See, e. g., Katz v. United
States, 389 U.S. 347, 354-357 (1967); Berger v. New York, 388 U.S. 41,
54-60 (1967); Johnson v. United States, 333 U.S. 10, 13-15 (1948); cf.
Wong Sun v. United States, 371 U.S. 471, 479-480 (1963). See also Aguilar
v. Texas, 378 U.S. 108, 110-115 (1964).
[Footnote 20] See also cases cited in n.
18, supra.
[Footnote 21] Fifty-seven law enforcement
officers were killed in the line of duty in this country in 1966, bringing
the total to 335 for the seven-year period beginning with 1960. Also
in 1966, there were 23,851 assaults on police officers, 9,113 of which
resulted in injuries to the policemen. Fifty-five of the 57 officers
killed in 1966 died from gunshot wounds, 41 of them inflicted by handguns
easily secreted about the person. The remaining two murders were perpetrated
by knives. See Federal Bureau of Investigation, Uniform Crime Reports
for the United States - 1966, at 45-48, 152 and Table 51.
The easy availability of firearms to potential criminals in this country
is well known and has provoked much debate. See, e. g., President's
Commission on Law Enforcement and Administration of Justice, The Challenge
of Crime in a Free Society 239-243 (1967). Whatever the merits of gun-control
proposals, this fact is relevant to an assessment of the need for some
form of self-protective search power.
[Footnote 22] See generally W. LaFave,
Arrest - The Decision to Take a Suspect into Custody 1-13 (1965).
[Footnote 23] See also cases cited in n.
18, supra.
MR. JUSTICE HARLAN, concurring.
While I unreservedly agree with the Court's ultimate holding in this
case, I am constrained to fill in a few gaps, as I see them, in its
opinion. I do this because what is said by this Court today will serve
as initial guidelines for law enforcement authorities and courts throughout
the land as this important new field of law develops.
A police officer's right to make an on-the-street "stop" and an accompanying
"frisk" for weapons is of course bounded by the protections afforded
by the Fourth and Fourteenth Amendments. The Court holds, and I agree,
that while the right does not depend upon possession by the officer
of a valid warrant, nor upon the existence of probable cause, such activities
must be reasonable under the circumstances as the officer credibly relates
them in court. Since the question in this and most cases is whether
evidence produced by a frisk is admissible, the problem is to determine
what makes a frisk reasonable.
If the State of Ohio were to provide that police officers could, on
articulable suspicion less than probable cause, forcibly frisk and disarm
persons thought to be carrying concealed weapons, I would have little
doubt that action taken pursuant to such authority could be constitutionally
reasonable. Concealed weapons create an immediate [392 U.S. 1, 32] and
severe danger to the public, and though that danger might not warrant
routine general weapons checks, it could well warrant action on less
than a "probability." I mention this line of analysis because I think
it vital to point out that it cannot be applied in this case. On the
record before us Ohio has not clothed its policemen with routine authority
to frisk and disarm on suspicion; in the absence of state authority,
policemen have no more right to "pat down" the outer clothing of passers-by,
or of persons to whom they address casual questions, than does any other
citizen. Consequently, the Ohio courts did not rest the constitutionality
of this frisk upon any general authority in Officer McFadden to take
reasonable steps to protect the citizenry, including himself, from dangerous
weapons.
The state courts held, instead, that when an officer is lawfully confronting
a possibly hostile person in the line of duty he has a right, springing
only from the necessity of the situation and not from any broader right
to disarm, to frisk for his own protection. This holding, with which
I agree and with which I think the Court agrees, offers the only satisfactory
basis I can think of for affirming this conviction. The holding has,
however, two logical corollaries that I do not think the Court has fully
expressed.
In the first place, if the frisk is justified in order to protect the
officer during an encounter with a citizen, the officer must first have
constitutional grounds to insist on an encounter, to make a forcible
stop. Any person, including a policeman, is at liberty to avoid a person
he considers dangerous. If and when a policeman has a right instead
to disarm such a person for his own protection, he must first have a
right not to avoid him but to be in his presence. That right must be
more than the liberty (again, possessed by every citizen) to address
questions to other persons, for ordinarily the person [392 U.S. 1, 33] addressed has
an equal right to ignore his interrogator and walk away; he certainly
need not submit to a frisk for the questioner's protection. I would
make it perfectly clear that the right to frisk in this case depends
upon the reasonableness of a forcible stop to investigate a suspected
crime.
Where such a stop is reasonable, however, the right to frisk must be
immediate and automatic if the reason for the stop is, as here, an articulable
suspicion of a crime of violence. Just as a full search incident to
a lawful arrest requires no additional justification, a limited frisk
incident to a lawful stop must often be rapid and routine. There is
no reason why an officer, rightfully but forcibly confronting a person
suspected of a serious crime, should have to ask one question and take
the risk that the answer might be a bullet.
The facts of this case are illustrative of a proper stop and an incident
frisk. Officer McFadden had no probable cause to arrest Terry for anything,
but he had observed circumstances that would reasonably lead an experienced,
prudent policeman to suspect that Terry was about to engage in burglary
or robbery. His justifiable suspicion afforded a proper constitutional
basis for accosting Terry, restraining his liberty of movement briefly,
and addressing questions to him, and Officer McFadden did so. When he
did, he had no reason whatever to suppose that Terry might be armed,
apart from the fact that he suspected him of planning a violent crime.
McFadden asked Terry his name, to which Terry "mumbled something." Whereupon
McFadden, without asking Terry to speak louder and without giving him
any chance to explain his presence or his actions, forcibly frisked
him.
I would affirm this conviction for what I believe to be the same reasons
the Court relies on. I would, however, make explicit what I think is
implicit in affirmance on [392 U.S. 1, 34] the
present facts. Officer McFadden's right to interrupt Terry's freedom
of movement and invade his privacy arose only because circumstances
warranted forcing an encounter with Terry in an effort to prevent or
investigate a crime. Once that forced encounter was justified, however,
the officer's right to take suitable measures for his own safety followed
automatically.
Upon the foregoing premises, I join the opinion of the Court.
MR. JUSTICE WHITE, concurring.
I join the opinion of the Court, reserving judgment, however, on some
of the Court's general remarks about the scope and purpose of the exclusionary
rule which the Court has fashioned in the process of enforcing the Fourth
Amendment.
Also, although the Court puts the matter aside in the context of this
case, I think an additional word is in order concerning the matter of
interrogation during an investigative stop. There is nothing in the
Constitution which prevents a policeman from addressing questions to
anyone on the streets. Absent special circumstances, the person approached
may not be detained or frisked but may refuse to cooperate and go on
his way. However, given the proper circumstances, such as those in this
case, it seems to me the person may be briefly detained against his
will while pertinent questions are directed to him. Of course, the person
stopped is not obliged to answer, answers may not be compelled, and
refusal to answer furnishes no basis for an arrest, although it may
alert the officer to the need for continued observation. In my view,
it is temporary detention, warranted by the circumstances, which chiefly
justifies the protective frisk for weapons. Perhaps the frisk itself,
where proper, will have beneficial results whether questions are asked
or not. If weapons are found, an arrest will follow. [392 U.S. 1, 35] If none are
found, the frisk may nevertheless serve preventive ends because of its
unmistakable message that suspicion has been aroused. But if the investigative
stop is sustainable at all, constitutional rights are not necessarily
violated if pertinent questions are asked and the person is restrained
briefly in the process.
MR. JUSTICE DOUGLAS, dissenting.
I agree that petitioner was "seized" within the meaning of the Fourth
Amendment. I also agree that frisking petitioner and his companions
for guns was a "search." But it is a mystery how that "search" and that
"seizure" can be constitutional by Fourth Amendment standards, unless
there was "probable cause"1 to believe that
(1) a crime had been committed or (2) a crime was in the process of
being committed or (3) a crime was about to be committed.
The opinion of the Court disclaims the existence of "probable cause."
If loitering were in issue and that [392 U.S. 1, 36] was
the offense charged, there would be "probable cause" shown. But the
crime here is carrying concealed weapons;2
and there is no basis for concluding that the officer had "probable
cause" for believing that that crime was being committed. Had a warrant
been sought, a magistrate would, therefore, have been unauthorized to
issue one, for he can act only if there is a showing of "probable cause."
We hold today that the police have greater authority to make a "seizure"
and conduct a "search" than a judge has to authorize such action. We
have said precisely the opposite over and over again.3
[392 U.S. 1, 37]
In other words, police officers up to today have been permitted to
effect arrests or searches without warrants only when the facts within
their personal knowledge would satisfy the constitutional standard of
probable cause. At the time of their "seizure" without a warrant they
must possess facts concerning the person arrested that would have satisfied
a magistrate that "probable cause" was indeed present. The term "probable
cause" rings a bell of certainty that is not sounded by phrases such
as "reasonable suspicion." Moreover, the meaning of "probable cause"
is deeply imbedded in our constitutional history. As we stated in Henry
v. United States, 361 U.S. 98, 100-102:
"The requirement of probable cause has roots that are deep in our history.
The general warrant, in which the name of the person to be arrested
was left blank, and the writs of assistance, against which James Otis
inveighed, both perpetuated the oppressive practice of allowing the
police to arrest and search on suspicion. Police control took the place
of judicial control, since no showing of `probable cause' before a magistrate
was required.
. . . . .
"That philosophy [rebelling against these practices] later was reflected
in the Fourth Amendment. And as the early American decisions both
before and immediately after its adoption show, common rumor or report,
suspicion, or even `strong reason to suspect' was not adequate to
support a warrant [392 U.S. 1, 38] for arrest.
And that principle has survived to this day. . . .
". . . It is important, we think, that this requirement [of probable
cause] be strictly enforced, for the standard set by the Constitution
protects both the officer and the citizen. If the officer acts with
probable cause, he is protected even though it turns out that the
citizen is innocent. . . . And while a search without a warrant is,
within limits, permissible if incident to a lawful arrest, if an arrest
without a warrant is to support an incidental search, it must be made
with probable cause. . . . This immunity of officers cannot fairly
be enlarged without jeopardizing the privacy or security of the citizen."
The infringement on personal liberty of any "seizure" of a person can
only be "reasonable" under the Fourth Amendment if we require the police
to possess "probable cause" before they seize him. Only that line draws
a meaningful distinction between an officer's mere inkling and the presence
of facts within the officer's personal knowledge which would convince
a reasonable man that the person seized has committed, is committing,
or is about to commit a particular crime. "In dealing with probable
cause, . . . as the very name implies, we deal with probabilities. These
are not technical; they are the factual and practical considerations
of everyday life on which reasonable and prudent men, not legal technicians,
act." Brinegar v. United States, 338 U.S. 160, 175.
To give the police greater power than a magistrate is to take a long
step down the totalitarian path. Perhaps such a step is desirable to
cope with modern forms of lawlessness. But if it is taken, it should
be the deliberate choice of the people through a constitutional amendment.
[392 U.S. 1, 39] Until
the Fourth Amendment, which is closely allied with the Fifth,4
is rewritten, the person and the effects of the individual are beyond
the reach of all government agencies until there are reasonable grounds
to believe (probable cause) that a criminal venture has been launched
or is about to be launched.
There have been powerful hydraulic pressures throughout our history
that bear heavily on the Court to water down constitutional guarantees
and give the police the upper hand. That hydraulic pressure has probably
never been greater than it is today.
Yet if the individual is no longer to be sovereign, if the police can
pick him up whenever they do not like the cut of his jib, if they can
"seize" and "search" him in their discretion, we enter a new regime.
The decision to enter it should be made only after a full debate by
the people of this country.
[Footnote 1] The meaning of "probable cause"
has been developed in cases where an officer has reasonable grounds
to believe that a crime has been or is being committed. See, e. g.,
The Thompson, 3 Wall. 155; Stacey v. Emery, 97 U.S. 642; Director General
v. Kastenbaum, 263 U.S. 25; Carroll v. United States, 267 U.S. 132;
United States v. Di Re, 332 U.S. 581; Brinegar v. United States, 338
U.S. 160; Draper v. United States, 358 U.S. 307; Henry v. United States,
361 U.S. 98. In such cases, of course, the officer may make an "arrest"
which results in charging the individual with commission of a crime.
But while arresting persons who have already committed crimes is an
important task of law enforcement, an equally if not more important
function is crime prevention and deterrence of would-be criminals. "[T]here
is no war between the Constitution and common sense," Mapp v. Ohio,
367 U.S. 643, 657. Police officers need not wait until they see a person
actually commit a crime before they are able to "seize" that person.
Respect for our constitutional system and personal liberty demands in
return, however, that such a "seizure" be made only upon "probable cause."
[Footnote 2] Ohio Rev. Code 2923.01.
[Footnote 3] This Court has always used
the language of "probable cause" in determining the constitutionality
of an arrest without a warrant. See, e. g., Carroll v. United States,
267 U.S. 132, 156, 161-162; Johnson v. United States, 333 U.S. 10, 13-15;
McDonald v. United States, 335 U.S. 451, 455-456; Henry v. United States,
361 U.S. 98; Wong Sun v. United States, 371 U.S. 471, 479-484. To give
power to the police to seize a person on some grounds different from
or less than "probable cause" would be handing them more authority than
could be exercised by a magistrate in issuing a warrant to seize a person.
As we stated in Wong Sun v. United States, 371 U.S. 471, with respect
to requirements for arrests without warrants: "Whether or not the requirements
of reliability and particularity of the information on which an officer
may act are more stringent where an arrest warrant is absent, they surely
cannot be less stringent than where an arrest warrant is obtained."
Id., at 479. And we said in Brinegar v. United States, 338 U.S. 160,
176:
"These long-prevailing standards [for probable cause] seek to safeguard
citizens from rash and unreasonable interferences with privacy and from
unfounded charges of crime. They also seek to give fair leeway for enforcing
the law in the community's protection. Because many situations which
confront officers in the course of executing their duties are more or
less ambiguous, room must be allowed for some mistakes on their part.
But the mistakes must be those of reasonable men, acting on facts leading
sensibly to their conclusions of probability. The rule of probable cause
is a practical, nontechnical conception affording the best compromise
that has been found for accommodating these often opposing interests.
Requiring [392 U.S. 1, 37] more would
unduly hamper law enforcement. To allow less would be to leave law-abiding
citizens at the mercy of the officers' whim or caprice."
And see Johnson v. United States, 333 U.S. 10, 14-15; Wrightson v.
United States, 95 U.S. App. D.C. 390, 393-394, 222 F.2d 556, 559-560
(1955).
[Footnote 4] See Boyd v. United States,
116 U.S. 616, 633:
"For the `unreasonable searches and seizures' condemned in the Fourth
Amendment are almost always made for the purpose of compelling a man
to give evidence against himself, which in criminal cases is condemned
in the Fifth Amendment; and compelling a man `in a criminal case to
be a witness against himself,' which is condemned in the Fifth Amendment,
throws light on the question as to what is an `unreasonable search and
seizure' within the meaning of the Fourth Amendment." [392 U.S. 1, 40]
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