|
|
|
Arkansas Court Cases
Bobby Joe MULLINAX
v. STATE of Arkansas
CR 96-571 S.W.2d
Supreme Court of Arkansas
Opinion delivered January 21, 1997
1. Appeal & error
-- petition for review following decision by court of appeals
-- case reviewed as if originally filed in supreme court.
--When the supreme court grants a petition for review following a decision
by the court of appeals, it reviews the case as though the appeal had
originally been filed with it.
2. Motions
-- motion to suppress denied at trial
-- factors on review.
-- Upon review of a trial court's denial of a motion to suppress, the
appellate court makes
an independent determination based upon the totality of the circumstances;
the evidence is viewed in the light most favorable to the appellee,
and the trial court's ruling is reversed only if it is clearly erroneous
or against the preponderance of the evidence.
3. Search & seizure
-- vehicle stops
-- when seizure occurs
-- when considered reasonable and permissible.
-- A Fourth Amendment seizure occurs when a vehicle is stopped at a
roadblock or checkpoint; the question, under Michigan Dep't of State
Police v. Sitz, 496 U.S. 444 (1990), is whether such seizures are reasonable
under the Fourth Amendment; the permissibility of vehicle stops made
on less-than-reasonable suspicion of criminal activity is to be judged
according to a three-pronged balancing test; consideration of the constitutionality
of such seizures involves a weighing of the gravity of the public concerns
served by the seizure, the degree to which the seizure advances the
public interest, and the severity of the interference with individual
liberty.
4. Search & seizure
-- vehicle stops
-- required factors weighed by court
-- roadblock was reasonable seizure under Fourth Amendment.
-- Where there was no doubt as to the magnitude of the State's interest
in eradicating drunk driving; where the level of the intrusion on the
motorist was slight; and where the degree to which the roadblock advanced
the State's interest was sufficient in that the officers did not make
random stops with unfettered discretion, but held a fixed roadblock,
in an area where travel was already limited to thirty miles per hour,
that was authorized by the shift commander and followed the guidelines
of stopping every car and then inquiring further of every fifth car
as to the driver's license and registration; the roadblock was a reasonable
seizure under the FourthAmendment, and the trial court did not err in
refusing to suppress the evidence obtained against appellant at the
roadblock.
5. Search & seizure
-- virtually identical provision of Arkansas constitution interpreted
in same manner as provision in U.S. Constitution
-- seizure was reasonable under Ark. Const. art. 2, § 15.
-- Because Article 2, section 15, of the Arkansas Constitution is virtually
identical to the Fourth Amendment to the United States Constitution,
the supreme court interpreted Article 2, section 15, in the same manner
as the United States Supreme Court has interpreted the Fourth Amendment;
therefore, under the analysis used to determine whether this seizure
was reasonable under the Fourth Amendment, the seizure was held reasonable
under Article 2, section 15, of the Arkansas Constitution.
6. Constitutional law
-- roadblocks
-- no warrant necessary for operation of fixed roadblock.
-- Appellant's contention that Article 2, section 15, of the Arkansas
Constitution required a warrant to be issued prior to conducting a roadblock
was without merit; a warrant is not required in advance for the operation
of a fixed roadblock.
7. Search & seizure
-- statewide program for instituting sobriety checkpoints not prerequisite
to instituting constitutional roadblock.
-- Appellant's contention that the Fourth Amendment requires a statewide
administrative or statutory plan for implementing roadblocks was without
merit; a statewide program is not a prerequisite to instituting a constitutional
roadblock.
8. Search & seizure
-- no impermissible exercise of discretion shown
-- roadblock did not lack plan embodying explicit neutral limitations
on conduct of individual officers
-- An individual's reasonable expectation of privacy is not subject
to arbitrary invasions solely at the unfettered discretion of officers
in the field; to this end, the Fourth Amendment requires that a seizure
must be based on specific, objective facts indicating that society's
legitimate interests require the seizure of the particular individual
or that the seizure must be carried out pursuant to a plan embodying
explicit, neutral limitations on the conduct of individual officers;
here, based on the testimony regarding the field officers' discussion
of the particular procedures and location for the roadblock with their
superior officer, the supreme court held that there was a plan embodying
explicit, neutral limitationson the conduct of individual officers.
9. Appeal & error -- advisory opinions not issued.
-- The supreme court does not issue advisory opinions.
10. Search & seizure
-- sufficient cause existed to detain appellant
-- sight and smell of alcohol supported officer's suspicion that appellant
was driving while intoxicated.
-- Where the arresting officer testified that he smelled intoxicants
on appellant's breath and that he observed an open container in the
console of appellant's vehicle, there was a sufficient level of individualized
suspicion that appellant was driving while intoxicated to remove the
motorist from the roadblock for further inquiry.
Appeal from Washington Circuit Court; William Storey, Judge;
affirmed.
Doug Norwood, for appellant.
Winston Bryant, Att'y Gen., by: J. Brent Standridge, Asst. Att'y Gen.,
for appellee.
Donald L. Corbin, Justice.
Appellant Bobby Joe Mullinax was found guilty in Springdale
Municipal Court of driving while intoxicated; he was fined $300.00,
ordered to pay court costs of $335.25, sentenced to one day in jail,
had his driver's license suspended for ninety days, and was ordered
to complete an alcohol safety program at the Ozark Guidance Center.
He appealed to Washington County Circuit Court and moved to suppress
the evidence gathered against him on the basis that it was obtained
at an unconstitutional roadblock. After conducting a hearing on Appellant's
motion to suppress, the circuit court denied the motion; Appellant then
entered a conditional plea of guilty, with the State's consent, in accordance
with A.R.Cr.P. Rule 24.3(b). The circuit court entered a written amended
judgment indicating that the entry of Appellant's plea of guilty was
conditioned on his right to appeal the suppression issue and sentencing
Appellant to pay the Springdale Municipal Court a fine of $250.00 and
court costs of $335.25. The amended judgment also ordered Appellant
to pay court costs of $67.75 to the Washington County Sheriff, suspended
his driving privileges for ninety days, ordered him to comply with the
recommendation made by the Ozark Guidance Center, and sentenced him
to one day in jail.
The Arkansas Court of Appeals heard Appellant's appeal of the suppression
issue and affirmed the circuit court. Mullinax v. State, 53 Ark. App.
176, 920 S.W.2d 503 (1996). We grantedAppellant's petition for review
of that decision. When this court grants a petition for review following
a decision by the court of appeals, we review the case as though the
appeal was originally filed with this court. Allen v. State, 326 Ark.
541, 932 S.W.2d 764 (1996); Armer v. State, 326 Ark. 7, 929 S.W.2d 705
(1996). Upon such review, we find no error in the circuit court's denial
of Appellant's motion to suppress and affirm the judgment.
On appeal, Appellant contends the roadblock was unconstitutional under
the Fourth Amendment to the United States Constitution and Article 2,
Section 15, of the Arkansas Constitution of 1874. The trial court ruled
the roadblock was constitutional because there was no profiling of vehicles,
rather every vehicle was stopped and every fifth vehicle was detained
for a more detailed check not lasting more than two minutes. Upon review
of a trial court's denial of a motion to suppress, we make an independent
determination based upon the totality of the circumstances; we view
the evidence in the light most favorable to the appellee, and we reverse
the trial court's ruling only if it is clearly erroneous or against
the preponderance of the evidence. Norman v. State, 326 Ark. 210, 931
S.W.2d 96 (1996).
For the sake of convenience, we recite the evidence as it was accurately
reported by the court of appeals:
The appellant was stopped at a roadblock on August 11, 1994, conducted
by Springdale Police OfficersMike Bell and Mike Peters. Lieutenant John
Lewis, supervisor and shift commander in charge at the time, authorized
the roadblock, approved the site, and gave Officer Bell instructions
on how to proceed. Lieutenant Lewis testified that he had previously
participated in numerous roadblocks. He testified that he instructed
the officers not to profile certain cars or certain people, and not
to stop the cars at random. He testified that the officers had a set
procedure on how they were going to conduct the roadblock and that he
confirmed the plan.
The roadblock was set up in a road construction area near a junior
high school where traffic was restricted to two lanes and the speed
limit was reduced to thirty miles an hour. There had been reports of
reckless driving and speeding in that area. Officer Bell testified that
there were barrels guiding the traffic through the particular area and
that they adjusted the barrels and their vehicles to facilitate the
traffic flow. He testified that drivers had to negotiate the barrels
before they set up the roadblock and that their presence increased visibility
to the area. The officers carried flashlights and wore bright orange
reflective safety vests with the word "POLICE" on them in large letters.
The blue lights and headlights were activated on the two police vehicles
utilized in conducting the roadblock.
Officer Bell testified that the purpose of the roadblock was to check
the sobriety of the drivers and to check for valid vehicle registration,
driver's licenses, and insurance. He further stated that the purpose
of the roadblock was discussed with Lieutenant Lewis. Every vehicle
approaching the roadblock was stopped for a period of no more than thirty
seconds, and every fifth vehicle was stopped for a more detailed check
that lasted less than two minutes. Officer Bell testified that they
explained to every vehicle what they were doing and asked every fifth
driver for his driver's license, registration, and insurance. The officers
called in the driver's license numbers and the radio operator informed
them if the licenses were valid and if there were any outstanding warrants.
The radio dispatch logs indicated that the officers called in to check
eighteen drivers' licenses during the roadblock, which lasted for approximately
one hour.
Officer Bell testified that he noticed the odor of intoxicants coming
from the appellant's vehicle and on the appellant's breath when he stopped
at the roadblock. He further testified that he saw a plastic cup in
the console of the vehicle containing some ice and liquid. He stated
that the appellant's vehicle was not one of the fifth vehicles but that
the appellant was detained for a further check because it appeared that
he had been drinking.
Mullinax, 53 Ark. App. at 178-79, 920 S.W.2d at 504-05.
It is well settled that a Fourth Amendment seizure occurs when a vehicle
is stopped at a roadblock or checkpoint. Michigan Dep't of State Police
v. Sitz, 496 U.S. 444 (1990) (citing United States v. Martinez-Fuerte,
428 U.S. 543 (1976)). According to Sitz, "[t]he question thus becomes
whether such seizures are 'reasonable' under the Fourth Amendment."
Id. at 450. It is also well-settled that the permissibility of vehicle
stops made on less than reasonable suspicion of criminal activity is
to be judged according to the three-pronged balancing tests of Martinez-Fuerte,
428 U.S. 543, and Brown v. Texas, 443 U.S. 47 (1979). Sitz, 496 U.S.
at 450. The Supreme Court enunciated the test in Brown as follows: "Consideration
of the constitutionality of such seizures involves a weighing of the
gravity of the public concerns served by the seizure, the degree to
which the seizure advances the public interest, and the severity of
the interference with individual liberty." Id. at 50-51.
The three factors to be weighed in this case are the State's interest
in preventing accidents caused by drunk drivers, the degree to which
the State's seizure or roadblock advances its interest, and the level
of intrusion on Appellant's individual privacy that is caused by the
roadblock. First, there is no doubt as to the magnitude of the State's
interest in eradicating drunk driving. Sitz, 496 U.S. at 451. Additionally,
this court has previously indicated that the purposes of checking drivers'
and vehicle licenses are permissible purposes for a roadblock, Stobaugh
v. State, 298 Ark. 577, 769 S.W.2d 26 (1989), and the court of appeals
has upheld the constitutionality of roadblocks held for the same purposes,
Camp v. State, 26 Ark. App. 299, 764 S.W.2d 463 (1989). Second, the
level of the intrusion on the motorist is slight. Each motorist was
stopped for anywhere from thirty seconds to no more than two minutes.
The blue lights of the police vehicles and the orange vests worn by
the officers offered indicia of governmental authority and made the
roadblock clearly visible. The roadblock was held in a well-traveled
area near a junior high school. Therefore, there was no "fear and surprise"
to law-abiding motorists. Martinez-Fuerte, 543 U.S. at 558. Third, the
degree to which the roadblock advanced the state's interest is sufficient.
The officers did not make random stops with unfettered discretion, but
held a fixed roadblock, in an area where travel was already limited
to thirty miles per hour, that was authorized by the shiftcommander
and followed the guidelines of stopping every car and then inquiring
further of every fifth car as to the driver's license and registration.
Of the eighteen drivers' licenses that were checked, one arrest was
made. Although a searching examination of effectiveness is not required,
this rate of effectiveness is sufficient. See Sitz, 496 U.S. at 454-55.
Accordingly, we conclude that the roadblock was a reasonable seizure
under the Fourth Amendment and that the trial court did not err in refusing
to suppress the evidence obtained against Appellant at the roadblock.
Article 2, Section 15, of the Arkansas Constitution is virtually identical
to the Fourth Amendment to the United States Constitution. We thus interpret
Article 2, Section 15, in the same manner as the United States Supreme
Court interprets the Fourth Amendment, Stout v. State, 320 Ark. 552,
898 S.W.2d 457 (1995). Therefore, under the foregoing analysis used
to determine this seizure was reasonable under the Fourth Amendment,
we also conclude that the seizure was reasonable under Article 2, Section
15, of the Arkansas Constitution.
Appellant offers some twenty reasons why he believes this roadblock
was unconstitutional. We find that the majority of these reasons are
merely factors to be considered in balancing the interests at stake
rather than constitutional prerequisites to a valid roadblock. See Sitz,
496 U.S. 444; Brown, 443 U.S. 47; Delaware v. Prouse, 440 U.S. 648 (1979);
and Martinez-Fuerte, 428 U.S. 543. Appellant describes these factors
as the effectiveness of the roadblock, availability of a less intrusive
means for conducting the roadblock, failure to keep records during the
roadblock, no supervision and unlimited discretion of officers conducting
the roadblock, insufficient safety precautions during the roadblock,
site selection of the roadblock, lack of training of officers conducting
the roadblock, and lack of advance publicity of the roadblock. There
are a few of Appellant's reasons, however, that merit some discussion
as follows.
Appellant contends that Article 2, Section 15, of the Arkansas Constitution
requires a warrant to be issued prior to conducting a roadblock. Since
the United States Supreme Court held in Martinez-Fuerte, 428 U.S. 543,
that a warrant was not required in advance for the operation of a fixed
roadblock, and since we interpret the Arkansas Constitution similarly
to the Fourth Amendment, we conclude that no warrant was required under
Article 2, Section 15.
Appellant contends that the Fourth Amendment requires a statewide administrative
or statutory plan for implementing roadblocks. Appellant relies on Holt
v. State, 887 S.W.2d 16 (Tex. Crim. App. 1994), which held that, in
light of Sitz, sobrietycheckpoints are unconstitutional without express
authorization and implementation by a statewide governing body. We do
not find Holt to be persuasive, in part due to the reasons expressed
in the dissenting opinion. Holt, 887 S.W.2d at 21 (Campbell, J., dissenting).
Although Sitz did involve a comprehensive statewide program with guidelines
for implementing sobriety checkpoints, we do not interpret the Sitz
decision as holding that a statewide program is a prerequisite to instituting
a constitutional roadblock. For other courts so concluding, see Davis
v. Kansas Dep't. of Revenue, 252 Kan. 224, 843 P.2d 260 (1992), and
cases cited therein at 252 Kan. at 229-30, 843 P.2d at 263.
Appellant also contends that the lack of a plan or program at the Springdale
Police Department allowed the officers to impermissibly exercise discretion
while implementing the roadblock. The Supreme Court stated in Brown:
A central concern in balancing these competing considerations in a
variety of settings has been to assure that an individual's reasonable
expectation of privacy is not subject to arbitrary invasions solely
at the unfettered discretion of officers in the field. See Delaware
v. Prouse, 440 U.S. 648, 654-655 (1979); United States v. Brignoni-Ponce,
supra, at 882. To this end, the Fourth Amendment requires that a seizure
must be based on specific, objective facts indicating that society's
legitimate interests require the seizure of the particular individual,
or that the seizure must be carried out pursuant to a plan embodying
explicit, neutral limitations on the conduct of individual officers.
Delaware v. Prouse, supra, at 663. See United States v. Martinez-Fuerte,
428 U.S. 543, 558-562 (1976).
Brown, 443 U.S. at 51 (emphasis added). Based on the testimony in this
case regarding the field officers' discussion of the particular procedures
and location for this roadblock with their superior officer, we conclude
there was a "plan embodying explicit, neutral limitations on the conduct
of individual officers." Id. The fact that the plan was not a statewide
written plan does not convince us that the balance weighs in favor of
Appellant.
Appellant argues further that the lack of a comprehensive statewide
program could cause a potential problem in Springdale due to the overlapping
jurisdictions of numerous law enforcement agencies in the area. We do
not address this argument because there is no evidence that such a problem
occurred in this case, and we do not issue advisory opinions. State
v. Banks, 322 Ark. 344, 909 S.W.2d 634 (1995).
Appellant also contends that because he was not one of the fifth cars
systematically detained for further inquiry during the roadblock, there
was insufficient cause to detain him. Appellant acknowledges that Officer
Bell testified that he smelled intoxicants on Appellant's breath and
that he observed an open container in the console of Appellant's vehicle,
but contends this is not a sufficient level of individualized suspicion
to remove a motorist from the roadblock for further inquiry.
We could not disagree more. The Supreme Court held inMartinez-Fuerte,
428 U.S. at 563, that it is constitutional to refer motorists selectively
to a secondary inspection area at a fixed checkpoint on the basis of
criteria that would not sustain a roving-patrol stop. Officers should
have wide discretion in selecting motorists to be diverted for brief
questioning. Id. at 563-64. Here, the roadblock was lawfully conducted.
The smell of intoxicants coming from Appellant's vehicle and on Appellant's
breath and the sight of a container of liquor and ice in the console
of Appellant's vehicle constituted articulable facts to support the
officers' individualized suspicion that Appellant was driving while
intoxicated. Thus, it was constitutional for Appellant to be removed
from the roadblock for further inquiry even though his was not one of
the fifth vehicles.
Appellant contends there was no legal authority to detain a driver
while passengers were checked for outstanding warrants because such
a detention has no relation to deterring or detecting unlicensed drivers
or vehicles. This argument is based upon Officer Bell's testimony that
if a vehicle contained passengers, the passengers would have been made
to identify themselves and to a warrant check. Appellant does not contend
that he was detained as a result of a warrant check on a passenger in
his vehicle. Accordingly, we do not address this issue further as to
do so would be to issue an advisory opinion. Banks, 322 Ark. 344, 909
S.W.2d634.
In summary, considering the totality of the circumstances, Appellant
has not demonstrated that the officers conducting the roadblock in this
case committed any prohibited acts such as profiling cars or stopping
them at random. Appellant's expectation of privacy was not invaded solely
at the unfettered discretion of the field officers; rather, the officers
acted pursuant to a plan for a fixed checkpoint that was approved by
their shift commander. Appellant has therefore failed to demonstrate
any violation of the Fourth Amendment to the United States Constitution
or Article 2, Section 15, of the Arkansas Constitution or any prejudice.
The judgment of conviction is affirmed.
CORBIN, J. - 4
|